CETERA ADVISORS LLC

Filed: 11/14/2023ACC: 0001085146-23-004412

📋 What this filing means

CETERA ADVISORS LLC filed this quarterly 13F‑HR report disclosing 1690 equity positions with a total reported market value of $6.40B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1690

Positions

$6.40B

Total AUM (reported)

107.62M

Total Shares

Allocation by class

COM$1.68B26.2%

TR UNIT$181.78M2.8%

CORE S&P500 ETF$161.75M2.5%

SHS$113.98M1.8%

ACTIVEBETA US LG$104.41M1.6%

RUS 1000 GRW ETF$88.84M1.4%

MSCI USA MIN VOL$84.98M1.3%

Portfolio Concentration

Top 3$549.72M8.6%

4–10$603.84M9.4%

11–25$781.26M12.2%

Rest$4.47B69.8%

Top 3 weight

8.6%

Top 10 weight

18.0%

Voting Authority Distribution

Total shares with voting rights: 107.62M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

107.62M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1690

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1690

Rows:

APPLE INC

SOLE

COM

Shares1.22M

TypeSH

Market value$207.55M

3.24%

Sole

0.00

Shared

0.00

None

1.22M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares442.85K

TypeSH

Market value$180.41M

2.82%

Sole

0.00

Shared

0.00

None

442.85K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares376.66K

TypeSH

Market value$161.75M

2.53%

Sole

0.00

Shared

0.00

None

376.66K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares1.24M

TypeSH

Market value$104.41M

1.63%

Sole

0.00

Shared

0.00

None

1.24M

MICROSOFT CORP

SOLE

COM

Shares322.04K

TypeSH

Market value$101.68M

1.59%

Sole

0.00

Shared

0.00

None

322.04K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares333.99K

TypeSH

Market value$88.84M

1.39%

Sole

0.00

Shared

0.00

None

333.99K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares1.17M

TypeSH

Market value$84.98M

1.33%

Sole

0.00

Shared

0.00

None

1.17M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares198.43K

TypeSH

Market value$77.92M

1.22%

Sole

0.00

Shared

0.00

None

198.43K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares1.24M

TypeSH

Market value$73.57M

1.15%

Sole

0.00

Shared

0.00

None

1.24M

ISHARES TR

SOLE

RUS MID CAP ETF

Shares1.05M

TypeSH

Market value$72.43M

1.13%

Sole

0.00

Shared

0.00

None

1.05M

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares340.10K

TypeSH

Market value$72.24M

1.13%

Sole

0.00

Shared

0.00

None

340.10K

AMAZON COM INC

SOLE

COM

Shares528.40K

TypeSH

Market value$67.17M

1.05%

Sole

0.00

Shared

0.00

None

528.40K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares185.74K

TypeSH

Market value$59.04M

0.92%

Sole

0.00

Shared

0.00

None

185.74K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares157.86K

TypeSH

Market value$55.30M

0.86%

Sole

0.00

Shared

0.00

None

157.86K

ISHARES TR

SOLE

CORE TOTAL USD

Shares1.14M

TypeSH

Market value$49.86M

0.78%

Sole

0.00

Shared

0.00

None

1.14M

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares238.89K

TypeSH

Market value$49.75M

0.78%

Sole

0.00

Shared

0.00

None

238.89K

ALPHABET INC

SOLE

CAP STK CL A

Shares379.98K

TypeSH

Market value$49.72M

0.78%

Sole

0.00

Shared

0.00

None

379.98K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares922.49K

TypeSH

Market value$49.41M

0.77%

Sole

0.00

Shared

0.00

None

922.49K

FIRST TR MORNINGSTAR DIVID L

SOLE

SHS

Shares1.46M

TypeSH

Market value$48.95M

0.76%

Sole

0.00

Shared

0.00

None

1.46M

TESLA INC

SOLE

COM

Shares190.41K

TypeSH

Market value$47.65M

0.74%

Sole

0.00

Shared

0.00

None

190.41K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares189.01K

TypeSH

Market value$47.13M

0.74%

Sole

0.00

Shared

0.00

None

189.01K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares665.79K

TypeSH

Market value$47.11M

0.74%

Sole

0.00

Shared

0.00

None

665.79K

NVIDIA CORPORATION

SOLE

COM

Shares107.35K

TypeSH

Market value$46.70M

0.73%

Sole

0.00

Shared

0.00

None

107.35K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares654.54K

TypeSH

Market value$45.67M

0.71%

Sole

0.00

Shared

0.00

None

654.54K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares300.12K

TypeSH

Market value$45.56M

0.71%

Sole

0.00

Shared

0.00

None

300.12K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	1.22M	SH	$207.55M 3.24%	1.22M
SPDR S&P 500 ETF TRSOLE	TR UNIT	442.85K	SH	$180.41M 2.82%	442.85K
ISHARES TRSOLE	CORE S&P500 ETF	376.66K	SH	$161.75M 2.53%	376.66K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	1.24M	SH	$104.41M 1.63%	1.24M
MICROSOFT CORPSOLE	COM	322.04K	SH	$101.68M 1.59%	322.04K
ISHARES TRSOLE	RUS 1000 GRW ETF	333.99K	SH	$88.84M 1.39%	333.99K
ISHARES TRSOLE	MSCI USA MIN VOL	1.17M	SH	$84.98M 1.33%	1.17M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	198.43K	SH	$77.92M 1.22%	198.43K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	1.24M	SH	$73.57M 1.15%	1.24M
ISHARES TRSOLE	RUS MID CAP ETF	1.05M	SH	$72.43M 1.13%	1.05M
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	340.10K	SH	$72.24M 1.13%	340.10K
AMAZON COM INCSOLE	COM	528.40K	SH	$67.17M 1.05%	528.40K
INVESCO QQQ TRSOLE	UNIT SER 1	185.74K	SH	$59.04M 0.92%	185.74K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	157.86K	SH	$55.30M 0.86%	157.86K
ISHARES TRSOLE	CORE TOTAL USD	1.14M	SH	$49.86M 0.78%	1.14M
VANGUARD INDEX FDSSOLE	MID CAP ETF	238.89K	SH	$49.75M 0.78%	238.89K
ALPHABET INCSOLE	CAP STK CL A	379.98K	SH	$49.72M 0.78%	379.98K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	922.49K	SH	$49.41M 0.77%	922.49K
FIRST TR MORNINGSTAR DIVID LSOLE	SHS	1.46M	SH	$48.95M 0.76%	1.46M
TESLA INCSOLE	COM	190.41K	SH	$47.65M 0.74%	190.41K
ISHARES TRSOLE	CORE S&P MCP ETF	189.01K	SH	$47.13M 0.74%	189.01K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	665.79K	SH	$47.11M 0.74%	665.79K
NVIDIA CORPORATIONSOLE	COM	107.35K	SH	$46.70M 0.73%	107.35K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	654.54K	SH	$45.67M 0.71%	654.54K
ISHARES TRSOLE	RUS 1000 VAL ETF	300.12K	SH	$45.56M 0.71%	300.12K

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