CERVANTES ALFONSO J. JR enters SMART FOR LIFE, INC. with 8.14M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 2/15/2022ACC: 0001213900-22-007850
DirectorOfficer10% Owner· Executive Chairman
Since Feb 2022
8.14M
Baseline shares
21% direct
1.75M
Direct ownership
1 position
1M
Derivative underlying
1 instrument
2
Security positions
6.39M indirect
Non-Derivative Holdings2
Common Stock
DirectShares owned1.75M
Common Stock
IndirectShares owned6.39M
Total
1.75M direct·6.39M indirect8.14M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.75M | Direct |
| Common Stock | 6.39M | Indirect |
| Total | 8.14M | 1.75M direct·6.39M indirect |
Derivative Holdings1
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
1M
Shares owned
N/A
Exercise price
0.01
Expiration
—
Exercise window
—
Total
Underlying
1M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock | 0.01 | — | — | 1M | N/A |
| Total | 1M | 0.00 | ||||