Filed: 10/23/2023ACC: 0001214659-23-013776
📋 What this filing means
CAVALIER INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 93 equity positions with a total reported market value of $255.52M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
93
Positions
$255.52M
Total AUM (reported)
3.07M
Total Shares
Allocation by class
COM$91.87M36.0%
TR UNIT$17.63M6.9%
TECHNOLOGY$15.02M5.9%
UNIT SER 1$14.48M5.7%
SEMICONDUCTR ETF$13.52M5.3%
ENERGY$11.69M4.6%
MSCI EAFE ETF$10.44M4.1%
Portfolio Concentration
Top 3$47.13M18.4%
4–10$64.49M25.2%
11–25$59.47M23.3%
Rest$84.44M33.0%
Top 3 weight
18.4%
Top 10 weight
43.7%
Voting Authority Distribution
Total shares with voting rights: 3.07M
Sole
Full voting authority
3.07M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole93
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings93
Rows:
SPDR S&P 500 ETF TR
SOLEShares41.24K
TypeSH
Market value$17.63M
6.90%
Sole
41.24K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares91.62K
TypeSH
Market value$15.02M
5.88%
Sole
91.62K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares40.40K
TypeSH
Market value$14.48M
5.67%
Sole
40.40K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares93.29K
TypeSH
Market value$13.52M
5.29%
Sole
93.29K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares129.28K
TypeSH
Market value$11.69M
4.57%
Sole
129.28K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares151.50K
TypeSH
Market value$10.44M
4.09%
Sole
151.50K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares94.12K
TypeSH
Market value$9.54M
3.73%
Sole
94.12K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares232.47K
TypeSH
Market value$7.71M
3.02%
Sole
232.47K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares229.04K
TypeSH
Market value$5.94M
2.32%
Sole
229.04K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares61.99K
TypeSH
Market value$5.64M
2.21%
Sole
61.99K
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares144.23K
TypeSH
Market value$5.61M
2.20%
Sole
144.23K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares16.97K
TypeSH
Market value$5.09M
1.99%
Sole
16.97K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares58.43K
TypeSH
Market value$5.07M
1.98%
Sole
58.43K
Shared
0.00
None
0.00
VANGUARD WORLD FDS
SOLEShares55.28K
TypeSH
Market value$4.44M
1.74%
Sole
55.28K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares152.43K
TypeSH
Market value$4.29M
1.68%
Sole
152.43K
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares250.15K
TypeSH
Market value$4.20M
1.64%
Sole
250.15K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares84.73K
TypeSH
Market value$4.11M
1.61%
Sole
84.73K
Shared
0.00
None
0.00
REGENERON PHARMACEUTICALS
SOLEShares4.44K
TypeSH
Market value$3.65M
1.43%
Sole
4.44K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares7.96K
TypeSH
Market value$3.46M
1.36%
Sole
7.96K
Shared
0.00
None
0.00
TRANSDIGM GROUP INC
SOLEShares4.06K
TypeSH
Market value$3.42M
1.34%
Sole
4.06K
Shared
0.00
None
0.00
COPART INC
SOLEShares77.91K
TypeSH
Market value$3.36M
1.31%
Sole
77.91K
Shared
0.00
None
0.00
HOWMET AEROSPACE INC
SOLEShares71.24K
TypeSH
Market value$3.29M
1.29%
Sole
71.24K
Shared
0.00
None
0.00
BOSTON SCIENTIFIC CORP
SOLEShares60.19K
TypeSH
Market value$3.18M
1.24%
Sole
60.19K
Shared
0.00
None
0.00
APPLE INC
SOLEShares18.50K
TypeSH
Market value$3.17M
1.24%
Sole
18.50K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares9.89K
TypeSH
Market value$3.12M
1.22%
Sole
9.89K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 41.24K | SH | $17.63M 6.90% | 41.24K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 91.62K | SH | $15.02M 5.88% | 91.62K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 40.40K | SH | $14.48M 5.67% | 40.40K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 93.29K | SH | $13.52M 5.29% | 93.29K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | ENERGY | 129.28K | SH | $11.69M 4.57% | 129.28K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 151.50K | SH | $10.44M 4.09% | 151.50K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | INDL | 94.12K | SH | $9.54M 3.73% | 94.12K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 232.47K | SH | $7.71M 3.02% | 232.47K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | MULTI QIS ALTERN | 229.04K | SH | $5.94M 2.32% | 229.04K | 0.00 | 0.00 |
ISHARES TRSOLE | US BR DEL SE ETF | 61.99K | SH | $5.64M 2.21% | 61.99K | 0.00 | 0.00 |
GLOBAL X FDSSOLE | S&P 500 COVERED | 144.23K | SH | $5.61M 2.20% | 144.23K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 16.97K | SH | $5.09M 1.99% | 16.97K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P CAP MKTS | 58.43K | SH | $5.07M 1.98% | 58.43K | 0.00 | 0.00 |
VANGUARD WORLD FDSSOLE | FINANCIALS ETF | 55.28K | SH | $4.44M 1.74% | 55.28K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL TEC | 152.43K | SH | $4.29M 1.68% | 152.43K | 0.00 | 0.00 |
GLOBAL X FDSSOLE | NASDAQ 100 COVER | 250.15K | SH | $4.20M 1.64% | 250.15K | 0.00 | 0.00 |
ISHARES TRSOLE | U.S. MED DVC ETF | 84.73K | SH | $4.11M 1.61% | 84.73K | 0.00 | 0.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 4.44K | SH | $3.65M 1.43% | 4.44K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 7.96K | SH | $3.46M 1.36% | 7.96K | 0.00 | 0.00 |
TRANSDIGM GROUP INCSOLE | COM | 4.06K | SH | $3.42M 1.34% | 4.06K | 0.00 | 0.00 |
COPART INCSOLE | COM | 77.91K | SH | $3.36M 1.31% | 77.91K | 0.00 | 0.00 |
HOWMET AEROSPACE INCSOLE | COM | 71.24K | SH | $3.29M 1.29% | 71.24K | 0.00 | 0.00 |
BOSTON SCIENTIFIC CORPSOLE | COM | 60.19K | SH | $3.18M 1.24% | 60.19K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 18.50K | SH | $3.17M 1.24% | 18.50K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 9.89K | SH | $3.12M 1.22% | 9.89K | 0.00 | 0.00 |
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