CATLIN JAMES E received a stock award from WHITING HOLDINGS LLC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 2 awards

CATLIN JAMES E

Filed: 9/3/2020ACC: 0001562180-20-005812

InsiderCATLIN JAMES ECIK 1394697

→

IssuerWHITING HOLDINGS LLCCIK 1255474

Director

Since Sep 2018

-70.60K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

7.14K acquired · 77.74K disposed

Non-Derivative Transactions4

Common Stock

Direct

D · Disposition

−63.22K

Price / share

—

Trade value

—

% of position

New position

9/1/2020

63.22K→0.00

Common Stock

Direct

A · Award

+844.00

Price / share

—

Trade value

—

% of position

New position

9/1/2020

0.00→844.00

Common Stock

Indirect

D · Disposition

−14.53K

Price / share

—

Trade value

—

% of position

New position

9/1/2020

14.53K→0.00

Common Stock

Indirect

A · Award

+194.00

Price / share

—

Trade value

—

% of position

New position

9/1/2020

0.00→194.00

Total

Net shares

−76.70K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	9/1/2020	D · Disposition	−63.22K	—	—	New position	63.22K	0.00
Common Stock Direct	9/1/2020	A · Award	+844.00	—	—	New position	0.00	844.00
Common Stock Indirect	9/1/2020	D · Disposition	−14.53K	—	—	New position	14.53K	0.00
Common Stock Indirect	9/1/2020	A · Award	+194.00	—	—	New position	0.00	194.00
Total			−76.70K		$0.00

Derivative Transactions4

Warrants (Right to Buy)

Direct

A · Award

Converts to

Common Stock

1.66K shares

+1.66K

Strike price

83.45

Held after

1.66K

Exercisable

—

9/1/2020

Warrants (Right to Buy)

Indirect

A · Award

Converts to

Common Stock

380.00 shares

+380.00

Strike price

83.45

Held after

380.00

Exercisable

—

9/1/2020

Warrants (Right to buy)

Direct

A · Award

Converts to

Common Stock

3.31K shares

+3.31K

Strike price

73.44

Held after

3.31K

Exercisable

—

9/1/2020

Warrants (Right to buy)

Indirect

A · Award

Converts to

Common Stock

760.00 shares

+760.00

Strike price

73.44

Held after

760.00

Exercisable

—

9/1/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Warrants (Right to Buy) Direct	Common Stock1.66K shares	9/1/2020	A · Award	+1.66K	83.45	—	1.66K
Warrants (Right to Buy) Indirect	Common Stock380.00 shares	9/1/2020	A · Award	+380.00	83.45	—	380.00
Warrants (Right to buy) Direct	Common Stock3.31K shares	9/1/2020	A · Award	+3.31K	73.44	—	3.31K
Warrants (Right to buy) Indirect	Common Stock760.00 shares	9/1/2020	A · Award	+760.00	73.44	—	760.00