CATLETT SCOTT (General Counsel and Corp. Sec.) exercised options at YUM BRANDS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

CATLETT SCOTT

Filed: 2/12/2024ACC: 0001127602-24-004371

InsiderCATLETT SCOTTCIK 1744665

→

IssuerYUM BRANDS INCCIK 1041061

Officer· General Counsel and Corp. Sec.

Since Jul 2018

+19.44K

Net shares

Net buyer

$757.7K

Total sold

Open market trades

0B · 0S

Total transactions

38.02K acquired · 18.58K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+10.47K

Price / share

$130.27

Trade value

$1.36M

% of position

30.9%

2/10/2024

33.94K→44.41K

Common Stock

Direct

F · Tax Withholding

−4.77K

Price / share

$130.27

Trade value

$621.65K

% of position

10.7%

2/10/2024

44.41K→39.64K

Common Stock

Direct

M · Option Exercise

+1.09K

Price / share

$130.27

Trade value

$142.12K

% of position

2.8%

2/10/2024

39.64K→40.73K

Common Stock

Direct

F · Tax Withholding

−498.00

Price / share

$130.27

Trade value

$64.87K

% of position

1.2%

2/10/2024

40.73K→40.23K

Common Stock

Direct

M · Option Exercise

+1.20K

Price / share

$130.27

Trade value

$155.80K

% of position

3.0%

2/11/2024

40.23K→41.43K

Common Stock

Direct

F · Tax Withholding

−546.00

Price / share

$130.27

Trade value

$71.13K

% of position

1.3%

2/11/2024

41.43K→40.88K

Total

Net shares

+6.95K

Net value

$904.73K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/10/2024	M · Option Exercise	+10.47K	$130.27	$1.36M	30.9%	33.94K	44.41K
Common Stock Direct	2/10/2024	F · Tax Withholding	−4.77K	$130.27	$621.65K	10.7%	44.41K	39.64K
Common Stock Direct	2/10/2024	M · Option Exercise	+1.09K	$130.27	$142.12K	2.8%	39.64K	40.73K
Common Stock Direct	2/10/2024	F · Tax Withholding	−498.00	$130.27	$64.87K	1.2%	40.73K	40.23K
Common Stock Direct	2/11/2024	M · Option Exercise	+1.20K	$130.27	$155.80K	3.0%	40.23K	41.43K
Common Stock Direct	2/11/2024	F · Tax Withholding	−546.00	$130.27	$71.13K	1.3%	41.43K	40.88K
Total			+6.95K		$904.73K

Derivative Transactions5

Stock Appreciation Right

Direct

A · Award

Converts to

Common Stock

20.75K shares

+20.75K

Strike price

130.27

Held after

20.75K

Exercisable

—

2/9/2024

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

4.51K shares

+4.51K

Strike price

Held after

4.51K

Exercisable

—

2/9/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

10.47K shares

−10.47K

Strike price

Held after

0.87

Exercisable

—

2/10/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.09K shares

−1.09K

Strike price

131.31

Held after

3.28K

Exercisable

—

2/10/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.20K shares

−1.20K

Strike price

Held after

2.40K

Exercisable

—

2/11/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Appreciation Right Direct	Common Stock20.75K shares	2/9/2024	A · Award	+20.75K	130.27	—	20.75K
Restricted Stock Units Direct	Common Stock4.51K shares	2/9/2024	A · Award	+4.51K		—	4.51K
Restricted Stock Units Direct	Common Stock10.47K shares	2/10/2024	M · Option Exercise	−10.47K		—	0.87
Restricted Stock Units Direct	Common Stock1.09K shares	2/10/2024	M · Option Exercise	−1.09K	131.31	—	3.28K
Restricted Stock Units Direct	Common Stock1.20K shares	2/11/2024	M · Option Exercise	−1.20K		—	2.40K