Filed: 11/14/2022ACC: 0001566475-22-000016
📋 What this filing means
CERITY PARTNERS LLC filed this quarterly 13F‑HR report disclosing 1175 equity positions with a total reported market value of $8.32M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1175
Positions
$8.32M
Total AUM (reported)
116.55M
Total Shares
Allocation by class
EQUITIES$3.83M46.0%
STOCK$1.76M21.1%
ETF$1.21M14.6%
EX TRD EQ FD$692.8K8.3%
COM$687.0K8.3%
EX TD BD$83.4K1.0%
CLOSED END FUND$25.9K0.3%
Portfolio Concentration
Top 3$1.36M16.3%
4–10$1.44M17.3%
11–25$1.06M12.7%
Rest$4.46M53.6%
Top 3 weight
16.3%
Top 10 weight
33.6%
Voting Authority Distribution
Total shares with voting rights: 116.55M
Sole
Full voting authority
103.73M
shares
% of voting shares89.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
12.82M
shares
% of voting shares11.0%
Investment Discretion (by position count)
Sole1175
Shared0
Other0
Dominant voting typeSole · 89.0% of voting shares
Institutional Holdings1175
Rows:
SPDR S&P 500 ETF TR
SOLEShares1.47M
TypeSH
Market value$526.2K
6.32%
Sole
1.46M
Shared
0.00
None
6.72K
VANGUARD INDEX FDS
SOLEShares1.40M
TypeSH
Market value$460.6K
5.54%
Sole
1.34M
Shared
0.00
None
63.22K
APPLE INC
SOLEShares2.70M
TypeSH
Market value$373.3K
4.49%
Sole
2.51M
Shared
0.00
None
189.07K
ISHARES TR
SOLEShares811.18K
TypeSH
Market value$290.9K
3.50%
Sole
799.20K
Shared
0.00
None
11.98K
ISHARES TR
SOLEShares5.24M
TypeSH
Market value$275.8K
3.31%
Sole
4.96M
Shared
0.00
None
273.62K
VANGUARD TAX-MANAGED FDS
SOLEShares7.40M
TypeSH
Market value$269.0K
3.23%
Sole
6.40M
Shared
0.00
None
997.77K
MICROSOFT CORP
SOLEShares878.93K
TypeSH
Market value$204.7K
2.46%
Sole
800.23K
Shared
0.00
None
78.69K
ILLINOIS TOOL WKS INC
SOLEShares986.19K
TypeSH
Market value$178.2K
2.14%
Sole
984.98K
Shared
0.00
None
1.21K
ISHARES TR
SOLEShares662.47K
TypeSH
Market value$130.7K
1.57%
Sole
647.76K
Shared
0.00
None
14.71K
HOME DEPOT INC
SOLEShares320.89K
TypeSH
Market value$88.5K
1.06%
Sole
304.74K
Shared
0.00
None
16.15K
ISHARES INC
SOLEShares2.06M
TypeSH
Market value$88.5K
1.06%
Sole
2M
Shared
0.00
None
57.42K
AMAZON COM INC
SOLEShares769.39K
TypeSH
Market value$86.9K
1.05%
Sole
669.42K
Shared
0.00
None
99.97K
JOHNSON & JOHNSON
SOLEShares501.11K
TypeSH
Market value$81.9K
0.98%
Sole
383.13K
Shared
0.00
None
117.98K
DIMENSIONAL ETF TRUST
SOLEShares3.55M
TypeSH
Market value$79.0K
0.95%
Sole
3.55M
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares819.61K
TypeSH
Market value$78.4K
0.94%
Sole
773K
Shared
0.00
None
46.62K
CVS HEALTH CORP
SOLEShares803.08K
TypeSH
Market value$76.6K
0.92%
Sole
233.14K
Shared
0.00
None
569.93K
JPMORGAN CHASE & CO
SOLEShares717.07K
TypeSH
Market value$74.9K
0.90%
Sole
682.54K
Shared
0.00
None
34.54K
VANGUARD WORLD FDS
SOLEShares219.46K
TypeSH
Market value$67.5K
0.81%
Sole
219.46K
Shared
0.00
None
0.00
DIMENSIONAL ETF TRUST
SOLEShares2.18M
TypeSH
Market value$64.5K
0.78%
Sole
2.18M
Shared
0.00
None
0.00
LILLY ELI & CO
SOLEShares194.94K
TypeSH
Market value$63.0K
0.76%
Sole
180.72K
Shared
0.00
None
14.23K
ALPHABET INC
SOLEShares627.17K
TypeSH
Market value$60.3K
0.72%
Sole
545.32K
Shared
0.00
None
81.85K
UNITEDHEALTH GROUP INC
SOLEShares118.32K
TypeSH
Market value$59.8K
0.72%
Sole
110.24K
Shared
0.00
None
8.07K
ISHARES TR
SOLEShares1.07M
TypeSH
Market value$59.7K
0.72%
Sole
1.05M
Shared
0.00
None
12.81K
NORTHERN TR CORP
SOLEShares696.51K
TypeSH
Market value$59.6K
0.72%
Sole
695.60K
Shared
0.00
None
914.00
ISHARES TR
SOLEShares674.55K
TypeSH
Market value$58.8K
0.71%
Sole
672.37K
Shared
0.00
None
2.18K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | Equities | 1.47M | SH | $526.2K 6.32% | 1.46M | 0.00 | 6.72K |
VANGUARD INDEX FDSSOLE | Equities | 1.40M | SH | $460.6K 5.54% | 1.34M | 0.00 | 63.22K |
APPLE INCSOLE | Stock | 2.70M | SH | $373.3K 4.49% | 2.51M | 0.00 | 189.07K |
ISHARES TRSOLE | Equities | 811.18K | SH | $290.9K 3.50% | 799.20K | 0.00 | 11.98K |
ISHARES TRSOLE | Equities | 5.24M | SH | $275.8K 3.31% | 4.96M | 0.00 | 273.62K |
VANGUARD TAX-MANAGED FDSSOLE | EX TRD EQ FD | 7.40M | SH | $269.0K 3.23% | 6.40M | 0.00 | 997.77K |
MICROSOFT CORPSOLE | Equities | 878.93K | SH | $204.7K 2.46% | 800.23K | 0.00 | 78.69K |
ILLINOIS TOOL WKS INCSOLE | Stock | 986.19K | SH | $178.2K 2.14% | 984.98K | 0.00 | 1.21K |
ISHARES TRSOLE | ETF | 662.47K | SH | $130.7K 1.57% | 647.76K | 0.00 | 14.71K |
HOME DEPOT INCSOLE | Equities | 320.89K | SH | $88.5K 1.06% | 304.74K | 0.00 | 16.15K |
ISHARES INCSOLE | Equities | 2.06M | SH | $88.5K 1.06% | 2M | 0.00 | 57.42K |
AMAZON COM INCSOLE | Equities | 769.39K | SH | $86.9K 1.05% | 669.42K | 0.00 | 99.97K |
JOHNSON & JOHNSONSOLE | Equities | 501.11K | SH | $81.9K 0.98% | 383.13K | 0.00 | 117.98K |
DIMENSIONAL ETF TRUSTSOLE | ETF | 3.55M | SH | $79.0K 0.95% | 3.55M | 0.00 | 0.00 |
ALPHABET INCSOLE | Equities | 819.61K | SH | $78.4K 0.94% | 773K | 0.00 | 46.62K |
CVS HEALTH CORPSOLE | Stock | 803.08K | SH | $76.6K 0.92% | 233.14K | 0.00 | 569.93K |
JPMORGAN CHASE & COSOLE | Equities | 717.07K | SH | $74.9K 0.90% | 682.54K | 0.00 | 34.54K |
VANGUARD WORLD FDSSOLE | ETF | 219.46K | SH | $67.5K 0.81% | 219.46K | 0.00 | 0.00 |
DIMENSIONAL ETF TRUSTSOLE | ETF | 2.18M | SH | $64.5K 0.78% | 2.18M | 0.00 | 0.00 |
LILLY ELI & COSOLE | COM | 194.94K | SH | $63.0K 0.76% | 180.72K | 0.00 | 14.23K |
ALPHABET INCSOLE | Equities | 627.17K | SH | $60.3K 0.72% | 545.32K | 0.00 | 81.85K |
UNITEDHEALTH GROUP INCSOLE | COM | 118.32K | SH | $59.8K 0.72% | 110.24K | 0.00 | 8.07K |
ISHARES TRSOLE | ETF | 1.07M | SH | $59.7K 0.72% | 1.05M | 0.00 | 12.81K |
NORTHERN TR CORPSOLE | Stock | 696.51K | SH | $59.6K 0.72% | 695.60K | 0.00 | 914.00 |
ISHARES TRSOLE | ETF | 674.55K | SH | $58.8K 0.71% | 672.37K | 0.00 | 2.18K |
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