CHADHA PAR received a stock award from EXELA TECHNOLOGIES, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

CHADHA PAR

Filed: 5/23/2022ACC: 0001104659-22-063857

InsiderCHADHA PARCIK 938202

→

IssuerEXELA TECHNOLOGIES, INC.CIK 1620179

Director10% Owner

Since Aug 2018

-8M

Net shares

Net seller

$100.00

Total acquired

Open market trades

0B · 0S

Total transactions

1.47M acquired · 9.48M disposed

Non-Derivative Transactions7

Common Stock

Direct

D · Disposition

−208.76K

Price / share

—

Trade value

—

% of position

69.0%

5/17/2022

302.67K→93.91K

Common Stock

Indirect

D · Disposition

−3.35M

Price / share

—

Trade value

—

% of position

100.0%

5/17/2022

3.35M→19.00

Common Stock

Indirect

D · Disposition

−92.80K

Price / share

—

Trade value

—

% of position

77.0%

5/17/2022

120.54K→27.74K

Common Stock

Indirect

D · Disposition

−104.08K

Price / share

—

Trade value

—

% of position

100.0%

5/17/2022

104.08K→3.00

Common Stock

Indirect

D · Disposition

−5.71M

Price / share

—

Trade value

—

% of position

100.0%

5/17/2022

5.71M→3.00

Common Stock

Indirect

D · Disposition

−15.50K

Price / share

—

Trade value

—

% of position

New position

5/17/2022

15.50K→0.00

Special Voting Stock

Indirect

A · Award

+1M

Price / share

$0.00

Trade value

$100.00

% of position

New position

5/19/2022

0.00→1M

Total

Net shares

−8.48M

Net value

$100.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/17/2022	D · Disposition	−208.76K	—	—	69.0%	302.67K	93.91K
Common Stock Indirect	5/17/2022	D · Disposition	−3.35M	—	—	100.0%	3.35M	19.00
Common Stock Indirect	5/17/2022	D · Disposition	−92.80K	—	—	77.0%	120.54K	27.74K
Common Stock Indirect	5/17/2022	D · Disposition	−104.08K	—	—	100.0%	104.08K	3.00
Common Stock Indirect	5/17/2022	D · Disposition	−5.71M	—	—	100.0%	5.71M	3.00
Common Stock Indirect	5/17/2022	D · Disposition	−15.50K	—	—	New position	15.50K	0.00
Special Voting Stock Indirect	5/19/2022	A · Award	+1M	$0.00	$100.00	New position	0.00	1M
Total			−8.48M		$100.00

Derivative Transactions6

6.00% Series B Cum. Convert Perpetual Preferred Stock

Direct

A · Award

Converts to

Common Stock

208.76K shares

+10.44K

Strike price

1.25

Held after

10.44K

Exercisable

—

5/17/2022

6.00% Series B Cum. Convert Perpetual Preferred Stock

Indirect

A · Award

Converts to

Common Stock

92.80K shares

+4.64K

Strike price

1.25

Held after

4.64K

Exercisable

—

5/17/2022

6.00% Series B Cum. Convert Perpetual Preferred Stock

Indirect

A · Award

Converts to

Common Stock

3.35M shares

+167.27K

Strike price

1.25

Held after

195.65K

Exercisable

—

5/17/2022

6.00% Series B Cum. Convert Perpetual Preferred Stock

Indirect

A · Award

Converts to

Common Stock

5.71M shares

+285.61K

Strike price

1.25

Held after

285.61K

Exercisable

—

5/17/2022

6.00% Series B Cum. Convert Perpetual Preferred Stock

Indirect

A · Award

Converts to

Common Stock

104.08K shares

+5.20K

Strike price

1.25

Held after

5.20K

Exercisable

—

5/17/2022

6.00% Series B Cum. Convert Perpetual Preferred Stock

Indirect

A · Award

Converts to

Common Stock

15.50K shares

+775.00

Strike price

1.25

Held after

775.00

Exercisable

—

5/17/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
6.00% Series B Cum. Convert Perpetual Preferred Stock Direct	Common Stock208.76K shares	5/17/2022	A · Award	+10.44K	1.25	—	10.44K
6.00% Series B Cum. Convert Perpetual Preferred Stock Indirect	Common Stock92.80K shares	5/17/2022	A · Award	+4.64K	1.25	—	4.64K
6.00% Series B Cum. Convert Perpetual Preferred Stock Indirect	Common Stock3.35M shares	5/17/2022	A · Award	+167.27K	1.25	—	195.65K
6.00% Series B Cum. Convert Perpetual Preferred Stock Indirect	Common Stock5.71M shares	5/17/2022	A · Award	+285.61K	1.25	—	285.61K
6.00% Series B Cum. Convert Perpetual Preferred Stock Indirect	Common Stock104.08K shares	5/17/2022	A · Award	+5.20K	1.25	—	5.20K
6.00% Series B Cum. Convert Perpetual Preferred Stock Indirect	Common Stock15.50K shares	5/17/2022	A · Award	+775.00	1.25	—	775.00

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned13.00

Total

13.00 indirect13.00

Security Title	Shares Owned	Ownership Type
Common Stock	13.00	Indirect
Total	13.00	13.00 indirect

Derivative Holdings (Post-Transaction)1

6.00% Series B Cum. Convert Perpetual Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

960.62K

Shares owned

48.03K

Exercise price

1.25

Expiration

—

Exercise window

—

Total

Underlying

960.62K

Owned

48.03K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
6.00% Series B Cum. Convert Perpetual Preferred Stock Indirect	Common Stock	1.25	—	—	960.62K	48.03K
Total					960.62K	48.03K