Filed: 11/8/2022ACC: 0001172661-22-002324
📋 What this filing means
CERTUITY, LLC filed this quarterly 13F‑HR report disclosing 199 equity positions with a total reported market value of $430.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
199
Positions
$430.7K
Total AUM (reported)
5.78M
Total Shares
Allocation by class
COM$114.1K26.5%
FLOATNG RAT TREA$99.3K23.1%
TR UNIT$45.3K10.5%
UTSER1 S&PDCRP$13.8K3.2%
UNIT SER 1$13.4K3.1%
CORE S&P MCP ETF$12.7K2.9%
CORE S&P500 ETF$11.9K2.8%
Portfolio Concentration
Top 3$171.2K39.7%
4–10$100.1K23.3%
11–25$61.3K14.2%
Rest$98.0K22.8%
Top 3 weight
39.7%
Top 10 weight
63.0%
Voting Authority Distribution
Total shares with voting rights: 5.78M
Sole
Full voting authority
5.78M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole199
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings199
Rows:
WISDOMTREE TR
SOLEShares1.98M
TypeSH
Market value$99.3K
23.07%
Sole
1.98M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares126.87K
TypeSH
Market value$45.3K
10.52%
Sole
126.87K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares303.81K
TypeSH
Market value$26.5K
6.16%
Sole
303.81K
Shared
0.00
None
0.00
APPLE INC
SOLEShares171.56K
TypeSH
Market value$23.7K
5.51%
Sole
171.56K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares103.13K
TypeSH
Market value$14.8K
3.44%
Sole
103.13K
Shared
0.00
None
0.00
SPDR S&P MIDCAP 400 ETF TR
SOLEShares34.33K
TypeSH
Market value$13.8K
3.20%
Sole
34.33K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares49.98K
TypeSH
Market value$13.4K
3.10%
Sole
49.98K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares57.79K
TypeSH
Market value$12.7K
2.94%
Sole
57.79K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares33.30K
TypeSH
Market value$11.9K
2.77%
Sole
33.30K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares112.95K
TypeSH
Market value$9.8K
2.29%
Sole
112.95K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares68.78K
TypeSH
Market value$9.4K
2.17%
Sole
68.78K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares33.63K
TypeSH
Market value$7.1K
1.64%
Sole
33.63K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares93.86K
TypeSH
Market value$5.1K
1.17%
Sole
93.86K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares20.76K
TypeSH
Market value$4.8K
1.12%
Sole
20.76K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares33.55K
TypeSH
Market value$4.0K
0.93%
Sole
33.55K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares69.07K
TypeSH
Market value$3.9K
0.90%
Sole
69.07K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares33.76K
TypeSH
Market value$3.8K
0.89%
Sole
33.76K
Shared
0.00
None
0.00
TESLA INC
SOLEShares13.14K
TypeSH
Market value$3.6K
0.84%
Sole
13.14K
Shared
0.00
None
0.00
VANGUARD TAX-MANAGED FDS
SOLEShares95.93K
TypeSH
Market value$3.5K
0.81%
Sole
95.93K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares14.06K
TypeSH
Market value$2.9K
0.68%
Sole
14.06K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares40K
TypeSH
Market value$2.8K
0.66%
Sole
40K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares36.42K
TypeSH
Market value$2.7K
0.62%
Sole
36.42K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares21.60K
TypeSH
Market value$2.6K
0.61%
Sole
21.60K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares15.78K
TypeSH
Market value$2.6K
0.60%
Sole
15.78K
Shared
0.00
None
0.00
DOORDASH INC
SOLEShares52.44K
TypeSH
Market value$2.6K
0.60%
Sole
52.44K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 1.98M | SH | $99.3K 23.07% | 1.98M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 126.87K | SH | $45.3K 10.52% | 126.87K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 303.81K | SH | $26.5K 6.16% | 303.81K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 171.56K | SH | $23.7K 5.51% | 171.56K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 103.13K | SH | $14.8K 3.44% | 103.13K | 0.00 | 0.00 |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 34.33K | SH | $13.8K 3.20% | 34.33K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 49.98K | SH | $13.4K 3.10% | 49.98K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P MCP ETF | 57.79K | SH | $12.7K 2.94% | 57.79K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 33.30K | SH | $11.9K 2.77% | 33.30K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 112.95K | SH | $9.8K 2.29% | 112.95K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 68.78K | SH | $9.4K 2.17% | 68.78K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 33.63K | SH | $7.1K 1.64% | 33.63K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 93.86K | SH | $5.1K 1.17% | 93.86K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 20.76K | SH | $4.8K 1.12% | 20.76K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 33.55K | SH | $4.0K 0.93% | 33.55K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 69.07K | SH | $3.9K 0.90% | 69.07K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 33.76K | SH | $3.8K 0.89% | 33.76K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 13.14K | SH | $3.6K 0.84% | 13.14K | 0.00 | 0.00 |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 95.93K | SH | $3.5K 0.81% | 95.93K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 3000 ETF | 14.06K | SH | $2.9K 0.68% | 14.06K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 40K | SH | $2.8K 0.66% | 40K | 0.00 | 0.00 |
ISHARES TRSOLE | U.S. TECH ETF | 36.42K | SH | $2.7K 0.62% | 36.42K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 21.60K | SH | $2.6K 0.61% | 21.60K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 15.78K | SH | $2.6K 0.60% | 15.78K | 0.00 | 0.00 |
DOORDASH INCSOLE | CL A | 52.44K | SH | $2.6K 0.60% | 52.44K | 0.00 | 0.00 |
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