CHADHA PAR exercised options at EXELA TECHNOLOGIES, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/29/2022ACC: 0001104659-22-075921
Director10% Owner
Since Aug 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
30.30K acquired · 30.30K disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+30.30K
Price / share
—
Trade value
—
% of position
1010100.0%
6/27/2022
3.00→30.31K
Total
Net shares
+30.30K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 6/27/2022 | M · Option Exercise | +30.30K | — | — | 1010100.0% | 3.00 | 30.31K |
| Total | +30.30K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Indirect
Converts to
Common Stock
30.30K shares
Shares
−30.30K
Strike price
Held after
30.30K
Exercisable
—
6/27/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Indirect | Common Stock30.30K shares | 6/27/2022 | M · Option Exercise | −30.30K | — | 30.30K |
Non-Derivative Holdings (Post-Transaction)5
Common Stock
IndirectShares owned19.00
Common Stock, par value $0.0001 per share (''Common Stock'')
DirectShares owned17.00
Common Stock
IndirectShares owned3.00
Common Stock
IndirectShares owned13.00
Common Stock
IndirectShares owned3.00
Total
17.00 direct·38.00 indirect55.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 19.00 | Indirect |
| Common Stock, par value $0.0001 per share (''Common Stock'') | 17.00 | Direct |
| Common Stock | 3.00 | Indirect |
| Common Stock | 13.00 | Indirect |
| Common Stock | 3.00 | Indirect |
| Total | 55.00 | 17.00 direct·38.00 indirect |
Derivative Holdings (Post-Transaction)2
Restricted Stock Units
IndirectUnderlying security
Common Stock
Underlying shares
27.74K
Shares owned
27.74K
Exercise price
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
159.09K
Shares owned
159.09K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
186.83K
Owned
186.83K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Indirect | Common Stock | — | — | 27.74K | 27.74K | |
| Restricted Stock Units Direct | Common Stock | — | — | 159.09K | 159.09K | |
| Total | 186.83K | 186.83K | ||||