CHADHA PAR exercised options at EXELA TECHNOLOGIES, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

CHADHA PAR

Filed: 8/16/2018ACC: 0001104659-18-052459

InsiderCHADHA PARCIK 938202

→

IssuerEXELA TECHNOLOGIES, INC.CIK 1620179

Director10% Owner

Since Aug 2018

+27.72K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

65.92K acquired · 38.20K disposed

Non-Derivative Transactions1

Common Stock, par value $0.0001 per share ("Common Stock")

Direct

M · Option Exercise

+38.20K

Price / share

—

Trade value

—

% of position

New position

8/14/2018

0.00→38.20K

Total

Net shares

+38.20K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, par value $0.0001 per share ("Common Stock") Direct	8/14/2018	M · Option Exercise	+38.20K	—	—	New position	0.00	38.20K
Total			+38.20K		$0.00

Derivative Transactions3

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

12.32K shares

−12.32K

Strike price

Held after

50.52K

Exercisable

—

8/14/2018

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

25.88K shares

−25.88K

Strike price

Held after

12.32K

Exercisable

—

8/14/2018

Restricted Stock Unit

Direct

A · Award

Converts to

Common Stock

27.72K shares

+27.72K

Strike price

Held after

40.05K

Exercisable

—

8/14/2018

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock12.32K shares	8/14/2018	M · Option Exercise	−12.32K	—	50.52K
Restricted Stock Unit Direct	Common Stock25.88K shares	8/14/2018	M · Option Exercise	−25.88K	—	12.32K
Restricted Stock Unit Direct	Common Stock27.72K shares	8/14/2018	A · Award	+27.72K	—	40.05K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned79.21M

Total

79.21M indirect79.21M

Security Title	Shares Owned	Ownership Type
Common Stock	79.21M	Indirect
Total	79.21M	79.21M indirect

Derivative Holdings (Post-Transaction)1

Series A Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

3.26M

Shares owned

2.67M

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

3.26M

Owned

2.67M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Series A Convertible Preferred Stock Indirect	Common Stock		—	—	3.26M	2.67M
Total					3.26M	2.67M