Filed: 2/13/2023ACC: 0000891943-23-000001
📋 What this filing means
CENTAURUS FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 836 equity positions with a total reported market value of $1.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
836
Positions
$1.06M
Total AUM (reported)
28.38M
Total Shares
Allocation by class
COM$395.2K37.2%
CL A$33.8K3.2%
UNIT SER 1$19.9K1.9%
COM CL A$17.5K1.6%
NASDAQ 100 COVER$15.0K1.4%
VALUE ETF$15.0K1.4%
BLOOMBERG 1-3 MO$14.4K1.4%
Portfolio Concentration
Top 3$66.0K6.2%
4–10$95.5K9.0%
11–25$147.5K13.9%
Rest$754.4K70.9%
Top 3 weight
6.2%
Top 10 weight
15.2%
Voting Authority Distribution
Total shares with voting rights: 28.38M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
28.38M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole836
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings836
Rows:
APPLE INC
SOLEShares218.69K
TypeSH
Market value$28.4K
2.67%
Sole
0.00
Shared
0.00
None
218.69K
INVESCO QQQ TR
SOLEShares74.60K
TypeSH
Market value$19.9K
1.87%
Sole
0.00
Shared
0.00
None
74.60K
CORNERSTONE STRATEGIC VALUE
SOLEShares2.40M
TypeSH
Market value$17.7K
1.66%
Sole
0.00
Shared
0.00
None
2.40M
GLOBAL X FDS
SOLEShares943.61K
TypeSH
Market value$15.0K
1.41%
Sole
0.00
Shared
0.00
None
943.61K
VANGUARD INDEX FDS
SOLEShares106.72K
TypeSH
Market value$15.0K
1.41%
Sole
0.00
Shared
0.00
None
106.72K
SPDR SER TR
SOLEShares157.12K
TypeSH
Market value$14.4K
1.35%
Sole
0.00
Shared
0.00
None
157.12K
GLOBAL X FDS
SOLEShares357.79K
TypeSH
Market value$14.1K
1.32%
Sole
0.00
Shared
0.00
None
357.79K
FLOOR & DECOR HLDGS INC
SOLEShares193.33K
TypeSH
Market value$13.5K
1.27%
Sole
0.00
Shared
0.00
None
193.33K
MICROSOFT CORP
SOLEShares50.17K
TypeSH
Market value$12.0K
1.13%
Sole
0.00
Shared
0.00
None
50.17K
SHYFT GROUP INC
SOLEShares464.18K
TypeSH
Market value$11.5K
1.09%
Sole
0.00
Shared
0.00
None
464.18K
SELECT SECTOR SPDR TR
SOLEShares84.17K
TypeSH
Market value$11.4K
1.08%
Sole
0.00
Shared
0.00
None
84.17K
SPDR S&P 500 ETF TR
SOLEShares28.60K
TypeSH
Market value$10.9K
1.03%
Sole
0.00
Shared
0.00
None
28.60K
SELECT SECTOR SPDR TR
SOLEShares85.07K
TypeSH
Market value$10.6K
1.00%
Sole
0.00
Shared
0.00
None
85.07K
ISHARES TR
SOLEShares146.45K
TypeSH
Market value$10.3K
0.97%
Sole
0.00
Shared
0.00
None
146.45K
MASTERCARD INCORPORATED
SOLEShares29.42K
TypeSH
Market value$10.2K
0.96%
Sole
0.00
Shared
0.00
None
29.42K
ISHARES TR
SOLEShares119.52K
TypeSH
Market value$10.1K
0.95%
Sole
0.00
Shared
0.00
None
119.52K
FIRST TR LRGE CP CORE ALPHA
SOLEShares126.33K
TypeSH
Market value$10.1K
0.95%
Sole
0.00
Shared
0.00
None
126.33K
VANGUARD WORLD FD
SOLEShares58.05K
TypeSH
Market value$10.0K
0.94%
Sole
0.00
Shared
0.00
None
58.05K
ISHARES TR
SOLEShares98.61K
TypeSH
Market value$9.9K
0.93%
Sole
0.00
Shared
0.00
None
98.61K
ALARM COM HLDGS INC
SOLEShares196.72K
TypeSH
Market value$9.7K
0.92%
Sole
0.00
Shared
0.00
None
196.72K
PIMCO ETF TR
SOLEShares98.45K
TypeSH
Market value$9.7K
0.91%
Sole
0.00
Shared
0.00
None
98.45K
ISHARES TR
SOLEShares36.44K
TypeSH
Market value$8.8K
0.83%
Sole
0.00
Shared
0.00
None
36.44K
SELECT SECTOR SPDR TR
SOLEShares100.52K
TypeSH
Market value$8.8K
0.83%
Sole
0.00
Shared
0.00
None
100.52K
SELECT SECTOR SPDR TR
SOLEShares113.64K
TypeSH
Market value$8.5K
0.80%
Sole
0.00
Shared
0.00
None
113.64K
ISHARES TR
SOLEShares73.34K
TypeSH
Market value$8.4K
0.79%
Sole
0.00
Shared
0.00
None
73.34K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 218.69K | SH | $28.4K 2.67% | 0.00 | 0.00 | 218.69K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 74.60K | SH | $19.9K 1.87% | 0.00 | 0.00 | 74.60K |
CORNERSTONE STRATEGIC VALUESOLE | COM | 2.40M | SH | $17.7K 1.66% | 0.00 | 0.00 | 2.40M |
GLOBAL X FDSSOLE | NASDAQ 100 COVER | 943.61K | SH | $15.0K 1.41% | 0.00 | 0.00 | 943.61K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 106.72K | SH | $15.0K 1.41% | 0.00 | 0.00 | 106.72K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 157.12K | SH | $14.4K 1.35% | 0.00 | 0.00 | 157.12K |
GLOBAL X FDSSOLE | S&P 500 COVERED | 357.79K | SH | $14.1K 1.32% | 0.00 | 0.00 | 357.79K |
FLOOR & DECOR HLDGS INCSOLE | CL A | 193.33K | SH | $13.5K 1.27% | 0.00 | 0.00 | 193.33K |
MICROSOFT CORPSOLE | COM | 50.17K | SH | $12.0K 1.13% | 0.00 | 0.00 | 50.17K |
SHYFT GROUP INCSOLE | COM | 464.18K | SH | $11.5K 1.09% | 0.00 | 0.00 | 464.18K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 84.17K | SH | $11.4K 1.08% | 0.00 | 0.00 | 84.17K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 28.60K | SH | $10.9K 1.03% | 0.00 | 0.00 | 28.60K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 85.07K | SH | $10.6K 1.00% | 0.00 | 0.00 | 85.07K |
ISHARES TRSOLE | CORE S&P US VLU | 146.45K | SH | $10.3K 0.97% | 0.00 | 0.00 | 146.45K |
MASTERCARD INCORPORATEDSOLE | CL A | 29.42K | SH | $10.2K 0.96% | 0.00 | 0.00 | 29.42K |
ISHARES TRSOLE | MSCI ACWI ETF | 119.52K | SH | $10.1K 0.95% | 0.00 | 0.00 | 119.52K |
FIRST TR LRGE CP CORE ALPHASOLE | COM SHS | 126.33K | SH | $10.1K 0.95% | 0.00 | 0.00 | 126.33K |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 58.05K | SH | $10.0K 0.94% | 0.00 | 0.00 | 58.05K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 98.61K | SH | $9.9K 0.93% | 0.00 | 0.00 | 98.61K |
ALARM COM HLDGS INCSOLE | COM | 196.72K | SH | $9.7K 0.92% | 0.00 | 0.00 | 196.72K |
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 98.45K | SH | $9.7K 0.91% | 0.00 | 0.00 | 98.45K |
ISHARES TRSOLE | CORE S&P MCP ETF | 36.44K | SH | $8.8K 0.83% | 0.00 | 0.00 | 36.44K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 100.52K | SH | $8.8K 0.83% | 0.00 | 0.00 | 100.52K |
SELECT SECTOR SPDR TRSOLE | SBI CONS STPLS | 113.64K | SH | $8.5K 0.80% | 0.00 | 0.00 | 113.64K |
ISHARES TRSOLE | MSCI USA QLT FCT | 73.34K | SH | $8.4K 0.79% | 0.00 | 0.00 | 73.34K |
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