Filed: 5/11/2023ACC: 0001172661-23-001992
📋 What this filing means
CERTUITY, LLC filed this quarterly 13F‑HR report disclosing 223 equity positions with a total reported market value of $677.15M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
223
Positions
$677.15M
Total AUM (reported)
13.58M
Total Shares
Allocation by class
COM$242.69M35.8%
COM NEW$83.72M12.4%
FLOATNG RAT TREA$61.00M9.0%
TR UNIT$56.12M8.3%
UNIT SER 1$18.64M2.8%
CORE S&P MCP ETF$17.51M2.6%
UTSER1 S&PDCRP$15.41M2.3%
Portfolio Concentration
Top 3$155.57M23.0%
4–10$178.79M26.4%
11–25$182.83M27.0%
Rest$159.96M23.6%
Top 3 weight
23.0%
Top 10 weight
49.4%
Voting Authority Distribution
Total shares with voting rights: 13.58M
Sole
Full voting authority
13.58M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole223
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings223
Rows:
WISDOMTREE TR
SOLEShares1.21M
TypeSH
Market value$61.00M
9.01%
Sole
1.21M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares136.16K
TypeSH
Market value$55.74M
8.23%
Sole
136.16K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares354.13K
TypeSH
Market value$38.83M
5.73%
Sole
354.13K
Shared
0.00
None
0.00
GENERAL ELECTRIC CO
SOLEShares340.52K
TypeSH
Market value$32.55M
4.81%
Sole
340.52K
Shared
0.00
None
0.00
NEW YORK CMNTY BANCORP INC
SOLEShares3.42M
TypeSH
Market value$30.93M
4.57%
Sole
3.42M
Shared
0.00
None
0.00
APPLE INC
SOLEShares178.80K
TypeSH
Market value$29.48M
4.35%
Sole
178.80K
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares588.10K
TypeSH
Market value$27.58M
4.07%
Sole
588.10K
Shared
0.00
None
0.00
MORGAN STANLEY
SOLEShares251.79K
TypeSH
Market value$22.11M
3.26%
Sole
251.79K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares58.07K
TypeSH
Market value$18.64M
2.75%
Sole
58.07K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares69.98K
TypeSH
Market value$17.51M
2.59%
Sole
69.98K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares103.32K
TypeSH
Market value$16.86M
2.49%
Sole
103.32K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares263.09K
TypeSH
Market value$15.87M
2.34%
Sole
263.09K
Shared
0.00
None
0.00
SPDR S&P MIDCAP 400 ETF TR
SOLEShares33.61K
TypeSH
Market value$15.41M
2.28%
Sole
33.61K
Shared
0.00
None
0.00
FORD MTR CO DEL
SOLEShares1.17M
TypeSH
Market value$14.78M
2.18%
Sole
1.17M
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares511.81K
TypeSH
Market value$14.64M
2.16%
Sole
511.81K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares34.32K
TypeSH
Market value$14.11M
2.08%
Sole
34.32K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares202.22K
TypeSH
Market value$12.61M
1.86%
Sole
202.22K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares122.64K
TypeSH
Market value$11.86M
1.75%
Sole
122.64K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares76.86K
TypeSH
Market value$11.70M
1.73%
Sole
76.86K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares304.12K
TypeSH
Market value$11.37M
1.68%
Sole
304.12K
Shared
0.00
None
0.00
GE HEALTHCARE TECHNOLOGIES I
SOLEShares133.21K
TypeSH
Market value$10.93M
1.61%
Sole
133.21K
Shared
0.00
None
0.00
FREEPORT-MCMORAN INC
SOLEShares255.33K
TypeSH
Market value$10.45M
1.54%
Sole
255.33K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares65.75K
TypeSH
Market value$8.57M
1.27%
Sole
65.75K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares31.60K
TypeSH
Market value$7.72M
1.14%
Sole
31.60K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares20.70K
TypeSH
Market value$5.97M
0.88%
Sole
20.70K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 1.21M | SH | $61.00M 9.01% | 1.21M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 136.16K | SH | $55.74M 8.23% | 136.16K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 354.13K | SH | $38.83M 5.73% | 354.13K | 0.00 | 0.00 |
GENERAL ELECTRIC COSOLE | COM NEW | 340.52K | SH | $32.55M 4.81% | 340.52K | 0.00 | 0.00 |
NEW YORK CMNTY BANCORP INCSOLE | COM | 3.42M | SH | $30.93M 4.57% | 3.42M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 178.80K | SH | $29.48M 4.35% | 178.80K | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 588.10K | SH | $27.58M 4.07% | 588.10K | 0.00 | 0.00 |
MORGAN STANLEYSOLE | COM NEW | 251.79K | SH | $22.11M 3.26% | 251.79K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 58.07K | SH | $18.64M 2.75% | 58.07K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P MCP ETF | 69.98K | SH | $17.51M 2.59% | 69.98K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 103.32K | SH | $16.86M 2.49% | 103.32K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 263.09K | SH | $15.87M 2.34% | 263.09K | 0.00 | 0.00 |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 33.61K | SH | $15.41M 2.28% | 33.61K | 0.00 | 0.00 |
FORD MTR CO DELSOLE | COM | 1.17M | SH | $14.78M 2.18% | 1.17M | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 511.81K | SH | $14.64M 2.16% | 511.81K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 34.32K | SH | $14.11M 2.08% | 34.32K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 202.22K | SH | $12.61M 1.86% | 202.22K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 122.64K | SH | $11.86M 1.75% | 122.64K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 76.86K | SH | $11.70M 1.73% | 76.86K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | COM | 304.12K | SH | $11.37M 1.68% | 304.12K | 0.00 | 0.00 |
GE HEALTHCARE TECHNOLOGIES ISOLE | COMMON STOCK | 133.21K | SH | $10.93M 1.61% | 133.21K | 0.00 | 0.00 |
FREEPORT-MCMORAN INCSOLE | CL B | 255.33K | SH | $10.45M 1.54% | 255.33K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 65.75K | SH | $8.57M 1.27% | 65.75K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 31.60K | SH | $7.72M 1.14% | 31.60K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 20.70K | SH | $5.97M 0.88% | 20.70K | 0.00 | 0.00 |
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