Filed: 11/13/2023ACC: 0000891943-23-000007
📋 What this filing means
CENTAURUS FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 750 equity positions with a total reported market value of $1.15M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
750
Positions
$1.15M
Total AUM (reported)
26.80M
Total Shares
Allocation by class
COM$337.8K29.4%
UNIT SER 1$41.4K3.6%
CL A$35.7K3.1%
BLOOMBERG 1-3 MO$33.1K2.9%
NASDAQ 100 COVER$24.3K2.1%
S&P 500 COVERED$24.2K2.1%
TR UNIT$20.1K1.7%
Portfolio Concentration
Top 3$100.1K8.7%
4–10$133.5K11.6%
11–25$167.3K14.5%
Rest$749.7K65.2%
Top 3 weight
8.7%
Top 10 weight
20.3%
Voting Authority Distribution
Total shares with voting rights: 26.80M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
26.80M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole750
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings750
Rows:
INVESCO QQQ TR
SOLEShares115.58K
TypeSH
Market value$41.4K
3.60%
Sole
0.00
Shared
0.00
None
115.58K
SPDR SER TR
SOLEShares360.44K
TypeSH
Market value$33.1K
2.88%
Sole
0.00
Shared
0.00
None
360.44K
APPLE INC
SOLEShares149.27K
TypeSH
Market value$25.6K
2.22%
Sole
0.00
Shared
0.00
None
149.27K
GLOBAL X FDS
SOLEShares1.45M
TypeSH
Market value$24.3K
2.12%
Sole
0.00
Shared
0.00
None
1.45M
GLOBAL X FDS
SOLEShares623.27K
TypeSH
Market value$24.2K
2.11%
Sole
0.00
Shared
0.00
None
623.27K
SPDR S&P 500 ETF TR
SOLEShares47.06K
TypeSH
Market value$20.1K
1.75%
Sole
0.00
Shared
0.00
None
47.06K
ISHARES TR
SOLEShares197.19K
TypeSH
Market value$19.9K
1.73%
Sole
0.00
Shared
0.00
None
197.19K
CORNERSTONE STRATEGIC VALUE
SOLEShares2.19M
TypeSH
Market value$17.6K
1.53%
Sole
0.00
Shared
0.00
None
2.19M
SELECT SECTOR SPDR TR
SOLEShares83.86K
TypeSH
Market value$13.7K
1.19%
Sole
0.00
Shared
0.00
None
83.86K
FLOOR & DECOR HLDGS INC
SOLEShares150.07K
TypeSH
Market value$13.6K
1.18%
Sole
0.00
Shared
0.00
None
150.07K
VANGUARD WORLD FD
SOLEShares59.12K
TypeSH
Market value$13.4K
1.17%
Sole
0.00
Shared
0.00
None
59.12K
ALARM COM HLDGS INC
SOLEShares215.41K
TypeSH
Market value$13.2K
1.14%
Sole
0.00
Shared
0.00
None
215.41K
SELECT SECTOR SPDR TR
SOLEShares76.44K
TypeSH
Market value$12.3K
1.07%
Sole
0.00
Shared
0.00
None
76.44K
ISHARES TR
SOLEShares92.71K
TypeSH
Market value$12.2K
1.06%
Sole
0.00
Shared
0.00
None
92.71K
ISHARES TR
SOLEShares133.98K
TypeSH
Market value$11.9K
1.03%
Sole
0.00
Shared
0.00
None
133.98K
ISHARES TR
SOLEShares125.09K
TypeSH
Market value$11.6K
1.00%
Sole
0.00
Shared
0.00
None
125.09K
ISHARES TR
SOLEShares151.30K
TypeSH
Market value$11.3K
0.98%
Sole
0.00
Shared
0.00
None
151.30K
MICROSOFT CORP
SOLEShares35.63K
TypeSH
Market value$11.3K
0.98%
Sole
0.00
Shared
0.00
None
35.63K
FIRST TR LRGE CP CORE ALPHA
SOLEShares138.03K
TypeSH
Market value$11.2K
0.97%
Sole
0.00
Shared
0.00
None
138.03K
BLACKSTONE MTG TR INC
SOLEShares494.63K
TypeSH
Market value$10.8K
0.94%
Sole
0.00
Shared
0.00
None
494.63K
SELECT SECTOR SPDR TR
SOLEShares152.40K
TypeSH
Market value$10.0K
0.87%
Sole
0.00
Shared
0.00
None
152.40K
ISHARES TR
SOLEShares38.86K
TypeSH
Market value$9.7K
0.84%
Sole
0.00
Shared
0.00
None
38.86K
INNOVATOR ETFS TR
SOLEShares347.19K
TypeSH
Market value$9.7K
0.84%
Sole
0.00
Shared
0.00
None
347.19K
MASTERCARD INCORPORATED
SOLEShares24.30K
TypeSH
Market value$9.6K
0.84%
Sole
0.00
Shared
0.00
None
24.30K
AUTODESK INC
SOLEShares44.84K
TypeSH
Market value$9.3K
0.81%
Sole
0.00
Shared
0.00
None
44.84K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 115.58K | SH | $41.4K 3.60% | 0.00 | 0.00 | 115.58K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 360.44K | SH | $33.1K 2.88% | 0.00 | 0.00 | 360.44K |
APPLE INCSOLE | COM | 149.27K | SH | $25.6K 2.22% | 0.00 | 0.00 | 149.27K |
GLOBAL X FDSSOLE | NASDAQ 100 COVER | 1.45M | SH | $24.3K 2.12% | 0.00 | 0.00 | 1.45M |
GLOBAL X FDSSOLE | S&P 500 COVERED | 623.27K | SH | $24.2K 2.11% | 0.00 | 0.00 | 623.27K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 47.06K | SH | $20.1K 1.75% | 0.00 | 0.00 | 47.06K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 197.19K | SH | $19.9K 1.73% | 0.00 | 0.00 | 197.19K |
CORNERSTONE STRATEGIC VALUESOLE | COM | 2.19M | SH | $17.6K 1.53% | 0.00 | 0.00 | 2.19M |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 83.86K | SH | $13.7K 1.19% | 0.00 | 0.00 | 83.86K |
FLOOR & DECOR HLDGS INCSOLE | CL A | 150.07K | SH | $13.6K 1.18% | 0.00 | 0.00 | 150.07K |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 59.12K | SH | $13.4K 1.17% | 0.00 | 0.00 | 59.12K |
ALARM COM HLDGS INCSOLE | COM | 215.41K | SH | $13.2K 1.14% | 0.00 | 0.00 | 215.41K |
SELECT SECTOR SPDR TRSOLE | SBI CONS DISCR | 76.44K | SH | $12.3K 1.07% | 0.00 | 0.00 | 76.44K |
ISHARES TRSOLE | MSCI USA QLT FCT | 92.71K | SH | $12.2K 1.06% | 0.00 | 0.00 | 92.71K |
ISHARES TRSOLE | 20 YR TR BD ETF | 133.98K | SH | $11.9K 1.03% | 0.00 | 0.00 | 133.98K |
ISHARES TRSOLE | MSCI ACWI ETF | 125.09K | SH | $11.6K 1.00% | 0.00 | 0.00 | 125.09K |
ISHARES TRSOLE | CORE S&P US VLU | 151.30K | SH | $11.3K 0.98% | 0.00 | 0.00 | 151.30K |
MICROSOFT CORPSOLE | COM | 35.63K | SH | $11.3K 0.98% | 0.00 | 0.00 | 35.63K |
FIRST TR LRGE CP CORE ALPHASOLE | COM SHS | 138.03K | SH | $11.2K 0.97% | 0.00 | 0.00 | 138.03K |
BLACKSTONE MTG TR INCSOLE | COM CL A | 494.63K | SH | $10.8K 0.94% | 0.00 | 0.00 | 494.63K |
SELECT SECTOR SPDR TRSOLE | COMMUNICATION | 152.40K | SH | $10.0K 0.87% | 0.00 | 0.00 | 152.40K |
ISHARES TRSOLE | CORE S&P MCP ETF | 38.86K | SH | $9.7K 0.84% | 0.00 | 0.00 | 38.86K |
INNOVATOR ETFS TRSOLE | DEFINED WLT SHLD | 347.19K | SH | $9.7K 0.84% | 0.00 | 0.00 | 347.19K |
MASTERCARD INCORPORATEDSOLE | CL A | 24.30K | SH | $9.6K 0.84% | 0.00 | 0.00 | 24.30K |
AUTODESK INCSOLE | COM | 44.84K | SH | $9.3K 0.81% | 0.00 | 0.00 | 44.84K |
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