Filed: 2/14/2023ACC: 0000919574-23-001423
📋 What this filing means
CAXTON CORP filed this quarterly 13F‑HR report disclosing 17 equity positions with a total reported market value of $39.15M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
17
Positions
$39.15M
Total AUM (reported)
18.83M
Total Shares
Allocation by class
COM$21.46M54.8%
TR UNIT$6.10M15.6%
COM NEW$5.59M14.3%
S&P OILGAS EXP$2.38M6.1%
ORD SHS$1.35M3.4%
COMMON STOCK$1.12M2.9%
ALERIAN MLP$1.12M2.9%
Portfolio Concentration
Top 3$24.82M63.4%
4–10$12.63M32.3%
11–25$1.70M4.3%
Top 3 weight
63.4%
Top 10 weight
95.7%
Voting Authority Distribution
Total shares with voting rights: 18.83M
Sole
Full voting authority
18.83M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole17
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings17
Rows:
SAVARA INC
SOLEShares6.90M
TypeSH
Market value$10.69M
27.30%
Sole
6.90M
Shared
0.00
None
0.00
XERIS BIOPHARMA HOLDINGS INC
SOLEShares6.04M
TypeSH
Market value$8.03M
20.52%
Sole
6.04M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares15.95K
TypeSH
Market value$6.10M
15.58%
Sole
15.95K
Shared
0.00
None
0.00
REZOLUTE INC
SOLEShares1.40M
TypeSH
Market value$2.90M
7.42%
Sole
1.40M
Shared
0.00
None
0.00
SCYNEXIS INC
SOLEShares1.72M
TypeSH
Market value$2.69M
6.87%
Sole
1.72M
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares17.50K
TypeSH
Market value$2.38M
6.07%
Sole
17.50K
Shared
0.00
None
0.00
VECTIVBIO HLDG AG
SOLEShares156.22K
TypeSH
Market value$1.35M
3.44%
Sole
156.22K
Shared
0.00
None
0.00
ARCELLX INC
SOLEShares36.30K
TypeSH
Market value$1.12M
2.87%
Sole
36.30K
Shared
0.00
None
0.00
ALPS ETF TR
SOLEShares29.50K
TypeSH
Market value$1.12M
2.87%
Sole
29.50K
Shared
0.00
None
0.00
COMPASS THERAPEUTICS INC
SOLEShares211.16K
TypeSH
Market value$1.06M
2.71%
Sole
211.16K
Shared
0.00
None
0.00
CABALETTA BIO INC
SOLEShares84.73K
TypeSH
Market value$783.7K
2.00%
Sole
84.73K
Shared
0.00
None
0.00
MOLECULAR TEMPLATES INC
SOLEShares2.05M
TypeSH
Market value$673.4K
1.72%
Sole
2.05M
Shared
0.00
None
0.00
ALLAKOS INC
SOLEShares18.27K
TypeSH
Market value$153.8K
0.39%
Sole
18.27K
Shared
0.00
None
0.00
ELEVATION ONCOLOGY INC
SOLEShares68.32K
TypeSH
Market value$64.8K
0.17%
Sole
68.32K
Shared
0.00
None
0.00
NEWAMSTERDAM PHARMA COMPANY
SOLEShares21.33K
TypeSH
Market value$17.8K
0.05%
Sole
21.33K
Shared
0.00
None
0.00
BRIDGETOWN HOLDINGS LTD
SOLEShares39.77K
TypeSH
Market value$4.7K
0.01%
Sole
39.77K
Shared
0.00
None
0.00
LANVIN GROUP HOLDINGS LIMITE
SOLEShares12K
TypeSH
Market value$3.8K
<0.01%
Sole
12K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SAVARA INCSOLE | COM | 6.90M | SH | $10.69M 27.30% | 6.90M | 0.00 | 0.00 |
XERIS BIOPHARMA HOLDINGS INCSOLE | COM | 6.04M | SH | $8.03M 20.52% | 6.04M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 15.95K | SH | $6.10M 15.58% | 15.95K | 0.00 | 0.00 |
REZOLUTE INCSOLE | COM NEW | 1.40M | SH | $2.90M 7.42% | 1.40M | 0.00 | 0.00 |
SCYNEXIS INCSOLE | COM NEW | 1.72M | SH | $2.69M 6.87% | 1.72M | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P OILGAS EXP | 17.50K | SH | $2.38M 6.07% | 17.50K | 0.00 | 0.00 |
VECTIVBIO HLDG AGSOLE | ORD SHS | 156.22K | SH | $1.35M 3.44% | 156.22K | 0.00 | 0.00 |
ARCELLX INCSOLE | COMMON STOCK | 36.30K | SH | $1.12M 2.87% | 36.30K | 0.00 | 0.00 |
ALPS ETF TRSOLE | ALERIAN MLP | 29.50K | SH | $1.12M 2.87% | 29.50K | 0.00 | 0.00 |
COMPASS THERAPEUTICS INCSOLE | COM | 211.16K | SH | $1.06M 2.71% | 211.16K | 0.00 | 0.00 |
CABALETTA BIO INCSOLE | COM | 84.73K | SH | $783.7K 2.00% | 84.73K | 0.00 | 0.00 |
MOLECULAR TEMPLATES INCSOLE | COM | 2.05M | SH | $673.4K 1.72% | 2.05M | 0.00 | 0.00 |
ALLAKOS INCSOLE | COM | 18.27K | SH | $153.8K 0.39% | 18.27K | 0.00 | 0.00 |
ELEVATION ONCOLOGY INCSOLE | COM | 68.32K | SH | $64.8K 0.17% | 68.32K | 0.00 | 0.00 |
NEWAMSTERDAM PHARMA COMPANYSOLE | *W EXP 11/22/202 | 21.33K | SH | $17.8K 0.05% | 21.33K | 0.00 | 0.00 |
BRIDGETOWN HOLDINGS LTDSOLE | *W EXP 09/30/202 | 39.77K | SH | $4.7K 0.01% | 39.77K | 0.00 | 0.00 |
LANVIN GROUP HOLDINGS LIMITESOLE | *W EXP 99/99/999 | 12K | SH | $3.8K <0.01% | 12K | 0.00 | 0.00 |