Filed: 11/3/2023ACC: 0001172661-23-003611
📋 What this filing means
CERTUITY, LLC filed this quarterly 13F‑HR report disclosing 263 equity positions with a total reported market value of $849.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
263
Positions
$849.27M
Total AUM (reported)
15.42M
Total Shares
Allocation by class
COM$341.38M40.2%
COM NEW$77.78M9.2%
FLOATNG RAT TREA$68.21M8.0%
TR UNIT$64.38M7.6%
UNIT SER 1$36.73M4.3%
CORE S&P MCP ETF$18.26M2.2%
CORE S&P500 ETF$16.73M2.0%
Portfolio Concentration
Top 3$174.82M20.6%
4–10$227.76M26.8%
11–25$203.68M24.0%
Rest$243.01M28.6%
Top 3 weight
20.6%
Top 10 weight
47.4%
Voting Authority Distribution
Total shares with voting rights: 15.42M
Sole
Full voting authority
15.42M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole263
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings263
Rows:
WISDOMTREE TR
SOLEShares1.36M
TypeSH
Market value$68.21M
8.03%
Sole
1.36M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares149.75K
TypeSH
Market value$64.01M
7.54%
Sole
149.75K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares362.27K
TypeSH
Market value$42.60M
5.02%
Sole
362.27K
Shared
0.00
None
0.00
ONEMAIN HLDGS INC
SOLEShares1M
TypeSH
Market value$40.09M
4.72%
Sole
1M
Shared
0.00
None
0.00
NEW YORK CMNTY BANCORP INC
SOLEShares3.42M
TypeSH
Market value$38.80M
4.57%
Sole
3.42M
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares102.52K
TypeSH
Market value$36.73M
4.32%
Sole
102.52K
Shared
0.00
None
0.00
GENERAL ELECTRIC CO
SOLEShares316.89K
TypeSH
Market value$35.03M
4.12%
Sole
316.89K
Shared
0.00
None
0.00
APPLE INC
SOLEShares203.28K
TypeSH
Market value$34.80M
4.10%
Sole
203.28K
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares584.57K
TypeSH
Market value$24.04M
2.83%
Sole
584.57K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares73.24K
TypeSH
Market value$18.26M
2.15%
Sole
73.24K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares263.06K
TypeSH
Market value$17.90M
2.11%
Sole
263.06K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares106.09K
TypeSH
Market value$17.89M
2.11%
Sole
106.09K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares38.97K
TypeSH
Market value$16.73M
1.97%
Sole
38.97K
Shared
0.00
None
0.00
MORGAN STANLEY
SOLEShares202.40K
TypeSH
Market value$16.53M
1.95%
Sole
202.40K
Shared
0.00
None
0.00
SPDR S&P MIDCAP 400 ETF TR
SOLEShares33.50K
TypeSH
Market value$15.30M
1.80%
Sole
33.50K
Shared
0.00
None
0.00
FORD MTR CO DEL
SOLEShares1.17M
TypeSH
Market value$14.56M
1.71%
Sole
1.17M
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares523.81K
TypeSH
Market value$14.34M
1.69%
Sole
523.81K
Shared
0.00
None
0.00
GE HEALTHCARE TECHNOLOGIES I
SOLEShares204.81K
TypeSH
Market value$13.94M
1.64%
Sole
204.81K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares209.30K
TypeSH
Market value$13.29M
1.56%
Sole
209.30K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares305.91K
TypeSH
Market value$12.50M
1.47%
Sole
305.91K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares74.95K
TypeSH
Market value$11.38M
1.34%
Sole
74.95K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares70.81K
TypeSH
Market value$10.27M
1.21%
Sole
70.81K
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares113.70K
TypeSH
Market value$9.86M
1.16%
Sole
113.70K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares102.57K
TypeSH
Market value$9.68M
1.14%
Sole
102.57K
Shared
0.00
None
0.00
FREEPORT-MCMORAN INC
SOLEShares255.39K
TypeSH
Market value$9.52M
1.12%
Sole
255.39K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 1.36M | SH | $68.21M 8.03% | 1.36M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 149.75K | SH | $64.01M 7.54% | 149.75K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 362.27K | SH | $42.60M 5.02% | 362.27K | 0.00 | 0.00 |
ONEMAIN HLDGS INCSOLE | COM | 1M | SH | $40.09M 4.72% | 1M | 0.00 | 0.00 |
NEW YORK CMNTY BANCORP INCSOLE | COM | 3.42M | SH | $38.80M 4.57% | 3.42M | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 102.52K | SH | $36.73M 4.32% | 102.52K | 0.00 | 0.00 |
GENERAL ELECTRIC COSOLE | COM NEW | 316.89K | SH | $35.03M 4.12% | 316.89K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 203.28K | SH | $34.80M 4.10% | 203.28K | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 584.57K | SH | $24.04M 2.83% | 584.57K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P MCP ETF | 73.24K | SH | $18.26M 2.15% | 73.24K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 263.06K | SH | $17.90M 2.11% | 263.06K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 106.09K | SH | $17.89M 2.11% | 106.09K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 38.97K | SH | $16.73M 1.97% | 38.97K | 0.00 | 0.00 |
MORGAN STANLEYSOLE | COM NEW | 202.40K | SH | $16.53M 1.95% | 202.40K | 0.00 | 0.00 |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 33.50K | SH | $15.30M 1.80% | 33.50K | 0.00 | 0.00 |
FORD MTR CO DELSOLE | COM | 1.17M | SH | $14.56M 1.71% | 1.17M | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 523.81K | SH | $14.34M 1.69% | 523.81K | 0.00 | 0.00 |
GE HEALTHCARE TECHNOLOGIES ISOLE | COMMON STOCK | 204.81K | SH | $13.94M 1.64% | 204.81K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 209.30K | SH | $13.29M 1.56% | 209.30K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | COM | 305.91K | SH | $12.50M 1.47% | 305.91K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 74.95K | SH | $11.38M 1.34% | 74.95K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 70.81K | SH | $10.27M 1.21% | 70.81K | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 113.70K | SH | $9.86M 1.16% | 113.70K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 102.57K | SH | $9.68M 1.14% | 102.57K | 0.00 | 0.00 |
FREEPORT-MCMORAN INCSOLE | CL B | 255.39K | SH | $9.52M 1.12% | 255.39K | 0.00 | 0.00 |
Page 1 of 11
…