Filed: 12/5/2022ACC: 0000891943-22-000005
📋 What this filing means
CENTAURUS FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 849 equity positions with a total reported market value of $1.03M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
849
Positions
$1.03M
Total AUM (reported)
28.71M
Total Shares
Allocation by class
COM$391.0K38.1%
CL A$34.6K3.4%
ENHAN SHRT MA AC$22.2K2.2%
UNIT SER 1$19.3K1.9%
COM CL A$17.5K1.7%
VALUE ETF$14.2K1.4%
NASDAQ 100 COVER$13.8K1.3%
Portfolio Concentration
Top 3$72.1K7.0%
4–10$97.6K9.5%
11–25$136.1K13.3%
Rest$719.9K70.2%
Top 3 weight
7.0%
Top 10 weight
16.5%
Voting Authority Distribution
Total shares with voting rights: 28.71M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
28.71M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole849
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings849
Rows:
APPLE INC
SOLEShares220.84K
TypeSH
Market value$30.5K
2.98%
Sole
0.00
Shared
0.00
None
220.84K
PIMCO ETF TR
SOLEShares224.77K
TypeSH
Market value$22.2K
2.17%
Sole
0.00
Shared
0.00
None
224.77K
INVESCO QQQ TR
SOLEShares72.28K
TypeSH
Market value$19.3K
1.88%
Sole
0.00
Shared
0.00
None
72.28K
CORNERSTONE STRATEGIC VALUE
SOLEShares2.24M
TypeSH
Market value$19.2K
1.87%
Sole
0.00
Shared
0.00
None
2.24M
VANGUARD INDEX FDS
SOLEShares115.03K
TypeSH
Market value$14.2K
1.38%
Sole
0.00
Shared
0.00
None
115.03K
GLOBAL X FDS
SOLEShares880.25K
TypeSH
Market value$13.8K
1.34%
Sole
0.00
Shared
0.00
None
880.25K
FLOOR & DECOR HLDGS INC
SOLEShares195.22K
TypeSH
Market value$13.7K
1.34%
Sole
0.00
Shared
0.00
None
195.22K
MICROSOFT CORP
SOLEShares55.28K
TypeSH
Market value$12.9K
1.26%
Sole
0.00
Shared
0.00
None
55.28K
GLOBAL X FDS
SOLEShares321.93K
TypeSH
Market value$12.3K
1.20%
Sole
0.00
Shared
0.00
None
321.93K
AMAZON COM INC
SOLEShares102.34K
TypeSH
Market value$11.6K
1.13%
Sole
0.00
Shared
0.00
None
102.34K
ALARM COM HLDGS INC
SOLEShares178.07K
TypeSH
Market value$11.6K
1.13%
Sole
0.00
Shared
0.00
None
178.07K
SPDR S&P 500 ETF TR
SOLEShares29.50K
TypeSH
Market value$10.5K
1.03%
Sole
0.00
Shared
0.00
None
29.50K
SELECT SECTOR SPDR TR
SOLEShares81.85K
TypeSH
Market value$9.7K
0.95%
Sole
0.00
Shared
0.00
None
81.85K
MASTERCARD INCORPORATED
SOLEShares34.13K
TypeSH
Market value$9.7K
0.95%
Sole
0.00
Shared
0.00
None
34.13K
SHYFT GROUP INC
SOLEShares470.45K
TypeSH
Market value$9.6K
0.94%
Sole
0.00
Shared
0.00
None
470.45K
SELECT SECTOR SPDR TR
SOLEShares309.97K
TypeSH
Market value$9.4K
0.92%
Sole
0.00
Shared
0.00
None
309.97K
VANGUARD BD INDEX FDS
SOLEShares124.96K
TypeSH
Market value$9.3K
0.91%
Sole
0.00
Shared
0.00
None
124.96K
BLACKSTONE MTG TR INC
SOLEShares380.56K
TypeSH
Market value$8.9K
0.87%
Sole
0.00
Shared
0.00
None
380.56K
SELECT SECTOR SPDR TR
SOLEShares70.77K
TypeSH
Market value$8.6K
0.84%
Sole
0.00
Shared
0.00
None
70.77K
ISHARES TR
SOLEShares65.26K
TypeSH
Market value$8.6K
0.83%
Sole
0.00
Shared
0.00
None
65.26K
SELECT SECTOR SPDR TR
SOLEShares125.65K
TypeSH
Market value$8.4K
0.82%
Sole
0.00
Shared
0.00
None
125.65K
ISHARES TR
SOLEShares105.90K
TypeSH
Market value$8.2K
0.80%
Sole
0.00
Shared
0.00
None
105.90K
VANGUARD WORLD FD
SOLEShares46.45K
TypeSH
Market value$8.1K
0.79%
Sole
0.00
Shared
0.00
None
46.45K
AUTODESK INC
SOLEShares41.98K
TypeSH
Market value$7.8K
0.76%
Sole
0.00
Shared
0.00
None
41.98K
ISHARES TR
SOLEShares21.42K
TypeSH
Market value$7.7K
0.75%
Sole
0.00
Shared
0.00
None
21.42K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 220.84K | SH | $30.5K 2.98% | 0.00 | 0.00 | 220.84K |
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 224.77K | SH | $22.2K 2.17% | 0.00 | 0.00 | 224.77K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 72.28K | SH | $19.3K 1.88% | 0.00 | 0.00 | 72.28K |
CORNERSTONE STRATEGIC VALUESOLE | COM | 2.24M | SH | $19.2K 1.87% | 0.00 | 0.00 | 2.24M |
VANGUARD INDEX FDSSOLE | VALUE ETF | 115.03K | SH | $14.2K 1.38% | 0.00 | 0.00 | 115.03K |
GLOBAL X FDSSOLE | NASDAQ 100 COVER | 880.25K | SH | $13.8K 1.34% | 0.00 | 0.00 | 880.25K |
FLOOR & DECOR HLDGS INCSOLE | CL A | 195.22K | SH | $13.7K 1.34% | 0.00 | 0.00 | 195.22K |
MICROSOFT CORPSOLE | COM | 55.28K | SH | $12.9K 1.26% | 0.00 | 0.00 | 55.28K |
GLOBAL X FDSSOLE | S&P 500 COVERED | 321.93K | SH | $12.3K 1.20% | 0.00 | 0.00 | 321.93K |
AMAZON COM INCSOLE | COM | 102.34K | SH | $11.6K 1.13% | 0.00 | 0.00 | 102.34K |
ALARM COM HLDGS INCSOLE | COM | 178.07K | SH | $11.6K 1.13% | 0.00 | 0.00 | 178.07K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 29.50K | SH | $10.5K 1.03% | 0.00 | 0.00 | 29.50K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 81.85K | SH | $9.7K 0.95% | 0.00 | 0.00 | 81.85K |
MASTERCARD INCORPORATEDSOLE | CL A | 34.13K | SH | $9.7K 0.95% | 0.00 | 0.00 | 34.13K |
SHYFT GROUP INCSOLE | COM | 470.45K | SH | $9.6K 0.94% | 0.00 | 0.00 | 470.45K |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 309.97K | SH | $9.4K 0.92% | 0.00 | 0.00 | 309.97K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 124.96K | SH | $9.3K 0.91% | 0.00 | 0.00 | 124.96K |
BLACKSTONE MTG TR INCSOLE | COM CL A | 380.56K | SH | $8.9K 0.87% | 0.00 | 0.00 | 380.56K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 70.77K | SH | $8.6K 0.84% | 0.00 | 0.00 | 70.77K |
ISHARES TRSOLE | MSCI USA MMENTM | 65.26K | SH | $8.6K 0.83% | 0.00 | 0.00 | 65.26K |
SELECT SECTOR SPDR TRSOLE | SBI CONS STPLS | 125.65K | SH | $8.4K 0.82% | 0.00 | 0.00 | 125.65K |
ISHARES TRSOLE | MSCI ACWI ETF | 105.90K | SH | $8.2K 0.80% | 0.00 | 0.00 | 105.90K |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 46.45K | SH | $8.1K 0.79% | 0.00 | 0.00 | 46.45K |
AUTODESK INCSOLE | COM | 41.98K | SH | $7.8K 0.76% | 0.00 | 0.00 | 41.98K |
ISHARES TRSOLE | CORE S&P500 ETF | 21.42K | SH | $7.7K 0.75% | 0.00 | 0.00 | 21.42K |
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