CHADHA PAR reported 2 transactions at EXELA TECHNOLOGIES, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 3/16/2022ACC: 0001104659-22-034596
Director10% Owner
Since Aug 2018
-1.45M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
76.41K acquired · 1.53M disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
−567.54K
Price / share
—
Trade value
—
% of position
14.3%
3/11/2022
3.98M→3.41M
Common Stock
Indirect
Shares
−960.62K
Price / share
—
Trade value
—
% of position
100.0%
3/11/2022
960.63K→13.00
Total
Net shares
−1.53M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 3/11/2022 | D · Disposition | −567.54K | — | — | 14.3% | 3.98M | 3.41M |
| Common Stock Indirect | 3/11/2022 | D · Disposition | −960.62K | — | — | 100.0% | 960.63K | 13.00 |
| Total | −1.53M | $0.00 | ||||||
Derivative Transactions2
6.00% Series B Cumulative Convertible Perpetual Pref. Stock
Indirect
Converts to
Common Stock
567.54K shares
Shares
+48.03K
Strike price
1.25
Held after
48.03K
Exercisable
—
3/11/2022
6.00% Series B Cumulative Convertible Perpetual Pref. Stock
Indirect
Converts to
Common Stock
960.62K shares
Shares
+28.38K
Strike price
1.25
Held after
28.38K
Exercisable
—
3/11/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 6.00% Series B Cumulative Convertible Perpetual Pref. Stock Indirect | Common Stock567.54K shares | 3/11/2022 | A · Award | +48.03K | 1.25 | — | 48.03K |
| 6.00% Series B Cumulative Convertible Perpetual Pref. Stock Indirect | Common Stock960.62K shares | 3/11/2022 | A · Award | +28.38K | 1.25 | — | 28.38K |
Non-Derivative Holdings (Post-Transaction)5
Common Stock
IndirectShares owned104.08K
Common Stock
DirectShares owned50.05K
Common Stock
IndirectShares owned62.50K
Common Stock
IndirectShares owned5.71M
Common Stock
IndirectShares owned15.50K
Total
50.05K direct·5.89M indirect5.94M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 104.08K | Indirect |
| Common Stock | 50.05K | Direct |
| Common Stock | 62.50K | Indirect |
| Common Stock | 5.71M | Indirect |
| Common Stock | 15.50K | Indirect |
| Total | 5.94M | 50.05K direct·5.89M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported