CERITY PARTNERS LLC

Filed: 11/14/2023ACC: 0001566475-23-000013

📋 What this filing means

CERITY PARTNERS LLC filed this quarterly 13F‑HR report disclosing 1389 equity positions with a total reported market value of $20.56B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1389

Positions

$20.56B

Total AUM (reported)

278.70M

Total Shares

Allocation by class

COM$5.45B26.5%

EQUITIES$4.79B23.3%

EX TRD EQ FD$2.84B13.8%

ETF$1.33B6.5%

TR UNIT$527.64M2.6%

STOCK$504.31M2.5%

EX TD BD$326.77M1.6%

Portfolio Concentration

Top 3$1.92B9.3%

4–10$2.63B12.8%

11–25$2.94B14.3%

Rest$13.08B63.6%

Top 3 weight

9.3%

Top 10 weight

22.1%

Voting Authority Distribution

Total shares with voting rights: 278.70M

Sole

Full voting authority

100.71M

% of voting shares36.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

177.98M

% of voting shares63.9%

Investment Discretion (by position count)

Sole1386

Shared0

Other3

Dominant voting typeNone · 63.9% of voting shares

Institutional Holdings1389

Rows:

APPLE INC

SOLE

COM

Shares4.10M

TypePRN

Market value$701.75M

3.41%

Sole

2.87M

Shared

0.00

None

1.23M

ISHARES TR

SOLE

EX TRD EQ FD

Shares1.47M

TypeSH

Market value$634.30M

3.08%

Sole

763.87K

Shared

0.00

None

709.94K

MICROSOFT CORP

OTR

COM

Shares1.85M

TypeSH

Market value$585.46M

2.85%

Sole

1.30M

Shared

0.00

None

557.79K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares1.46M

TypeSH

Market value$527.26M

2.56%

Sole

745.79K

Shared

0.00

None

719.19K

VANGUARD TAX-MANAGED FDS

SOLE

EX TRD EQ FD

Shares11.60M

TypeSH

Market value$507.23M

2.47%

Sole

7.25M

Shared

0.00

None

4.35M

PROCTER AND GAMBLE CO

SOLE

COM

Shares2.97M

TypeSH

Market value$433.88M

2.11%

Sole

361.44K

Shared

0.00

None

2.61M

VANGUARD INDEX FDS

SOLE

ETF

Shares934.53K

TypeSH

Market value$367.06M

1.79%

Sole

201.29K

Shared

0.00

None

733.23K

ISHARES TR

SOLE

EX TRD EQ FD

Shares2.33M

TypeSH

Market value$307.67M

1.50%

Sole

164.09K

Shared

0.00

None

2.17M

J P MORGAN EXCHANGE TRADED F

SOLE

EX TD BD

Shares4.97M

TypeSH

Market value$249.41M

1.21%

Sole

256.45K

Shared

0.00

None

4.71M

ISHARES TR

SOLE

CORE MSCI EAFE

Shares3.63M

TypeSH

Market value$233.61M

1.14%

Sole

2.29M

Shared

0.00

None

1.34M

AMAZON COM INC

SOLE

COM

Shares1.83M

TypeSH

Market value$232.82M

1.13%

Sole

1.16M

Shared

0.00

None

671.06K

ALPHABET INC

SOLE

COM

Shares1.77M

TypeSH

Market value$231.95M

1.13%

Sole

1.23M

Shared

0.00

None

544.96K

SCHWAB STRATEGIC TR

SOLE

EX TRD EQ FD

Shares4.57M

TypeSH

Market value$231.48M

1.13%

Sole

506.38K

Shared

0.00

None

4.07M

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares788.04K

TypeSH

Market value$209.99M

1.02%

Sole

33.72K

Shared

0.00

None

754.32K

LATTICE STRATEGIES TR

SOLE

HARTFORD MLT ETF

Shares8.14M

TypeSH

Market value$208.88M

1.02%

Sole

1.99K

Shared

0.00

None

8.14M

ISHARES TR

SOLE

EX TRD EQ FD

Shares2.21M

TypeSH

Market value$208.67M

1.01%

Sole

16.03K

Shared

0.00

None

2.19M

ISHARES TR

SOLE

BLACKROCK ULTRA

Shares4.10M

TypeSH

Market value$206.64M

1.00%

Sole

27K

Shared

0.00

None

4.07M

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares8.26M

TypeSH

Market value$201.00M

0.98%

Sole

862.00

Shared

0.00

None

8.26M

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares1.87M

TypeSH

Market value$188.67M

0.92%

Sole

128.26K

Shared

0.00

None

1.75M

VANGUARD INDEX FDS

SOLE

EX TRD EQ FD

Shares844.14K

TypeSH

Market value$179.30M

0.87%

Sole

183.64K

Shared

0.00

None

660.49K

ALPHABET INC

SOLE

Stock

Shares1.30M

TypeSH

Market value$171.28M

0.83%

Sole

805.59K

Shared

0.00

None

494.17K

INVESCO QQQ TR

SOLE

EX TRD EQ FD

Shares475.58K

TypeSH

Market value$170.47M

0.83%

Sole

196.55K

Shared

0.00

None

279.02K

UNITEDHEALTH GROUP INC

SOLE

Equities

Shares337.80K

TypeSH

Market value$170.31M

0.83%

Sole

287.50K

Shared

0.00

None

50.29K

ISHARES TR

SOLE

Equities

Shares1.17M

TypeSH

Market value$163.28M

0.79%

Sole

93.00

Shared

0.00

None

1.17M

NVIDIA CORPORATION

SOLE

COM

Shares370.15K

TypeSH

Market value$160.69M

0.78%

Sole

304.29K

Shared

0.00

None

65.86K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	4.10M	PRN	$701.75M 3.41%	2.87M	1.23M
ISHARES TRSOLE	EX TRD EQ FD	1.47M	SH	$634.30M 3.08%	763.87K	709.94K
MICROSOFT CORPOTR	COM	1.85M	SH	$585.46M 2.85%	1.30M	557.79K
SPDR S&P 500 ETF TRSOLE	TR UNIT	1.46M	SH	$527.26M 2.56%	745.79K	719.19K
VANGUARD TAX-MANAGED FDSSOLE	EX TRD EQ FD	11.60M	SH	$507.23M 2.47%	7.25M	4.35M
PROCTER AND GAMBLE COSOLE	COM	2.97M	SH	$433.88M 2.11%	361.44K	2.61M
VANGUARD INDEX FDSSOLE	ETF	934.53K	SH	$367.06M 1.79%	201.29K	733.23K
ISHARES TRSOLE	EX TRD EQ FD	2.33M	SH	$307.67M 1.50%	164.09K	2.17M
J P MORGAN EXCHANGE TRADED FSOLE	EX TD BD	4.97M	SH	$249.41M 1.21%	256.45K	4.71M
ISHARES TRSOLE	CORE MSCI EAFE	3.63M	SH	$233.61M 1.14%	2.29M	1.34M
AMAZON COM INCSOLE	COM	1.83M	SH	$232.82M 1.13%	1.16M	671.06K
ALPHABET INCSOLE	COM	1.77M	SH	$231.95M 1.13%	1.23M	544.96K
SCHWAB STRATEGIC TRSOLE	EX TRD EQ FD	4.57M	SH	$231.48M 1.13%	506.38K	4.07M
ISHARES TRSOLE	RUS 1000 GRW ETF	788.04K	SH	$209.99M 1.02%	33.72K	754.32K
LATTICE STRATEGIES TRSOLE	HARTFORD MLT ETF	8.14M	SH	$208.88M 1.02%	1.99K	8.14M
ISHARES TRSOLE	EX TRD EQ FD	2.21M	SH	$208.67M 1.01%	16.03K	2.19M
ISHARES TRSOLE	BLACKROCK ULTRA	4.10M	SH	$206.64M 1.00%	27K	4.07M
SPDR SER TRSOLE	PORTFOLIO AGRGTE	8.26M	SH	$201.00M 0.98%	862.00	8.26M
ISHARES TRSOLE	0-3 MNTH TREASRY	1.87M	SH	$188.67M 0.92%	128.26K	1.75M
VANGUARD INDEX FDSSOLE	EX TRD EQ FD	844.14K	SH	$179.30M 0.87%	183.64K	660.49K
ALPHABET INCSOLE	Stock	1.30M	SH	$171.28M 0.83%	805.59K	494.17K
INVESCO QQQ TRSOLE	EX TRD EQ FD	475.58K	SH	$170.47M 0.83%	196.55K	279.02K
UNITEDHEALTH GROUP INCSOLE	Equities	337.80K	SH	$170.31M 0.83%	287.50K	50.29K
ISHARES TRSOLE	Equities	1.17M	SH	$163.28M 0.79%	93.00	1.17M
NVIDIA CORPORATIONSOLE	COM	370.15K	SH	$160.69M 0.78%	304.29K	65.86K

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