Filed: 2/13/2023ACC: 0001172661-23-000746
📋 What this filing means
CERTUITY, LLC filed this quarterly 13F‑HR report disclosing 215 equity positions with a total reported market value of $631.40M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
215
Positions
$631.40M
Total AUM (reported)
13.01M
Total Shares
Allocation by class
COM$235.59M37.3%
COM NEW$79.99M12.7%
FLOATNG RAT TREA$53.54M8.5%
TR UNIT$50.84M8.1%
CL B$16.29M2.6%
UTSER1 S&PDCRP$15.04M2.4%
UNIT SER 1$14.93M2.4%
Portfolio Concentration
Top 3$142.96M22.6%
4–10$168.09M26.6%
11–25$174.53M27.6%
Rest$145.82M23.1%
Top 3 weight
22.6%
Top 10 weight
49.3%
Voting Authority Distribution
Total shares with voting rights: 13.01M
Sole
Full voting authority
13.01M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole215
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings215
Rows:
WISDOMTREE TR
SOLEShares1.07M
TypeSH
Market value$53.54M
8.48%
Sole
1.07M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares131.82K
TypeSH
Market value$50.41M
7.98%
Sole
131.82K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares353.66K
TypeSH
Market value$39.01M
6.18%
Sole
353.66K
Shared
0.00
None
0.00
GENERAL ELECTRIC CO
SOLEShares405.23K
TypeSH
Market value$33.95M
5.38%
Sole
405.23K
Shared
0.00
None
0.00
NEW YORK CMNTY BANCORP INC
SOLEShares3.44M
TypeSH
Market value$29.55M
4.68%
Sole
3.44M
Shared
0.00
None
0.00
MORGAN STANLEY
SOLEShares279.23K
TypeSH
Market value$23.74M
3.76%
Sole
279.23K
Shared
0.00
None
0.00
APPLE INC
SOLEShares177.13K
TypeSH
Market value$23.02M
3.65%
Sole
177.13K
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares463.85K
TypeSH
Market value$20.98M
3.32%
Sole
463.85K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares103.05K
TypeSH
Market value$18.50M
2.93%
Sole
103.05K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares554.08K
TypeSH
Market value$18.35M
2.91%
Sole
554.08K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares303.39K
TypeSH
Market value$15.16M
2.40%
Sole
303.39K
Shared
0.00
None
0.00
SPDR S&P MIDCAP 400 ETF TR
SOLEShares33.97K
TypeSH
Market value$15.04M
2.38%
Sole
33.97K
Shared
0.00
None
0.00
FORD MTR CO DEL
SOLEShares1.29M
TypeSH
Market value$15.03M
2.38%
Sole
1.29M
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares56.06K
TypeSH
Market value$14.93M
2.36%
Sole
56.06K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares60.85K
TypeSH
Market value$14.72M
2.33%
Sole
60.85K
Shared
0.00
None
0.00
FREEPORT-MCMORAN INC
SOLEShares345.14K
TypeSH
Market value$13.12M
2.08%
Sole
345.14K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares34.10K
TypeSH
Market value$13.10M
2.08%
Sole
34.10K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares303.83K
TypeSH
Market value$12.55M
1.99%
Sole
303.83K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares77.28K
TypeSH
Market value$11.72M
1.86%
Sole
77.28K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares190.80K
TypeSH
Market value$11.52M
1.82%
Sole
190.80K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares112.61K
TypeSH
Market value$10.66M
1.69%
Sole
112.61K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares65.97K
TypeSH
Market value$8.85M
1.40%
Sole
65.97K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares40.64K
TypeSH
Market value$8.71M
1.38%
Sole
40.64K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares53.61K
TypeSH
Market value$4.90M
0.78%
Sole
53.61K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares18.92K
TypeSH
Market value$4.54M
0.72%
Sole
18.92K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 1.07M | SH | $53.54M 8.48% | 1.07M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 131.82K | SH | $50.41M 7.98% | 131.82K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 353.66K | SH | $39.01M 6.18% | 353.66K | 0.00 | 0.00 |
GENERAL ELECTRIC COSOLE | COM NEW | 405.23K | SH | $33.95M 5.38% | 405.23K | 0.00 | 0.00 |
NEW YORK CMNTY BANCORP INCSOLE | COM | 3.44M | SH | $29.55M 4.68% | 3.44M | 0.00 | 0.00 |
MORGAN STANLEYSOLE | COM NEW | 279.23K | SH | $23.74M 3.76% | 279.23K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 177.13K | SH | $23.02M 3.65% | 177.13K | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 463.85K | SH | $20.98M 3.32% | 463.85K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 103.05K | SH | $18.50M 2.93% | 103.05K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 554.08K | SH | $18.35M 2.91% | 554.08K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 303.39K | SH | $15.16M 2.40% | 303.39K | 0.00 | 0.00 |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 33.97K | SH | $15.04M 2.38% | 33.97K | 0.00 | 0.00 |
FORD MTR CO DELSOLE | COM | 1.29M | SH | $15.03M 2.38% | 1.29M | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 56.06K | SH | $14.93M 2.36% | 56.06K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P MCP ETF | 60.85K | SH | $14.72M 2.33% | 60.85K | 0.00 | 0.00 |
FREEPORT-MCMORAN INCSOLE | CL B | 345.14K | SH | $13.12M 2.08% | 345.14K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 34.10K | SH | $13.10M 2.08% | 34.10K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | COM | 303.83K | SH | $12.55M 1.99% | 303.83K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 77.28K | SH | $11.72M 1.86% | 77.28K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 190.80K | SH | $11.52M 1.82% | 190.80K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 112.61K | SH | $10.66M 1.69% | 112.61K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 65.97K | SH | $8.85M 1.40% | 65.97K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 40.64K | SH | $8.71M 1.38% | 40.64K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 53.61K | SH | $4.90M 0.78% | 53.61K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 18.92K | SH | $4.54M 0.72% | 18.92K | 0.00 | 0.00 |
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