CAVALIER INVESTMENTS, LLC

Filed: 8/11/2023ACC: 0001214659-23-011031

📋 What this filing means

CAVALIER INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 94 equity positions with a total reported market value of $274.66M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$274.66M

Total AUM (reported)

3.29M

Total Shares

Allocation by class

COM$83.72M30.5%

TR UNIT$22.56M8.2%

TECHNOLOGY$18.67M6.8%

SEMICONDUCTR ETF$13.68M5.0%

20 YR TR BD ETF$12.00M4.4%

MSCI EAFE ETF$10.58M3.9%

NASDAQ 100 COVER$10.48M3.8%

Portfolio Concentration

Top 3$54.91M20.0%

4–10$69.67M25.4%

11–25$63.63M23.2%

Rest$86.45M31.5%

Top 3 weight

20.0%

Top 10 weight

45.4%

Voting Authority Distribution

Total shares with voting rights: 3.29M

Sole

Full voting authority

3.29M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole94

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings94

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares50.89K

TypeSH

Market value$22.56M

8.21%

Sole

50.89K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares107.39K

TypeSH

Market value$18.67M

6.80%

Sole

107.39K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares89.87K

TypeSH

Market value$13.68M

4.98%

Sole

89.87K

Shared

0.00

None

0.00

ISHARES TR

SOLE

20 YR TR BD ETF

Shares116.54K

TypeSH

Market value$12.00M

4.37%

Sole

116.54K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI EAFE ETF

Shares145.92K

TypeSH

Market value$10.58M

3.85%

Sole

145.92K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

NASDAQ 100 COVER

Shares590.38K

TypeSH

Market value$10.48M

3.82%

Sole

590.38K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

S&P 500 COVERED

Shares250.18K

TypeSH

Market value$10.27M

3.74%

Sole

250.18K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI INT-INDS

Shares90.67K

TypeSH

Market value$9.73M

3.54%

Sole

90.67K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares24.17K

TypeSH

Market value$8.93M

3.25%

Sole

24.17K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares94.63K

TypeSH

Market value$7.68M

2.80%

Sole

94.63K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares223.92K

TypeSH

Market value$7.55M

2.75%

Sole

223.92K

Shared

0.00

None

0.00

ISHARES TR

SOLE

US BR DEL SE ETF

Shares59.72K

TypeSH

Market value$5.42M

1.97%

Sole

59.72K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

S&P CAP MKTS

Shares58.43K

TypeSH

Market value$4.96M

1.81%

Sole

58.43K

Shared

0.00

None

0.00

META PLATFORMS INC

SOLE

CL A

Shares16.38K

TypeSH

Market value$4.70M

1.71%

Sole

16.38K

Shared

0.00

None

0.00

ISHARES TR

SOLE

U.S. MED DVC ETF

Shares81.62K

TypeSH

Market value$4.61M

1.68%

Sole

81.62K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL TEC

Shares15.24K

TypeSH

Market value$4.48M

1.63%

Sole

15.24K

Shared

0.00

None

0.00

VANGUARD WORLD FDS

SOLE

FINANCIALS ETF

Shares53.25K

TypeSH

Market value$4.33M

1.58%

Sole

53.25K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI CONS DISCR

Shares23.47K

TypeSH

Market value$3.98M

1.45%

Sole

23.47K

Shared

0.00

None

0.00

TRANSDIGM GROUP INC

SOLE

COM

Shares3.92K

TypeSH

Market value$3.50M

1.28%

Sole

3.92K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares17.83K

TypeSH

Market value$3.46M

1.26%

Sole

17.83K

Shared

0.00

None

0.00

ISHARES INC

SOLE

MSCI MEXICO ETF

Shares55.17K

TypeSH

Market value$3.43M

1.25%

Sole

55.17K

Shared

0.00

None

0.00

COPART INC

SOLE

COM

Shares37.52K

TypeSH

Market value$3.42M

1.25%

Sole

37.52K

Shared

0.00

None

0.00

HOWMET AEROSPACE INC

SOLE

COM

Shares68.62K

TypeSH

Market value$3.40M

1.24%

Sole

68.62K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares9.55K

TypeSH

Market value$3.25M

1.18%

Sole

9.55K

Shared

0.00

None

0.00

LAMB WESTON HLDGS INC

SOLE

COM

Shares27.28K

TypeSH

Market value$3.14M

1.14%

Sole

27.28K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR S&P 500 ETF TRSOLE	TR UNIT	50.89K	SH	$22.56M 8.21%	50.89K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	107.39K	SH	$18.67M 6.80%	107.39K
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	89.87K	SH	$13.68M 4.98%	89.87K
ISHARES TRSOLE	20 YR TR BD ETF	116.54K	SH	$12.00M 4.37%	116.54K
ISHARES TRSOLE	MSCI EAFE ETF	145.92K	SH	$10.58M 3.85%	145.92K
GLOBAL X FDSSOLE	NASDAQ 100 COVER	590.38K	SH	$10.48M 3.82%	590.38K
GLOBAL X FDSSOLE	S&P 500 COVERED	250.18K	SH	$10.27M 3.74%	250.18K
SELECT SECTOR SPDR TRSOLE	SBI INT-INDS	90.67K	SH	$9.73M 3.54%	90.67K
INVESCO QQQ TRSOLE	UNIT SER 1	24.17K	SH	$8.93M 3.25%	24.17K
SELECT SECTOR SPDR TRSOLE	ENERGY	94.63K	SH	$7.68M 2.80%	94.63K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	223.92K	SH	$7.55M 2.75%	223.92K
ISHARES TRSOLE	US BR DEL SE ETF	59.72K	SH	$5.42M 1.97%	59.72K
SPDR SER TRSOLE	S&P CAP MKTS	58.43K	SH	$4.96M 1.81%	58.43K
META PLATFORMS INCSOLE	CL A	16.38K	SH	$4.70M 1.71%	16.38K
ISHARES TRSOLE	U.S. MED DVC ETF	81.62K	SH	$4.61M 1.68%	81.62K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL TEC	15.24K	SH	$4.48M 1.63%	15.24K
VANGUARD WORLD FDSSOLE	FINANCIALS ETF	53.25K	SH	$4.33M 1.58%	53.25K
SELECT SECTOR SPDR TRSOLE	SBI CONS DISCR	23.47K	SH	$3.98M 1.45%	23.47K
TRANSDIGM GROUP INCSOLE	COM	3.92K	SH	$3.50M 1.28%	3.92K
APPLE INCSOLE	COM	17.83K	SH	$3.46M 1.26%	17.83K
ISHARES INCSOLE	MSCI MEXICO ETF	55.17K	SH	$3.43M 1.25%	55.17K
COPART INCSOLE	COM	37.52K	SH	$3.42M 1.25%	37.52K
HOWMET AEROSPACE INCSOLE	COM	68.62K	SH	$3.40M 1.24%	68.62K
MICROSOFT CORPSOLE	COM	9.55K	SH	$3.25M 1.18%	9.55K
LAMB WESTON HLDGS INCSOLE	COM	27.28K	SH	$3.14M 1.14%	27.28K

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