CHADHA PAR reported 2 transactions at EXELA TECHNOLOGIES, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 6/2/2022ACC: 0001104659-22-067786
Director10% Owner
Since Aug 2018
+65.20K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
186.83K acquired · 121.64K disposed
Non-Derivative Transactions2
Common Stock, par value $0.0001 per share (''Common Stock'')
Direct
Shares
−93.89K
Price / share
—
Trade value
—
% of position
100.0%
5/31/2022
93.91K→17.00
Common Stock
Indirect
Shares
−27.74K
Price / share
—
Trade value
—
% of position
100.0%
5/31/2022
27.74K→3.00
Total
Net shares
−121.64K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share (''Common Stock'') Direct | 5/31/2022 | J · J | −93.89K | — | — | 100.0% | 93.91K | 17.00 |
| Common Stock Indirect | 5/31/2022 | J · J | −27.74K | — | — | 100.0% | 27.74K | 3.00 |
| Total | −121.64K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Indirect
Converts to
Common Stock
27.74K shares
Shares
+27.74K
Strike price
Held after
27.74K
Exercisable
—
5/31/2022
Restricted Stock Units
Direct
Converts to
Common Stock
159.09K shares
Shares
+159.09K
Strike price
Held after
159.09K
Exercisable
—
5/31/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Indirect | Common Stock27.74K shares | 5/31/2022 | J · J | +27.74K | — | 27.74K | |
| Restricted Stock Units Direct | Common Stock159.09K shares | 5/31/2022 | J · J | +159.09K | — | 159.09K |
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned19.00
Common Stock
IndirectShares owned3.00
Common Stock
IndirectShares owned13.00
Common Stock
IndirectShares owned3.00
Total
38.00 indirect38.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 19.00 | Indirect |
| Common Stock | 3.00 | Indirect |
| Common Stock | 13.00 | Indirect |
| Common Stock | 3.00 | Indirect |
| Total | 38.00 | 38.00 indirect |
Derivative Holdings (Post-Transaction)1
Restricted Stock Units
IndirectUnderlying security
Common Stock
Underlying shares
60.61K
Shares owned
60.61K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
60.61K
Owned
60.61K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Indirect | Common Stock | — | — | 60.61K | 60.61K | |
| Total | 60.61K | 60.61K | ||||