Filed: 2/5/2024ACC: 0001172661-24-000456
📋 What this filing means
CERTUITY, LLC filed this quarterly 13F‑HR report disclosing 345 equity positions with a total reported market value of $988.32M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
345
Positions
$988.32M
Total AUM (reported)
15.40M
Total Shares
Allocation by class
COM$402.30M40.7%
COM NEW$90.80M9.2%
TR UNIT$78.08M7.9%
FLOATNG RAT TREA$74.07M7.5%
UNIT SER 1$45.77M4.6%
CORE S&P MCP ETF$20.87M2.1%
CORE S&P500 ETF$20.60M2.1%
Portfolio Concentration
Top 3$197.69M20.0%
4–10$232.78M23.6%
11–25$225.25M22.8%
Rest$332.61M33.7%
Top 3 weight
20.0%
Top 10 weight
43.6%
Voting Authority Distribution
Total shares with voting rights: 15.40M
Sole
Full voting authority
15.40M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole345
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings345
Rows:
SPDR S&P 500 ETF TR
SOLEShares163.76K
TypeSH
Market value$77.84M
7.88%
Sole
163.76K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares1.47M
TypeSH
Market value$74.07M
7.49%
Sole
1.47M
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares111.77K
TypeSH
Market value$45.77M
4.63%
Sole
111.77K
Shared
0.00
None
0.00
APPLE INC
SOLEShares235.34K
TypeSH
Market value$45.31M
4.58%
Sole
235.34K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares397.92K
TypeSH
Market value$39.78M
4.03%
Sole
397.92K
Shared
0.00
None
0.00
GENERAL ELECTRIC CO
SOLEShares308.18K
TypeSH
Market value$39.33M
3.98%
Sole
308.18K
Shared
0.00
None
0.00
NEW YORK CMNTY BANCORP INC
SOLEShares3.42M
TypeSH
Market value$35.00M
3.54%
Sole
3.42M
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares583.79K
TypeSH
Market value$30.03M
3.04%
Sole
583.79K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares263.04K
TypeSH
Market value$22.45M
2.27%
Sole
263.04K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares75.32K
TypeSH
Market value$20.87M
2.11%
Sole
75.32K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares43.13K
TypeSH
Market value$20.60M
2.08%
Sole
43.13K
Shared
0.00
None
0.00
MORGAN STANLEY
SOLEShares203.18K
TypeSH
Market value$18.95M
1.92%
Sole
203.18K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares119.20K
TypeSH
Market value$17.78M
1.80%
Sole
119.20K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares520.17K
TypeSH
Market value$17.51M
1.77%
Sole
520.17K
Shared
0.00
None
0.00
SPDR S&P MIDCAP 400 ETF TR
SOLEShares33.12K
TypeSH
Market value$16.81M
1.70%
Sole
33.12K
Shared
0.00
None
0.00
PNC FINL SVCS GROUP INC
SOLEShares103.91K
TypeSH
Market value$16.09M
1.63%
Sole
103.91K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares42.52K
TypeSH
Market value$15.99M
1.62%
Sole
42.52K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares306.56K
TypeSH
Market value$15.09M
1.53%
Sole
306.56K
Shared
0.00
None
0.00
FORD MTR CO DEL
SOLEShares1.16M
TypeSH
Market value$14.13M
1.43%
Sole
1.16M
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares198.60K
TypeSH
Market value$13.96M
1.41%
Sole
198.60K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares74.61K
TypeSH
Market value$12.69M
1.28%
Sole
74.61K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares73.80K
TypeSH
Market value$12.20M
1.23%
Sole
73.80K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares107.57K
TypeSH
Market value$11.64M
1.18%
Sole
107.57K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares56.84K
TypeSH
Market value$10.94M
1.11%
Sole
56.84K
Shared
0.00
None
0.00
FREEPORT-MCMORAN INC
SOLEShares255.37K
TypeSH
Market value$10.87M
1.10%
Sole
255.37K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 163.76K | SH | $77.84M 7.88% | 163.76K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 1.47M | SH | $74.07M 7.49% | 1.47M | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 111.77K | SH | $45.77M 4.63% | 111.77K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 235.34K | SH | $45.31M 4.58% | 235.34K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 397.92K | SH | $39.78M 4.03% | 397.92K | 0.00 | 0.00 |
GENERAL ELECTRIC COSOLE | COM NEW | 308.18K | SH | $39.33M 3.98% | 308.18K | 0.00 | 0.00 |
NEW YORK CMNTY BANCORP INCSOLE | COM | 3.42M | SH | $35.00M 3.54% | 3.42M | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 583.79K | SH | $30.03M 3.04% | 583.79K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 263.04K | SH | $22.45M 2.27% | 263.04K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P MCP ETF | 75.32K | SH | $20.87M 2.11% | 75.32K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 43.13K | SH | $20.60M 2.08% | 43.13K | 0.00 | 0.00 |
MORGAN STANLEYSOLE | COM NEW | 203.18K | SH | $18.95M 1.92% | 203.18K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 119.20K | SH | $17.78M 1.80% | 119.20K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 520.17K | SH | $17.51M 1.77% | 520.17K | 0.00 | 0.00 |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 33.12K | SH | $16.81M 1.70% | 33.12K | 0.00 | 0.00 |
PNC FINL SVCS GROUP INCSOLE | COM | 103.91K | SH | $16.09M 1.63% | 103.91K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 42.52K | SH | $15.99M 1.62% | 42.52K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | COM | 306.56K | SH | $15.09M 1.53% | 306.56K | 0.00 | 0.00 |
FORD MTR CO DELSOLE | COM | 1.16M | SH | $14.13M 1.43% | 1.16M | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 198.60K | SH | $13.96M 1.41% | 198.60K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 74.61K | SH | $12.69M 1.28% | 74.61K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 73.80K | SH | $12.20M 1.23% | 73.80K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 107.57K | SH | $11.64M 1.18% | 107.57K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 56.84K | SH | $10.94M 1.11% | 56.84K | 0.00 | 0.00 |
FREEPORT-MCMORAN INCSOLE | CL B | 255.37K | SH | $10.87M 1.10% | 255.37K | 0.00 | 0.00 |
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