CHADHA SHARON exercised options at EXELA TECHNOLOGIES, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

CHADHA SHARON

Filed: 1/4/2022ACC: 0001104659-22-001189

InsiderCHADHA SHARONCIK 1885887

→

IssuerEXELA TECHNOLOGIES, INC.CIK 1620179

Director10% Owner

Since Oct 2021

+121.64K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

338.77K acquired · 217.13K disposed

Non-Derivative Transactions3

Common Stock, par value $0.0001 per share (''Common Stock'')

Direct

M · Option Exercise

+30.30K

Price / share

—

Trade value

—

% of position

48.5%

12/31/2021

62.50K→92.80K

Common Stock

Direct

M · Option Exercise

+27.74K

Price / share

—

Trade value

—

% of position

29.9%

1/3/2022

92.80K→120.54K

Common Stock

Indirect

M · Option Exercise

+93.89K

Price / share

—

Trade value

—

% of position

45.0%

1/3/2022

208.78K→302.67K

Total

Net shares

+151.94K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, par value $0.0001 per share (''Common Stock'') Direct	12/31/2021	M · Option Exercise	+30.30K	—	—	48.5%	62.50K	92.80K
Common Stock Direct	1/3/2022	M · Option Exercise	+27.74K	—	—	29.9%	92.80K	120.54K
Common Stock Indirect	1/3/2022	M · Option Exercise	+93.89K	—	—	45.0%	208.78K	302.67K
Total			+151.94K		$0.00

Derivative Transactions6

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

30.30K shares

−30.30K

Strike price

Held after

60.61K

Exercisable

—

12/31/2021

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

27.74K shares

+27.74K

Strike price

Held after

27.74K

Exercisable

—

12/31/2021

Restricted Stock Units

Indirect

A · Award

Converts to

Common Stock

159.09K shares

+159.09K

Strike price

Held after

159.09K

Exercisable

—

12/31/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

27.74K shares

−27.74K

Strike price

Held after

0.00

Exercisable

—

1/3/2022

Restricted Stock Units

Indirect

F · Tax Withholding

Converts to

Common Stock

65.20K shares

−65.20K

Strike price

Held after

93.89K

Exercisable

—

1/3/2022

Restricted Stock Units

Indirect

M · Option Exercise

Converts to

Common Stock

93.89K shares

−93.89K

Strike price

Held after

0.00

Exercisable

—

1/3/2022

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock30.30K shares	12/31/2021	M · Option Exercise	−30.30K	—	60.61K
Restricted Stock Units Direct	Common Stock27.74K shares	12/31/2021	A · Award	+27.74K	—	27.74K
Restricted Stock Units Indirect	Common Stock159.09K shares	12/31/2021	A · Award	+159.09K	—	159.09K
Restricted Stock Units Direct	Common Stock27.74K shares	1/3/2022	M · Option Exercise	−27.74K	—	0.00
Restricted Stock Units Indirect	Common Stock65.20K shares	1/3/2022	F · Tax Withholding	−65.20K	—	93.89K
Restricted Stock Units Indirect	Common Stock93.89K shares	1/3/2022	M · Option Exercise	−93.89K	—	0.00

Non-Derivative Holdings (Post-Transaction)5

Common Stock

Indirect

Shares owned3.98M

Common Stock

Indirect

Shares owned960.63K

Common Stock

Indirect

Shares owned15.50K

Common Stock

Indirect

Shares owned5.71M

Common Stock

Indirect

Shares owned104.08K

Total

10.77M indirect10.77M

Security Title	Shares Owned	Ownership Type
Common Stock	3.98M	Indirect
Common Stock	960.63K	Indirect
Common Stock	15.50K	Indirect
Common Stock	5.71M	Indirect
Common Stock	104.08K	Indirect
Total	10.77M	10.77M indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported