Filed: 2/14/2023ACC: 0000899140-23-000414
📋 What this filing means
CAXTON ASSOCIATES LP filed this quarterly 13F‑HR report disclosing 421 equity positions with a total reported market value of $1.50B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
421
Positions
$1.50B
Total AUM (reported)
29.24M
Total Shares
Allocation by class
COM$570.58M38.1%
TR UNIT$518.72M34.6%
ISHARES BIOTECH$151.84M10.1%
UNIT SER 1$39.08M2.6%
GOLD SHS$34.25M2.3%
RUSSELL 2000 ETF$27.70M1.8%
SHS$26.46M1.8%
Portfolio Concentration
Top 3$817.86M54.6%
4–10$307.07M20.5%
11–25$108.12M7.2%
Rest$265.45M17.7%
Top 3 weight
54.6%
Top 10 weight
75.1%
Voting Authority Distribution
Total shares with voting rights: 29.24M
Sole
Full voting authority
29.24M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole421
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings421
Rows:
SPDR S&P 500 ETF TR
SOLEShares1.36M
TypeSH
Market value$518.72M
34.62%
Sole
1.36M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares1.16M
TypeSH
Market value$151.84M
10.13%
Sole
1.16M
Shared
0.00
None
0.00
PFIZER INC
SOLEShares2.87M
TypeSH
Market value$147.29M
9.83%
Sole
2.87M
Shared
0.00
None
0.00
LILLY ELI & CO
SOLEShares211K
TypeSH
Market value$77.19M
5.15%
Sole
211K
Shared
0.00
None
0.00
GILEAD SCIENCES INC
SOLEShares769.23K
TypeSH
Market value$66.04M
4.41%
Sole
769.23K
Shared
0.00
None
0.00
MODERNA INC
SOLEShares249.46K
TypeSH
Market value$44.81M
2.99%
Sole
249.46K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares146.78K
TypeSH
Market value$39.08M
2.61%
Sole
146.78K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares201.90K
TypeSH
Market value$34.25M
2.29%
Sole
201.90K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares158.85K
TypeSH
Market value$27.70M
1.85%
Sole
158.85K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares526.40K
TypeSH
Market value$18.00M
1.20%
Sole
526.40K
Shared
0.00
None
0.00
VISA INC
SOLEShares70.19K
TypeSH
Market value$14.58M
0.97%
Sole
70.19K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares55K
TypeSH
Market value$13.19M
0.88%
Sole
55K
Shared
0.00
None
0.00
CME GROUP INC
SOLEShares74.81K
TypeSH
Market value$12.58M
0.84%
Sole
74.81K
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
SOLEShares5.22K
TypeSH
Market value$10.53M
0.70%
Sole
5.22K
Shared
0.00
None
0.00
KRANESHARES TR
SOLEShares323.70K
TypeSH
Market value$9.78M
0.65%
Sole
323.70K
Shared
0.00
None
0.00
ENDEAVOR GROUP HLDGS INC
SOLEShares279.75K
TypeSH
Market value$6.31M
0.42%
Sole
279.75K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares50K
TypeSH
Market value$6.22M
0.42%
Sole
50K
Shared
0.00
None
0.00
EATON CORP PLC
SOLEShares39.34K
TypeSH
Market value$6.18M
0.41%
Sole
39.34K
Shared
0.00
None
0.00
T-MOBILE US INC
SOLEShares42.26K
TypeSH
Market value$5.92M
0.39%
Sole
42.26K
Shared
0.00
None
0.00
AMBARELLA INC
SOLEShares63.43K
TypeSH
Market value$5.22M
0.35%
Sole
63.43K
Shared
0.00
None
0.00
FERRARI N V
SOLEShares21.21K
TypeSH
Market value$4.58M
0.31%
Sole
21.21K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares51.05K
TypeSH
Market value$4.47M
0.30%
Sole
51.05K
Shared
0.00
None
0.00
MEDTRONIC PLC
SOLEShares40.77K
TypeSH
Market value$3.17M
0.21%
Sole
40.77K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares16K
TypeSH
Market value$2.83M
0.19%
Sole
16K
Shared
0.00
None
0.00
CARDINAL HEALTH INC
SOLEShares33.71K
TypeSH
Market value$2.59M
0.17%
Sole
33.71K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 1.36M | SH | $518.72M 34.62% | 1.36M | 0.00 | 0.00 |
ISHARES TRSOLE | ISHARES BIOTECH | 1.16M | SH | $151.84M 10.13% | 1.16M | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 2.87M | SH | $147.29M 9.83% | 2.87M | 0.00 | 0.00 |
LILLY ELI & COSOLE | COM | 211K | SH | $77.19M 5.15% | 211K | 0.00 | 0.00 |
GILEAD SCIENCES INCSOLE | COM | 769.23K | SH | $66.04M 4.41% | 769.23K | 0.00 | 0.00 |
MODERNA INCSOLE | COM | 249.46K | SH | $44.81M 2.99% | 249.46K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 146.78K | SH | $39.08M 2.61% | 146.78K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 201.90K | SH | $34.25M 2.29% | 201.90K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 158.85K | SH | $27.70M 1.85% | 158.85K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 526.40K | SH | $18.00M 1.20% | 526.40K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 70.19K | SH | $14.58M 0.97% | 70.19K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 55K | SH | $13.19M 0.88% | 55K | 0.00 | 0.00 |
CME GROUP INCSOLE | COM | 74.81K | SH | $12.58M 0.84% | 74.81K | 0.00 | 0.00 |
BOOKING HOLDINGS INCSOLE | COM | 5.22K | SH | $10.53M 0.70% | 5.22K | 0.00 | 0.00 |
KRANESHARES TRSOLE | CSI CHI INTERNET | 323.70K | SH | $9.78M 0.65% | 323.70K | 0.00 | 0.00 |
ENDEAVOR GROUP HLDGS INCSOLE | CL A COM | 279.75K | SH | $6.31M 0.42% | 279.75K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 50K | SH | $6.22M 0.42% | 50K | 0.00 | 0.00 |
EATON CORP PLCSOLE | SHS | 39.34K | SH | $6.18M 0.41% | 39.34K | 0.00 | 0.00 |
T-MOBILE US INCSOLE | COM | 42.26K | SH | $5.92M 0.39% | 42.26K | 0.00 | 0.00 |
AMBARELLA INCSOLE | SHS | 63.43K | SH | $5.22M 0.35% | 63.43K | 0.00 | 0.00 |
FERRARI N VSOLE | COM | 21.21K | SH | $4.58M 0.31% | 21.21K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | ENERGY | 51.05K | SH | $4.47M 0.30% | 51.05K | 0.00 | 0.00 |
MEDTRONIC PLCSOLE | SHS | 40.77K | SH | $3.17M 0.21% | 40.77K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 16K | SH | $2.83M 0.19% | 16K | 0.00 | 0.00 |
CARDINAL HEALTH INCSOLE | COM | 33.71K | SH | $2.59M 0.17% | 33.71K | 0.00 | 0.00 |
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