Filed: 8/9/2023ACC: 0001172661-23-002823
📋 What this filing means
CERTUITY, LLC filed this quarterly 13F‑HR report disclosing 265 equity positions with a total reported market value of $879.86M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
265
Positions
$879.86M
Total AUM (reported)
16.04M
Total Shares
Allocation by class
COM$339.36M38.6%
COM NEW$93.10M10.6%
FLOATNG RAT TREA$68.01M7.7%
TR UNIT$64.79M7.4%
UNIT SER 1$27.56M3.1%
ULTRA SHRT INC$20.42M2.3%
CORE S&P MCP ETF$18.74M2.1%
Portfolio Concentration
Top 3$176.20M20.0%
4–10$233.04M26.5%
11–25$219.59M25.0%
Rest$251.04M28.5%
Top 3 weight
20.0%
Top 10 weight
46.5%
Voting Authority Distribution
Total shares with voting rights: 16.04M
Sole
Full voting authority
16.04M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole265
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings265
Rows:
WISDOMTREE TR
SOLEShares1.35M
TypeSH
Market value$68.01M
7.73%
Sole
1.35M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares145.49K
TypeSH
Market value$64.49M
7.33%
Sole
145.49K
Shared
0.00
None
0.00
ONEMAIN HLDGS INC
SOLEShares1M
TypeSH
Market value$43.70M
4.97%
Sole
1M
Shared
0.00
None
0.00
NEW YORK CMNTY BANCORP INC
SOLEShares3.42M
TypeSH
Market value$38.46M
4.37%
Sole
3.42M
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares358.55K
TypeSH
Market value$38.45M
4.37%
Sole
358.55K
Shared
0.00
None
0.00
APPLE INC
SOLEShares193.84K
TypeSH
Market value$37.60M
4.27%
Sole
193.84K
Shared
0.00
None
0.00
GENERAL ELECTRIC CO
SOLEShares336.81K
TypeSH
Market value$37.00M
4.20%
Sole
336.81K
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares705.19K
TypeSH
Market value$32.47M
3.69%
Sole
705.19K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares74.60K
TypeSH
Market value$27.56M
3.13%
Sole
74.60K
Shared
0.00
None
0.00
MORGAN STANLEY
SOLEShares251.87K
TypeSH
Market value$21.51M
2.44%
Sole
251.87K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares407.18K
TypeSH
Market value$20.42M
2.32%
Sole
407.18K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares71.67K
TypeSH
Market value$18.74M
2.13%
Sole
71.67K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares621.70K
TypeSH
Market value$17.84M
2.03%
Sole
621.70K
Shared
0.00
None
0.00
FORD MTR CO DEL
SOLEShares1.17M
TypeSH
Market value$17.73M
2.01%
Sole
1.17M
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares263.09K
TypeSH
Market value$16.60M
1.89%
Sole
263.09K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares104.89K
TypeSH
Market value$16.50M
1.88%
Sole
104.89K
Shared
0.00
None
0.00
SPDR S&P MIDCAP 400 ETF TR
SOLEShares33.57K
TypeSH
Market value$16.08M
1.83%
Sole
33.57K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares35K
TypeSH
Market value$15.60M
1.77%
Sole
35K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares203.06K
TypeSH
Market value$13.53M
1.54%
Sole
203.06K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares305.42K
TypeSH
Market value$13.04M
1.48%
Sole
305.42K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares74.81K
TypeSH
Market value$11.81M
1.34%
Sole
74.81K
Shared
0.00
None
0.00
GE HEALTHCARE TECHNOLOGIES I
SOLEShares133.63K
TypeSH
Market value$10.86M
1.23%
Sole
133.63K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares24.59K
TypeSH
Market value$10.40M
1.18%
Sole
24.59K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares102.64K
TypeSH
Market value$10.23M
1.16%
Sole
102.64K
Shared
0.00
None
0.00
FREEPORT-MCMORAN INC
SOLEShares255.65K
TypeSH
Market value$10.23M
1.16%
Sole
255.65K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 1.35M | SH | $68.01M 7.73% | 1.35M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 145.49K | SH | $64.49M 7.33% | 145.49K | 0.00 | 0.00 |
ONEMAIN HLDGS INCSOLE | COM | 1M | SH | $43.70M 4.97% | 1M | 0.00 | 0.00 |
NEW YORK CMNTY BANCORP INCSOLE | COM | 3.42M | SH | $38.46M 4.37% | 3.42M | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 358.55K | SH | $38.45M 4.37% | 358.55K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 193.84K | SH | $37.60M 4.27% | 193.84K | 0.00 | 0.00 |
GENERAL ELECTRIC COSOLE | COM NEW | 336.81K | SH | $37.00M 4.20% | 336.81K | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 705.19K | SH | $32.47M 3.69% | 705.19K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 74.60K | SH | $27.56M 3.13% | 74.60K | 0.00 | 0.00 |
MORGAN STANLEYSOLE | COM NEW | 251.87K | SH | $21.51M 2.44% | 251.87K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 407.18K | SH | $20.42M 2.32% | 407.18K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P MCP ETF | 71.67K | SH | $18.74M 2.13% | 71.67K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 621.70K | SH | $17.84M 2.03% | 621.70K | 0.00 | 0.00 |
FORD MTR CO DELSOLE | COM | 1.17M | SH | $17.73M 2.01% | 1.17M | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 263.09K | SH | $16.60M 1.89% | 263.09K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 104.89K | SH | $16.50M 1.88% | 104.89K | 0.00 | 0.00 |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 33.57K | SH | $16.08M 1.83% | 33.57K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 35K | SH | $15.60M 1.77% | 35K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 203.06K | SH | $13.53M 1.54% | 203.06K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | COM | 305.42K | SH | $13.04M 1.48% | 305.42K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 74.81K | SH | $11.81M 1.34% | 74.81K | 0.00 | 0.00 |
GE HEALTHCARE TECHNOLOGIES ISOLE | COMMON STOCK | 133.63K | SH | $10.86M 1.23% | 133.63K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 24.59K | SH | $10.40M 1.18% | 24.59K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 102.64K | SH | $10.23M 1.16% | 102.64K | 0.00 | 0.00 |
FREEPORT-MCMORAN INCSOLE | CL B | 255.65K | SH | $10.23M 1.16% | 255.65K | 0.00 | 0.00 |
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