CGC FINANCIAL SERVICES, LLC

Filed: 9/13/2023ACC: 0001992785-23-000001

📋 What this filing means

CGC FINANCIAL SERVICES, LLC filed this quarterly 13F‑HR report disclosing 359 equity positions with a total reported market value of $153.83M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

359

Positions

$153.83M

Total AUM (reported)

2.36M

Total Shares

Allocation by class

US DIVIDEND EQ$50.13M32.6%

CORE MSCI EAFE$26.92M17.5%

US SML CP VALU$18.93M12.3%

COM$14.49M9.4%

MSCI INTL MOMENT$10.05M6.5%

NATIONAL MUN ETF$9.73M6.3%

NUVEEN ESG LRGVL$4.70M3.1%

Portfolio Concentration

Top 3$95.97M62.4%

4–10$32.34M21.0%

11–25$11.87M7.7%

Rest$13.64M8.9%

Top 3 weight

62.4%

Top 10 weight

83.4%

Voting Authority Distribution

Total shares with voting rights: 2.36M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.36M

% of voting shares100.0%

Investment Discretion (by position count)

Sole359

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings359

Rows:

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares690.29K

TypeSH

Market value$50.13M

32.59%

Sole

0.00

Shared

0.00

None

690.29K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares398.79K

TypeSH

Market value$26.92M

17.50%

Sole

0.00

Shared

0.00

None

398.79K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares243.88K

TypeSH

Market value$18.93M

12.30%

Sole

0.00

Shared

0.00

None

243.88K

ISHARES TR

SOLE

MSCI INTL MOMENT

Shares302.56K

TypeSH

Market value$10.05M

6.53%

Sole

0.00

Shared

0.00

None

302.56K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares91.15K

TypeSH

Market value$9.73M

6.32%

Sole

0.00

Shared

0.00

None

91.15K

NUSHARES ETF TR

SOLE

NUVEEN ESG LRGVL

Shares135.52K

TypeSH

Market value$4.70M

3.05%

Sole

0.00

Shared

0.00

None

135.52K

APPLE INC

SOLE

COM

Shares17.36K

TypeSH

Market value$3.37M

2.19%

Sole

0.00

Shared

0.00

None

17.36K

NUSHARES ETF TR

SOLE

NUVEEN ESG SMLCP

Shares48.62K

TypeSH

Market value$1.80M

1.17%

Sole

0.00

Shared

0.00

None

48.62K

NIKE INC

SOLE

CL B

Shares12.41K

TypeSH

Market value$1.37M

0.89%

Sole

0.00

Shared

0.00

None

12.41K

VANGUARD BD INDEX FDS

SOLE

VANGUARD ULTRA

Shares27.12K

TypeSH

Market value$1.33M

0.87%

Sole

0.00

Shared

0.00

None

27.12K

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares11.71K

TypeSH

Market value$1.17M

0.76%

Sole

0.00

Shared

0.00

None

11.71K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares13.97K

TypeSH

Market value$1.05M

0.68%

Sole

0.00

Shared

0.00

None

13.97K

MICROSOFT CORP

SOLE

COM

Shares3.05K

TypeSH

Market value$1.04M

0.68%

Sole

0.00

Shared

0.00

None

3.05K

ISHARES TR

SOLE

BLACKROCK ULTRA

Shares20.37K

TypeSH

Market value$1.02M

0.67%

Sole

0.00

Shared

0.00

None

20.37K

INVESCO ACTIVELY MANAGED ETF

SOLE

ULTRA SHRT DUR

Shares20.34K

TypeSH

Market value$1.01M

0.66%

Sole

0.00

Shared

0.00

None

20.34K

PIMCO ETF TR

SOLE

ENHNCD LW DUR AC

Shares10.38K

TypeSH

Market value$973.4K

0.63%

Sole

0.00

Shared

0.00

None

10.38K

INNOVATOR ETFS TR

SOLE

US EQT ULTRA BF

Shares27.95K

TypeSH

Market value$840.3K

0.55%

Sole

0.00

Shared

0.00

None

27.95K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares5.69K

TypeSH

Market value$808.8K

0.53%

Sole

0.00

Shared

0.00

None

5.69K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW UNCONSTRAI

Shares30.26K

TypeSH

Market value$731.4K

0.48%

Sole

0.00

Shared

0.00

None

30.26K

VANGUARD INDEX FDS

SOLE

LARGE CAP ETF

Shares3.55K

TypeSH

Market value$720.3K

0.47%

Sole

0.00

Shared

0.00

None

3.55K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares15.86K

TypeSH

Market value$645.0K

0.42%

Sole

0.00

Shared

0.00

None

15.86K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares6.97K

TypeSH

Market value$505.6K

0.33%

Sole

0.00

Shared

0.00

None

6.97K

ISHARES TR

SOLE

MRGSTR MD CP GRW

Shares8.26K

TypeSH

Market value$503.4K

0.33%

Sole

0.00

Shared

0.00

None

8.26K

LULULEMON ATHLETICA INC

SOLE

COM

Shares1.12K

TypeSH

Market value$424.7K

0.28%

Sole

0.00

Shared

0.00

None

1.12K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares1.50K

TypeSH

Market value$423.6K

0.28%

Sole

0.00

Shared

0.00

None

1.50K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	690.29K	SH	$50.13M 32.59%	690.29K
ISHARES TRSOLE	CORE MSCI EAFE	398.79K	SH	$26.92M 17.50%	398.79K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	243.88K	SH	$18.93M 12.30%	243.88K
ISHARES TRSOLE	MSCI INTL MOMENT	302.56K	SH	$10.05M 6.53%	302.56K
ISHARES TRSOLE	NATIONAL MUN ETF	91.15K	SH	$9.73M 6.32%	91.15K
NUSHARES ETF TRSOLE	NUVEEN ESG LRGVL	135.52K	SH	$4.70M 3.05%	135.52K
APPLE INCSOLE	COM	17.36K	SH	$3.37M 2.19%	17.36K
NUSHARES ETF TRSOLE	NUVEEN ESG SMLCP	48.62K	SH	$1.80M 1.17%	48.62K
NIKE INCSOLE	CL B	12.41K	SH	$1.37M 0.89%	12.41K
VANGUARD BD INDEX FDSSOLE	VANGUARD ULTRA	27.12K	SH	$1.33M 0.87%	27.12K
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	11.71K	SH	$1.17M 0.76%	11.71K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	13.97K	SH	$1.05M 0.68%	13.97K
MICROSOFT CORPSOLE	COM	3.05K	SH	$1.04M 0.68%	3.05K
ISHARES TRSOLE	BLACKROCK ULTRA	20.37K	SH	$1.02M 0.67%	20.37K
INVESCO ACTIVELY MANAGED ETFSOLE	ULTRA SHRT DUR	20.34K	SH	$1.01M 0.66%	20.34K
PIMCO ETF TRSOLE	ENHNCD LW DUR AC	10.38K	SH	$973.4K 0.63%	10.38K
INNOVATOR ETFS TRSOLE	US EQT ULTRA BF	27.95K	SH	$840.3K 0.55%	27.95K
VANGUARD INDEX FDSSOLE	VALUE ETF	5.69K	SH	$808.8K 0.53%	5.69K
FIRST TR EXCHNG TRADED FD VISOLE	TCW UNCONSTRAI	30.26K	SH	$731.4K 0.48%	30.26K
VANGUARD INDEX FDSSOLE	LARGE CAP ETF	3.55K	SH	$720.3K 0.47%	3.55K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	15.86K	SH	$645.0K 0.42%	15.86K
ISHARES TRSOLE	MSCI EAFE ETF	6.97K	SH	$505.6K 0.33%	6.97K
ISHARES TRSOLE	MRGSTR MD CP GRW	8.26K	SH	$503.4K 0.33%	8.26K
LULULEMON ATHLETICA INCSOLE	COM	1.12K	SH	$424.7K 0.28%	1.12K
VANGUARD INDEX FDSSOLE	GROWTH ETF	1.50K	SH	$423.6K 0.28%	1.50K

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