CAVALIER INVESTMENTS, LLC

Filed: 2/10/2023ACC: 0001172661-23-000601

📋 What this filing means

CAVALIER INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 98 equity positions with a total reported market value of $278.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$278.57M

Total AUM (reported)

5.46M

Total Shares

Allocation by class

COM$26.98M9.7%

BROAD USD HIGH$20.40M7.3%

TR UNIT$15.68M5.6%

FINANCIAL$11.39M4.1%

AGRICULTURE FD$10.46M3.8%

S&P 500 COVERED$9.79M3.5%

NASDAQ 100 COVER$9.05M3.3%

Portfolio Concentration

Top 3$47.47M17.0%

4–10$62.61M22.5%

11–25$85.11M30.6%

Rest$83.37M29.9%

Top 3 weight

17.0%

Top 10 weight

39.5%

Voting Authority Distribution

Total shares with voting rights: 5.46M

Sole

Full voting authority

5.46M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole98

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings98

Rows:

ISHARES TR

SOLE

BROAD USD HIGH

Shares590.65K

TypeSH

Market value$20.40M

7.32%

Sole

590.65K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares41.01K

TypeSH

Market value$15.68M

5.63%

Sole

41.01K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares333.18K

TypeSH

Market value$11.39M

4.09%

Sole

333.18K

Shared

0.00

None

0.00

INVESCO DB MULTI-SECTOR COMM

SOLE

AGRICULTURE FD

Shares519.33K

TypeSH

Market value$10.46M

3.76%

Sole

519.33K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

S&P 500 COVERED

Shares248.57K

TypeSH

Market value$9.79M

3.51%

Sole

248.57K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

NASDAQ 100 COVER

Shares569.06K

TypeSH

Market value$9.05M

3.25%

Sole

569.06K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares68.06K

TypeSH

Market value$8.47M

3.04%

Sole

68.06K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI EAFE ETF

Shares128.58K

TypeSH

Market value$8.44M

3.03%

Sole

128.58K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFLI TIPS ETF

Shares324.25K

TypeSH

Market value$8.35M

3.00%

Sole

324.25K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares39.62K

TypeSH

Market value$8.04M

2.89%

Sole

39.62K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI INT-INDS

Shares79.92K

TypeSH

Market value$7.85M

2.82%

Sole

79.92K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL TEC

Shares31.55K

TypeSH

Market value$7.66M

2.75%

Sole

31.55K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares83.42K

TypeSH

Market value$7.30M

2.62%

Sole

83.42K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares26.52K

TypeSH

Market value$7.06M

2.54%

Sole

26.52K

Shared

0.00

None

0.00

INVESCO DB COMMDY INDX TRCK

SOLE

UNIT

Shares286.23K

TypeSH

Market value$7.06M

2.53%

Sole

286.23K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

S&P REGL BKG

Shares106.51K

TypeSH

Market value$6.26M

2.25%

Sole

106.51K

Shared

0.00

None

0.00

FIRST TR EXCHANGE TRADED FD

SOLE

CLOUD COMPUTING

Shares93.07K

TypeSH

Market value$5.36M

1.92%

Sole

93.07K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

DWA HEALTHCARE

Shares42.20K

TypeSH

Market value$5.19M

1.86%

Sole

42.20K

Shared

0.00

None

0.00

ISHARES TR

SOLE

US BR DEL SE ETF

Shares52.65K

TypeSH

Market value$5.06M

1.82%

Sole

52.65K

Shared

0.00

None

0.00

VANGUARD WORLD FDS

SOLE

MATERIALS ETF

Shares27.17K

TypeSH

Market value$4.63M

1.66%

Sole

27.17K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares12.02K

TypeSH

Market value$4.62M

1.66%

Sole

12.02K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

S&P CAP MKTS

Shares58.43K

TypeSH

Market value$4.61M

1.65%

Sole

58.43K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

LITHIUM BTRY ETF

Shares72.32K

TypeSH

Market value$4.24M

1.52%

Sole

72.32K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

AEROSPACE DEF

Shares38.25K

TypeSH

Market value$4.21M

1.51%

Sole

38.25K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

VANECK VIETNAM

Shares339.26K

TypeSH

Market value$4.02M

1.44%

Sole

339.26K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES TRSOLE	BROAD USD HIGH	590.65K	SH	$20.40M 7.32%	590.65K
SPDR S&P 500 ETF TRSOLE	TR UNIT	41.01K	SH	$15.68M 5.63%	41.01K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	333.18K	SH	$11.39M 4.09%	333.18K
INVESCO DB MULTI-SECTOR COMMSOLE	AGRICULTURE FD	519.33K	SH	$10.46M 3.76%	519.33K
GLOBAL X FDSSOLE	S&P 500 COVERED	248.57K	SH	$9.79M 3.51%	248.57K
GLOBAL X FDSSOLE	NASDAQ 100 COVER	569.06K	SH	$9.05M 3.25%	569.06K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	68.06K	SH	$8.47M 3.04%	68.06K
ISHARES TRSOLE	MSCI EAFE ETF	128.58K	SH	$8.44M 3.03%	128.58K
SPDR SER TRSOLE	PORTFLI TIPS ETF	324.25K	SH	$8.35M 3.00%	324.25K
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	39.62K	SH	$8.04M 2.89%	39.62K
SELECT SECTOR SPDR TRSOLE	SBI INT-INDS	79.92K	SH	$7.85M 2.82%	79.92K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL TEC	31.55K	SH	$7.66M 2.75%	31.55K
SELECT SECTOR SPDR TRSOLE	ENERGY	83.42K	SH	$7.30M 2.62%	83.42K
INVESCO QQQ TRSOLE	UNIT SER 1	26.52K	SH	$7.06M 2.54%	26.52K
INVESCO DB COMMDY INDX TRCKSOLE	UNIT	286.23K	SH	$7.06M 2.53%	286.23K
SPDR SER TRSOLE	S&P REGL BKG	106.51K	SH	$6.26M 2.25%	106.51K
FIRST TR EXCHANGE TRADED FDSOLE	CLOUD COMPUTING	93.07K	SH	$5.36M 1.92%	93.07K
INVESCO EXCHANGE TRADED FD TSOLE	DWA HEALTHCARE	42.20K	SH	$5.19M 1.86%	42.20K
ISHARES TRSOLE	US BR DEL SE ETF	52.65K	SH	$5.06M 1.82%	52.65K
VANGUARD WORLD FDSSOLE	MATERIALS ETF	27.17K	SH	$4.63M 1.66%	27.17K
ISHARES TRSOLE	CORE S&P500 ETF	12.02K	SH	$4.62M 1.66%	12.02K
SPDR SER TRSOLE	S&P CAP MKTS	58.43K	SH	$4.61M 1.65%	58.43K
GLOBAL X FDSSOLE	LITHIUM BTRY ETF	72.32K	SH	$4.24M 1.52%	72.32K
SPDR SER TRSOLE	AEROSPACE DEF	38.25K	SH	$4.21M 1.51%	38.25K
VANECK ETF TRUSTSOLE	VANECK VIETNAM	339.26K	SH	$4.02M 1.44%	339.26K

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