Filed: 8/15/2023ACC: 0000891943-23-000006
📋 What this filing means
CENTAURUS FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 737 equity positions with a total reported market value of $1.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
737
Positions
$1.14M
Total AUM (reported)
26.44M
Total Shares
Allocation by class
COM$363.7K31.8%
UNIT SER 1$39.5K3.5%
CL A$37.2K3.3%
BLOOMBERG 1-3 MO$27.1K2.4%
S&P 500 COVERED$21.6K1.9%
NASDAQ 100 COVER$21.6K1.9%
COM CL A$17.5K1.5%
Portfolio Concentration
Top 3$94.2K8.2%
4–10$121.9K10.7%
11–25$154.5K13.5%
Rest$771.8K67.6%
Top 3 weight
8.2%
Top 10 weight
18.9%
Voting Authority Distribution
Total shares with voting rights: 26.44M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
26.44M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole737
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings737
Rows:
INVESCO QQQ TR
SOLEShares106.87K
TypeSH
Market value$39.5K
3.46%
Sole
0.00
Shared
0.00
None
106.87K
APPLE INC
SOLEShares142.65K
TypeSH
Market value$27.7K
2.42%
Sole
0.00
Shared
0.00
None
142.65K
SPDR SER TR
SOLEShares294.69K
TypeSH
Market value$27.1K
2.37%
Sole
0.00
Shared
0.00
None
294.69K
CORNERSTONE STRATEGIC VALUE
SOLEShares2.61M
TypeSH
Market value$21.9K
1.92%
Sole
0.00
Shared
0.00
None
2.61M
GLOBAL X FDS
SOLEShares525.82K
TypeSH
Market value$21.6K
1.89%
Sole
0.00
Shared
0.00
None
525.82K
GLOBAL X FDS
SOLEShares1.21M
TypeSH
Market value$21.6K
1.89%
Sole
0.00
Shared
0.00
None
1.21M
ISHARES TR
SOLEShares155.43K
TypeSH
Market value$15.6K
1.37%
Sole
0.00
Shared
0.00
None
155.43K
FLOOR & DECOR HLDGS INC
SOLEShares149.23K
TypeSH
Market value$15.5K
1.36%
Sole
0.00
Shared
0.00
None
149.23K
VANGUARD WORLD FD
SOLEShares58.07K
TypeSH
Market value$13.7K
1.20%
Sole
0.00
Shared
0.00
None
58.07K
ISHARES TR
SOLEShares89.58K
TypeSH
Market value$12.1K
1.06%
Sole
0.00
Shared
0.00
None
89.58K
MICROSOFT CORP
SOLEShares34.81K
TypeSH
Market value$11.9K
1.04%
Sole
0.00
Shared
0.00
None
34.81K
ISHARES TR
SOLEShares119.35K
TypeSH
Market value$11.4K
1.00%
Sole
0.00
Shared
0.00
None
119.35K
ISHARES TR
SOLEShares143.93K
TypeSH
Market value$11.3K
0.99%
Sole
0.00
Shared
0.00
None
143.93K
ALARM COM HLDGS INC
SOLEShares213.04K
TypeSH
Market value$11.0K
0.96%
Sole
0.00
Shared
0.00
None
213.04K
FIRST TR LRGE CP CORE ALPHA
SOLEShares130.36K
TypeSH
Market value$11.0K
0.96%
Sole
0.00
Shared
0.00
None
130.36K
BLACKSTONE MTG TR INC
SOLEShares499.06K
TypeSH
Market value$10.4K
0.91%
Sole
0.00
Shared
0.00
None
499.06K
SPDR SER TR
SOLEShares103.25K
TypeSH
Market value$10.3K
0.90%
Sole
0.00
Shared
0.00
None
103.25K
PEAKSTONE REALTY TRUST
SOLEShares362.94K
TypeSH
Market value$10.1K
0.89%
Sole
0.00
Shared
0.00
None
362.94K
SPDR S&P 500 ETF TR
SOLEShares22.63K
TypeSH
Market value$10.0K
0.88%
Sole
0.00
Shared
0.00
None
22.63K
AMAZON COM INC
SOLEShares76.49K
TypeSH
Market value$10.0K
0.87%
Sole
0.00
Shared
0.00
None
76.49K
ISHARES TR
SOLEShares37.03K
TypeSH
Market value$9.7K
0.85%
Sole
0.00
Shared
0.00
None
37.03K
MASTERCARD INCORPORATED
SOLEShares24.60K
TypeSH
Market value$9.7K
0.85%
Sole
0.00
Shared
0.00
None
24.60K
VANGUARD INDEX FDS
SOLEShares66.94K
TypeSH
Market value$9.5K
0.83%
Sole
0.00
Shared
0.00
None
66.94K
SHYFT GROUP INC
SOLEShares416.89K
TypeSH
Market value$9.2K
0.81%
Sole
0.00
Shared
0.00
None
416.89K
AUTODESK INC
SOLEShares44.33K
TypeSH
Market value$9.1K
0.79%
Sole
0.00
Shared
0.00
None
44.33K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 106.87K | SH | $39.5K 3.46% | 0.00 | 0.00 | 106.87K |
APPLE INCSOLE | COM | 142.65K | SH | $27.7K 2.42% | 0.00 | 0.00 | 142.65K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 294.69K | SH | $27.1K 2.37% | 0.00 | 0.00 | 294.69K |
CORNERSTONE STRATEGIC VALUESOLE | COM | 2.61M | SH | $21.9K 1.92% | 0.00 | 0.00 | 2.61M |
GLOBAL X FDSSOLE | S&P 500 COVERED | 525.82K | SH | $21.6K 1.89% | 0.00 | 0.00 | 525.82K |
GLOBAL X FDSSOLE | NASDAQ 100 COVER | 1.21M | SH | $21.6K 1.89% | 0.00 | 0.00 | 1.21M |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 155.43K | SH | $15.6K 1.37% | 0.00 | 0.00 | 155.43K |
FLOOR & DECOR HLDGS INCSOLE | CL A | 149.23K | SH | $15.5K 1.36% | 0.00 | 0.00 | 149.23K |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 58.07K | SH | $13.7K 1.20% | 0.00 | 0.00 | 58.07K |
ISHARES TRSOLE | MSCI USA QLT FCT | 89.58K | SH | $12.1K 1.06% | 0.00 | 0.00 | 89.58K |
MICROSOFT CORPSOLE | COM | 34.81K | SH | $11.9K 1.04% | 0.00 | 0.00 | 34.81K |
ISHARES TRSOLE | MSCI ACWI ETF | 119.35K | SH | $11.4K 1.00% | 0.00 | 0.00 | 119.35K |
ISHARES TRSOLE | CORE S&P US VLU | 143.93K | SH | $11.3K 0.99% | 0.00 | 0.00 | 143.93K |
ALARM COM HLDGS INCSOLE | COM | 213.04K | SH | $11.0K 0.96% | 0.00 | 0.00 | 213.04K |
FIRST TR LRGE CP CORE ALPHASOLE | COM SHS | 130.36K | SH | $11.0K 0.96% | 0.00 | 0.00 | 130.36K |
BLACKSTONE MTG TR INCSOLE | COM CL A | 499.06K | SH | $10.4K 0.91% | 0.00 | 0.00 | 499.06K |
SPDR SER TRSOLE | BLOOMBERG 3-12 M | 103.25K | SH | $10.3K 0.90% | 0.00 | 0.00 | 103.25K |
PEAKSTONE REALTY TRUSTSOLE | COMMON SHARES | 362.94K | SH | $10.1K 0.89% | 0.00 | 0.00 | 362.94K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 22.63K | SH | $10.0K 0.88% | 0.00 | 0.00 | 22.63K |
AMAZON COM INCSOLE | COM | 76.49K | SH | $10.0K 0.87% | 0.00 | 0.00 | 76.49K |
ISHARES TRSOLE | CORE S&P MCP ETF | 37.03K | SH | $9.7K 0.85% | 0.00 | 0.00 | 37.03K |
MASTERCARD INCORPORATEDSOLE | CL A | 24.60K | SH | $9.7K 0.85% | 0.00 | 0.00 | 24.60K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 66.94K | SH | $9.5K 0.83% | 0.00 | 0.00 | 66.94K |
SHYFT GROUP INCSOLE | COM | 416.89K | SH | $9.2K 0.81% | 0.00 | 0.00 | 416.89K |
AUTODESK INCSOLE | COM | 44.33K | SH | $9.1K 0.79% | 0.00 | 0.00 | 44.33K |
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