CAVALIER INVESTMENTS, LLC

Filed: 5/10/2023ACC: 0001172661-23-001950

📋 What this filing means

CAVALIER INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 59 equity positions with a total reported market value of $244.60M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$244.60M

Total AUM (reported)

5.22M

Total Shares

Allocation by class

FINANCIAL$19.31M7.9%

TR UNIT$11.42M4.7%

AGRICULTURE FD$11.27M4.6%

SEMICONDUCTR ETF$11.07M4.5%

TECHNOLOGY$10.92M4.5%

S&P 500 COVERED$10.64M4.3%

NASDAQ 100 COVER$10.63M4.3%

Portfolio Concentration

Top 3$42.00M17.2%

4–10$72.26M29.5%

11–25$83.92M34.3%

Rest$46.43M19.0%

Top 3 weight

17.2%

Top 10 weight

46.7%

Voting Authority Distribution

Total shares with voting rights: 5.22M

Sole

Full voting authority

5.22M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole59

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings59

Rows:

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares600.61K

TypeSH

Market value$19.31M

7.89%

Sole

600.61K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares27.89K

TypeSH

Market value$11.42M

4.67%

Sole

27.89K

Shared

0.00

None

0.00

INVESCO DB MULTI-SECTOR COMM

SOLE

AGRICULTURE FD

Shares551.70K

TypeSH

Market value$11.27M

4.61%

Sole

551.70K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares42.07K

TypeSH

Market value$11.07M

4.53%

Sole

42.07K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares72.28K

TypeSH

Market value$10.92M

4.46%

Sole

72.28K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

S&P 500 COVERED

Shares262.72K

TypeSH

Market value$10.64M

4.35%

Sole

262.72K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

NASDAQ 100 COVER

Shares619.98K

TypeSH

Market value$10.63M

4.35%

Sole

619.98K

Shared

0.00

None

0.00

ISHARES TR

SOLE

20 YR TR BD ETF

Shares93.93K

TypeSH

Market value$9.99M

4.08%

Sole

93.93K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI EAFE ETF

Shares136.58K

TypeSH

Market value$9.77M

3.99%

Sole

136.58K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL TEC

Shares33.48K

TypeSH

Market value$9.24M

3.78%

Sole

33.48K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI INT-INDS

Shares84.89K

TypeSH

Market value$8.59M

3.51%

Sole

84.89K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares88.59K

TypeSH

Market value$7.34M

3.00%

Sole

88.59K

Shared

0.00

None

0.00

INVESCO DB COMMDY INDX TRCK

SOLE

UNIT

Shares304.05K

TypeSH

Market value$7.22M

2.95%

Sole

304.05K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares21.55K

TypeSH

Market value$6.92M

2.83%

Sole

21.55K

Shared

0.00

None

0.00

FIRST TR EXCHANGE TRADED FD

SOLE

CLOUD COMPUTING

Shares98.86K

TypeSH

Market value$6.61M

2.70%

Sole

98.86K

Shared

0.00

None

0.00

VANGUARD WORLD FDS

SOLE

MATERIALS ETF

Shares28.84K

TypeSH

Market value$5.13M

2.10%

Sole

28.84K

Shared

0.00

None

0.00

ISHARES TR

SOLE

US BR DEL SE ETF

Shares55.91K

TypeSH

Market value$5.12M

2.09%

Sole

55.91K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

DWA HEALTHCARE

Shares44.81K

TypeSH

Market value$5.03M

2.06%

Sole

44.81K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

LITHIUM BTRY ETF

Shares76.80K

TypeSH

Market value$4.88M

2.00%

Sole

76.80K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

S&P CAP MKTS

Shares58.43K

TypeSH

Market value$4.85M

1.98%

Sole

58.43K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

AEROSPACE DEF

Shares40.61K

TypeSH

Market value$4.75M

1.94%

Sole

40.61K

Shared

0.00

None

0.00

PROSHARES TR

SOLE

SHORT S&P 500 NE

Shares304.74K

TypeSH

Market value$4.57M

1.87%

Sole

304.74K

Shared

0.00

None

0.00

PROSHARES TR

SOLE

SHORT QQQ NEW

Shares360.49K

TypeSH

Market value$4.39M

1.80%

Sole

360.49K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

VANECK VIETNAM

Shares360.39K

TypeSH

Market value$4.39M

1.79%

Sole

360.39K

Shared

0.00

None

0.00

ISHARES TR

SOLE

U.S. MED DVC ETF

Shares76.41K

TypeSH

Market value$4.12M

1.69%

Sole

76.41K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SELECT SECTOR SPDR TRSOLE	FINANCIAL	600.61K	SH	$19.31M 7.89%	600.61K
SPDR S&P 500 ETF TRSOLE	TR UNIT	27.89K	SH	$11.42M 4.67%	27.89K
INVESCO DB MULTI-SECTOR COMMSOLE	AGRICULTURE FD	551.70K	SH	$11.27M 4.61%	551.70K
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	42.07K	SH	$11.07M 4.53%	42.07K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	72.28K	SH	$10.92M 4.46%	72.28K
GLOBAL X FDSSOLE	S&P 500 COVERED	262.72K	SH	$10.64M 4.35%	262.72K
GLOBAL X FDSSOLE	NASDAQ 100 COVER	619.98K	SH	$10.63M 4.35%	619.98K
ISHARES TRSOLE	20 YR TR BD ETF	93.93K	SH	$9.99M 4.08%	93.93K
ISHARES TRSOLE	MSCI EAFE ETF	136.58K	SH	$9.77M 3.99%	136.58K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL TEC	33.48K	SH	$9.24M 3.78%	33.48K
SELECT SECTOR SPDR TRSOLE	SBI INT-INDS	84.89K	SH	$8.59M 3.51%	84.89K
SELECT SECTOR SPDR TRSOLE	ENERGY	88.59K	SH	$7.34M 3.00%	88.59K
INVESCO DB COMMDY INDX TRCKSOLE	UNIT	304.05K	SH	$7.22M 2.95%	304.05K
INVESCO QQQ TRSOLE	UNIT SER 1	21.55K	SH	$6.92M 2.83%	21.55K
FIRST TR EXCHANGE TRADED FDSOLE	CLOUD COMPUTING	98.86K	SH	$6.61M 2.70%	98.86K
VANGUARD WORLD FDSSOLE	MATERIALS ETF	28.84K	SH	$5.13M 2.10%	28.84K
ISHARES TRSOLE	US BR DEL SE ETF	55.91K	SH	$5.12M 2.09%	55.91K
INVESCO EXCHANGE TRADED FD TSOLE	DWA HEALTHCARE	44.81K	SH	$5.03M 2.06%	44.81K
GLOBAL X FDSSOLE	LITHIUM BTRY ETF	76.80K	SH	$4.88M 2.00%	76.80K
SPDR SER TRSOLE	S&P CAP MKTS	58.43K	SH	$4.85M 1.98%	58.43K
SPDR SER TRSOLE	AEROSPACE DEF	40.61K	SH	$4.75M 1.94%	40.61K
PROSHARES TRSOLE	SHORT S&P 500 NE	304.74K	SH	$4.57M 1.87%	304.74K
PROSHARES TRSOLE	SHORT QQQ NEW	360.49K	SH	$4.39M 1.80%	360.49K
VANECK ETF TRUSTSOLE	VANECK VIETNAM	360.39K	SH	$4.39M 1.79%	360.39K
ISHARES TRSOLE	U.S. MED DVC ETF	76.41K	SH	$4.12M 1.69%	76.41K

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