Filed: 8/14/2023ACC: 0000919574-23-004721
📋 What this filing means
CAXTON CORP filed this quarterly 13F‑HR report disclosing 7 equity positions with a total reported market value of $34.65M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
7
Positions
$34.65M
Total AUM (reported)
14.08M
Total Shares
Allocation by class
COM$32.04M92.5%
COM NEW$2.61M7.5%
Portfolio Concentration
Top 3$33.42M96.4%
4–10$1.23M3.6%
Top 3 weight
96.4%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 14.08M
Sole
Full voting authority
14.08M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole7
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings7
Rows:
SAVARA INC
SOLEShares4.98M
TypeSH
Market value$16.03M
46.25%
Sole
4.98M
Shared
0.00
None
0.00
XERIS BIOPHARMA HOLDINGS INC
SOLEShares5.64M
TypeSH
Market value$14.78M
42.66%
Sole
5.64M
Shared
0.00
None
0.00
REZOLUTE INC
SOLEShares1.32M
TypeSH
Market value$2.61M
7.54%
Sole
1.32M
Shared
0.00
None
0.00
MOLECULAR TEMPLATES INC
SOLEShares2.05M
TypeSH
Market value$985.4K
2.84%
Sole
2.05M
Shared
0.00
None
0.00
COMPASS THERAPEUTICS INC
SOLEShares43.47K
TypeSH
Market value$138.2K
0.40%
Sole
43.47K
Shared
0.00
None
0.00
ALLAKOS INC
SOLEShares17.73K
TypeSH
Market value$77.3K
0.22%
Sole
17.73K
Shared
0.00
None
0.00
ELEVATION ONCOLOGY INC
SOLEShares21.73K
TypeSH
Market value$33.0K
0.10%
Sole
21.73K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SAVARA INCSOLE | COM | 4.98M | SH | $16.03M 46.25% | 4.98M | 0.00 | 0.00 |
XERIS BIOPHARMA HOLDINGS INCSOLE | COM | 5.64M | SH | $14.78M 42.66% | 5.64M | 0.00 | 0.00 |
REZOLUTE INCSOLE | COM NEW | 1.32M | SH | $2.61M 7.54% | 1.32M | 0.00 | 0.00 |
MOLECULAR TEMPLATES INCSOLE | COM | 2.05M | SH | $985.4K 2.84% | 2.05M | 0.00 | 0.00 |
COMPASS THERAPEUTICS INCSOLE | COM | 43.47K | SH | $138.2K 0.40% | 43.47K | 0.00 | 0.00 |
ALLAKOS INCSOLE | COM | 17.73K | SH | $77.3K 0.22% | 17.73K | 0.00 | 0.00 |
ELEVATION ONCOLOGY INCSOLE | COM | 21.73K | SH | $33.0K 0.10% | 21.73K | 0.00 | 0.00 |