CAVALIER INVESTMENTS, LLC

Filed: 11/10/2022ACC: 0001606587-22-002243

📋 What this filing means

CAVALIER INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 95 equity positions with a total reported market value of $276.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$276.8K

Total AUM (reported)

6.15M

Total Shares

Allocation by class

COM$26.2K9.5%

BROAD USD HIGH$17.3K6.3%

TR UNIT$14.5K5.2%

FINANCIAL$11.8K4.3%

AGRICULTURE FD$10.9K4.0%

UNIT SER 1$9.8K3.6%

S&P 500 COVERED$9.8K3.5%

Portfolio Concentration

Top 3$43.6K15.8%

4–10$64.6K23.3%

11–25$85.8K31.0%

Rest$82.8K29.9%

Top 3 weight

15.8%

Top 10 weight

39.1%

Voting Authority Distribution

Total shares with voting rights: 6.15M

Sole

Full voting authority

6.15M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole95

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings95

Rows:

iShares Broad USD High Yield Corporate Bond ETF

SOLE

BROAD USD HIGH

Shares515.58K

TypeSH

Market value$17.3K

6.26%

Sole

515.58K

Shared

0.00

None

0.00

SPDR S&P 500 ETF Trust

SOLE

TR UNIT

Shares40.59K

TypeSH

Market value$14.5K

5.24%

Sole

40.59K

Shared

0.00

None

0.00

Financial Select Sector SPDR Fund

SOLE

FINANCIAL

Shares387.56K

TypeSH

Market value$11.8K

4.25%

Sole

387.56K

Shared

0.00

None

0.00

INVESCO AGRICULTURE

SOLE

AGRICULTURE FD

Shares546.60K

TypeSH

Market value$10.9K

3.95%

Sole

546.60K

Shared

0.00

None

0.00

Invesco QQQ Trust Series 1

SOLE

UNIT SER 1

Shares36.76K

TypeSH

Market value$9.8K

3.55%

Sole

36.76K

Shared

0.00

None

0.00

GLOBAL X S&P 500 COVERED CALL ETF

SOLE

S&P 500 COVERED

Shares255.83K

TypeSH

Market value$9.8K

3.52%

Sole

255.83K

Shared

0.00

None

0.00

GLOBAL X NASD 100

SOLE

NASDAQ 100 COVER

Shares585.70K

TypeSH

Market value$9.2K

3.31%

Sole

585.70K

Shared

0.00

None

0.00

Technology Select Sector SPDR Fund

SOLE

TECHNOLOGY

Shares71.59K

TypeSH

Market value$8.5K

3.07%

Sole

71.59K

Shared

0.00

None

0.00

SPDR PORTFOLIO TIPS ETF

SOLE

PORTFLI TIPS ETF

Shares333.73K

TypeSH

Market value$8.5K

3.06%

Sole

333.73K

Shared

0.00

None

0.00

Energy Select Sector SPDR FUND

SOLE

ENERGY

Shares109.72K

TypeSH

Market value$7.9K

2.86%

Sole

109.72K

Shared

0.00

None

0.00

VanEck Vectors Semiconductor ETF

SOLE

SEMICONDUCTR ETF

Shares41.67K

TypeSH

Market value$7.7K

2.79%

Sole

41.67K

Shared

0.00

None

0.00

ISHARE MSCI EAFE ETF

SOLE

MSCI EAFE ETF

Shares135.30K

TypeSH

Market value$7.6K

2.74%

Sole

135.30K

Shared

0.00

None

0.00

Invesco S&P 500EQUAL WEIGHT

SOLE

S&P500 EQL TEC

Shares33.21K

TypeSH

Market value$7.5K

2.72%

Sole

33.21K

Shared

0.00

None

0.00

Invesco DB CommodityIndex Tracking Fund

SOLE

UNIT

Shares301.24K

TypeSH

Market value$7.2K

2.60%

Sole

301.24K

Shared

0.00

None

0.00

Industrial Select Sector SPDR Fund

SOLE

SBI INT-INDS

Shares84.12K

TypeSH

Market value$7.0K

2.52%

Sole

84.12K

Shared

0.00

None

0.00

SPDR S&P Regional Banking ETF

SOLE

S&P REGL BKG

Shares112.05K

TypeSH

Market value$6.6K

2.38%

Sole

112.05K

Shared

0.00

None

0.00

FIRST TRUST CLOUDCOMPUTING ETF

SOLE

CLOUD COMPUTING

Shares97.94K

TypeSH

Market value$5.9K

2.14%

Sole

97.94K

Shared

0.00

None

0.00

Invesco DWA Healthcare Momentum ETF

SOLE

DWA HEALTHCARE

Shares44.42K

TypeSH

Market value$5.4K

1.95%

Sole

44.42K

Shared

0.00

None

0.00

Global X Lithium &Battery Tech ETF

SOLE

LITHIUM BTRY ETF

Shares76.11K

TypeSH

Market value$5.0K

1.82%

Sole

76.11K

Shared

0.00

None

0.00

VANECK VIETNAM ETF

SOLE

VANECK VIETNAM

Shares357.06K

TypeSH

Market value$4.7K

1.72%

Sole

357.06K

Shared

0.00

None

0.00

iShares U.S. Broker-Dealers & Securities

SOLE

US BR DEL SE ETF

Shares55.38K

TypeSH

Market value$4.7K

1.71%

Sole

55.38K

Shared

0.00

None

0.00

ETFMG PRIMEMOBILE PAYMENTS

SOLE

PRIME MOBILE PAY

Shares113.29K

TypeSH

Market value$4.3K

1.55%

Sole

113.29K

Shared

0.00

None

0.00

Vanguard Materials ETF

SOLE

MATERIALS ETF

Shares28.58K

TypeSH

Market value$4.2K

1.53%

Sole

28.58K

Shared

0.00

None

0.00

SPDR S&P CAPITAL MARKETS ETF

SOLE

S&P CAP MKTS

Shares58.43K

TypeSH

Market value$4.2K

1.51%

Sole

58.43K

Shared

0.00

None

0.00

SPDR S&P AEROSPACE

SOLE

AEROSPACE DEF

Shares40.22K

TypeSH

Market value$3.7K

1.33%

Sole

40.22K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
iShares Broad USD High Yield Corporate Bond ETFSOLE	BROAD USD HIGH	515.58K	SH	$17.3K 6.26%	515.58K
SPDR S&P 500 ETF TrustSOLE	TR UNIT	40.59K	SH	$14.5K 5.24%	40.59K
Financial Select Sector SPDR FundSOLE	FINANCIAL	387.56K	SH	$11.8K 4.25%	387.56K
INVESCO AGRICULTURESOLE	AGRICULTURE FD	546.60K	SH	$10.9K 3.95%	546.60K
Invesco QQQ Trust Series 1SOLE	UNIT SER 1	36.76K	SH	$9.8K 3.55%	36.76K
GLOBAL X S&P 500 COVERED CALL ETFSOLE	S&P 500 COVERED	255.83K	SH	$9.8K 3.52%	255.83K
GLOBAL X NASD 100SOLE	NASDAQ 100 COVER	585.70K	SH	$9.2K 3.31%	585.70K
Technology Select Sector SPDR FundSOLE	TECHNOLOGY	71.59K	SH	$8.5K 3.07%	71.59K
SPDR PORTFOLIO TIPS ETFSOLE	PORTFLI TIPS ETF	333.73K	SH	$8.5K 3.06%	333.73K
Energy Select Sector SPDR FUNDSOLE	ENERGY	109.72K	SH	$7.9K 2.86%	109.72K
VanEck Vectors Semiconductor ETFSOLE	SEMICONDUCTR ETF	41.67K	SH	$7.7K 2.79%	41.67K
ISHARE MSCI EAFE ETFSOLE	MSCI EAFE ETF	135.30K	SH	$7.6K 2.74%	135.30K
Invesco S&P 500EQUAL WEIGHTSOLE	S&P500 EQL TEC	33.21K	SH	$7.5K 2.72%	33.21K
Invesco DB CommodityIndex Tracking FundSOLE	UNIT	301.24K	SH	$7.2K 2.60%	301.24K
Industrial Select Sector SPDR FundSOLE	SBI INT-INDS	84.12K	SH	$7.0K 2.52%	84.12K
SPDR S&P Regional Banking ETFSOLE	S&P REGL BKG	112.05K	SH	$6.6K 2.38%	112.05K
FIRST TRUST CLOUDCOMPUTING ETFSOLE	CLOUD COMPUTING	97.94K	SH	$5.9K 2.14%	97.94K
Invesco DWA Healthcare Momentum ETFSOLE	DWA HEALTHCARE	44.42K	SH	$5.4K 1.95%	44.42K
Global X Lithium &Battery Tech ETFSOLE	LITHIUM BTRY ETF	76.11K	SH	$5.0K 1.82%	76.11K
VANECK VIETNAM ETFSOLE	VANECK VIETNAM	357.06K	SH	$4.7K 1.72%	357.06K
iShares U.S. Broker-Dealers & SecuritiesSOLE	US BR DEL SE ETF	55.38K	SH	$4.7K 1.71%	55.38K
ETFMG PRIMEMOBILE PAYMENTSSOLE	PRIME MOBILE PAY	113.29K	SH	$4.3K 1.55%	113.29K
Vanguard Materials ETFSOLE	MATERIALS ETF	28.58K	SH	$4.2K 1.53%	28.58K
SPDR S&P CAPITAL MARKETS ETFSOLE	S&P CAP MKTS	58.43K	SH	$4.2K 1.51%	58.43K
SPDR S&P AEROSPACESOLE	AEROSPACE DEF	40.22K	SH	$3.7K 1.33%	40.22K

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