CEDARS SINAI MEDICAL CENTER

PrivateCIK: 1269910

Location

LOS ANGELES, CA

CEDARS SINAI MEDICAL CENTER reported 5 transactions at PROMETHEUS BIOSCIENCES, INC.

Review the transaction codes below to understand the nature of each event.

CEDARS SINAI MEDICAL CENTER

Filed: 3/16/2021ACC: 0001209191-21-021223

InsiderCEDARS SINAI MEDICAL CENTERCIK 1269910

→

IssuerPROMETHEUS BIOSCIENCES, INC.CIK 1718852

10% Owner

Since Mar 2021

-39.74M

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

10

Total transactions

4.42M acquired · 44.16M disposed

Non-Derivative Transactions5

Common Stock

Direct

C · Conversion

Shares

+100K

Price / share

—

Trade value

—

% of position

16.9%

3/16/2021

592.50K→692.50K

Common Stock

Direct

C · Conversion

Shares

+1.20M

Price / share

—

Trade value

—

% of position

173.3%

3/16/2021

692.50K→1.89M

Common Stock

Direct

C · Conversion

Shares

+2.50M

Price / share

—

Trade value

—

% of position

132.1%

3/16/2021

1.89M→4.39M

Common Stock

Direct

C · Conversion

Shares

+254.44K

Price / share

—

Trade value

—

% of position

5.8%

3/16/2021

4.39M→4.65M

Common Stock

Direct

C · Conversion

Shares

+361.57K

Price / share

—

Trade value

—

% of position

7.8%

3/16/2021

4.65M→5.01M

Total

Net shares

+4.42M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/16/2021	C · Conversion	+100K	—	—	16.9%	592.50K	692.50K
Common Stock Direct	3/16/2021	C · Conversion	+1.20M	—	—	173.3%	692.50K	1.89M
Common Stock Direct	3/16/2021	C · Conversion	+2.50M	—	—	132.1%	1.89M	4.39M
Common Stock Direct	3/16/2021	C · Conversion	+254.44K	—	—	5.8%	4.39M	4.65M
Common Stock Direct	3/16/2021	C · Conversion	+361.57K	—	—	7.8%	4.65M	5.01M
Total			+4.42M		$0.00

Derivative Transactions5

Series A Preferred Stock

Direct

C · Conversion

Converts to

Common Stock

100K shares

Shares

−1M

Strike price

Held after

0.00

Exercisable

—

3/16/2021

Series B Preferred Stock

Direct

C · Conversion

Converts to

Common Stock

1.20M shares

Shares

−12M

Strike price

Held after

0.00

Exercisable

—

3/16/2021

Series C Preferred Stock

Direct

C · Conversion

Converts to

Common Stock

2.50M shares

Shares

−25M

Strike price

Held after

0.00

Exercisable

—

3/16/2021

Series D-1 Preferred Stock

Direct

C · Conversion

Converts to

Common Stock

254.44K shares

Shares

−2.54M

Strike price

Held after

0.00

Exercisable

—

3/16/2021

Series D-2 Preferred Stock

Direct

C · Conversion

Converts to

Common Stock

361.57K shares

Shares

−3.62M

Strike price

Held after

0.00

Exercisable

—

3/16/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Series A Preferred Stock Direct	Common Stock100K shares	3/16/2021	C · Conversion	−1M		—	0.00
Series B Preferred Stock Direct	Common Stock1.20M shares	3/16/2021	C · Conversion	−12M		—	0.00
Series C Preferred Stock Direct	Common Stock2.50M shares	3/16/2021	C · Conversion	−25M		—	0.00
Series D-1 Preferred Stock Direct	Common Stock254.44K shares	3/16/2021	C · Conversion	−2.54M		—	0.00
Series D-2 Preferred Stock Direct	Common Stock361.57K shares	3/16/2021	C · Conversion	−3.62M		—	0.00

CEDARS SINAI MEDICAL CENTER — Insider Transaction (Form 4) Filed Mar 16, 2021 | Finecho