Filed: 8/6/2018ACC: 0001093094-18-000003
-25K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
25K disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Option
Direct
Converts to
Common Stock
200K shares
Shares
−25K
Strike price
1.79
Held after
200K
Exercisable
—
8/2/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option Direct | Common Stock200K shares | 8/2/2018 | E · E | −25K | 1.79 | — | 200K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
DirectShares owned500.00
Common Stock
IndirectShares owned43K
Total
500.00 direct·43K indirect43.50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 500.00 | Direct |
| Common Stock | 43K | Indirect |
| Total | 43.50K | 500.00 direct·43K indirect |
Derivative Holdings (Post-Transaction)5
Option
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
200K
Exercise price
0.26
Expiration
—
Exercise window
—
Option
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
200K
Exercise price
0.07
Expiration
—
Exercise window
—
Option
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
200K
Exercise price
0.164
Expiration
—
Exercise window
—
Option
DirectUnderlying security
Common Stock
Underlying shares
25K
Shares owned
200K
Exercise price
0.85
Expiration
—
Exercise window
—
Option
DirectUnderlying security
Common Stock
Underlying shares
25K
Shares owned
200K
Exercise price
2.25
Expiration
—
Exercise window
—
Total
Underlying
200K
Owned
1M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Option Direct | Common Stock | 0.26 | — | — | 50K | 200K |
| Option Direct | Common Stock | 0.07 | — | — | 50K | 200K |
| Option Direct | Common Stock | 0.164 | — | — | 50K | 200K |
| Option Direct | Common Stock | 0.85 | — | — | 25K | 200K |
| Option Direct | Common Stock | 2.25 | — | — | 25K | 200K |
| Total | 200K | 1M | ||||