Filed: 1/5/2026ACC: 0001420506-26-000013
📋 What this filing means
CATHERINE AVERY INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 161 equity positions with a total reported market value of $111.63M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
161
Positions
$111.63M
Total AUM (reported)
1.60M
Total Shares
Allocation by class
COM$86.25M77.3%
SHS$6.00M5.4%
BLOOMBERG 1-3 MO$5.69M5.1%
COM NEW$3.89M3.5%
CL A$3.74M3.4%
CL B$2.39M2.1%
SHS - A -$2.30M2.1%
Portfolio Concentration
Top 3$14.22M12.7%
4–10$26.78M24.0%
11–25$45.78M41.0%
Rest$24.86M22.3%
Top 3 weight
12.7%
Top 10 weight
36.7%
Voting Authority Distribution
Total shares with voting rights: 1.60M
Sole
Full voting authority
1.60M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole161
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings161
Rows:
SPDR SER TR
SOLEShares62.08K
TypeSH
Market value$5.69M
5.10%
Sole
62.08K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares17.82K
TypeSH
Market value$4.43M
3.97%
Sole
17.82K
Shared
0.00
None
0.00
RTX CORPORATION
SOLEShares30.89K
TypeSH
Market value$4.09M
3.67%
Sole
30.89K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares66.27K
TypeSH
Market value$4.04M
3.62%
Sole
66.27K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
SOLEShares54.49K
TypeSH
Market value$3.86M
3.46%
Sole
54.49K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO.
SOLEShares15.52K
TypeSH
Market value$3.81M
3.41%
Sole
15.52K
Shared
0.00
None
0.00
COCA COLA CO
SOLEShares53.08K
TypeSH
Market value$3.80M
3.41%
Sole
53.08K
Shared
0.00
None
0.00
EVERGY INC
SOLEShares55.11K
TypeSH
Market value$3.80M
3.40%
Sole
55.11K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares22.50K
TypeSH
Market value$3.76M
3.37%
Sole
22.50K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares59.98K
TypeSH
Market value$3.70M
3.32%
Sole
59.98K
Shared
0.00
None
0.00
MCDONALDS CORP
SOLEShares11.56K
TypeSH
Market value$3.61M
3.24%
Sole
11.56K
Shared
0.00
None
0.00
CONAGRA BRANDS INC
SOLEShares134.99K
TypeSH
Market value$3.60M
3.23%
Sole
134.99K
Shared
0.00
None
0.00
BAKER HUGHES COMPANY
SOLEShares81.75K
TypeSH
Market value$3.59M
3.22%
Sole
81.75K
Shared
0.00
None
0.00
MEDTRONIC PLC
SOLEShares39.58K
TypeSH
Market value$3.56M
3.19%
Sole
39.58K
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares47.41K
TypeSH
Market value$3.37M
3.02%
Sole
47.41K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares73.49K
TypeSH
Market value$3.33M
2.99%
Sole
73.49K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares35.85K
TypeSH
Market value$3.22M
2.88%
Sole
35.85K
Shared
0.00
None
0.00
L3HARRIS TECHNOLOGIES INC
SOLEShares14.48K
TypeSH
Market value$3.03M
2.71%
Sole
14.48K
Shared
0.00
None
0.00
PFIZER INC
SOLEShares114.92K
TypeSH
Market value$2.91M
2.61%
Sole
114.92K
Shared
0.00
None
0.00
OMNICOM GROUP INC
SOLEShares34.25K
TypeSH
Market value$2.84M
2.54%
Sole
34.25K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares7.25K
TypeSH
Market value$2.72M
2.44%
Sole
7.25K
Shared
0.00
None
0.00
ORACLE CORP
SOLEShares18.53K
TypeSH
Market value$2.59M
2.32%
Sole
18.53K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares15.41K
TypeSH
Market value$2.58M
2.31%
Sole
15.41K
Shared
0.00
None
0.00
JOHNSON CTLS INTL PLC
SOLEShares30.46K
TypeSH
Market value$2.44M
2.19%
Sole
30.46K
Shared
0.00
None
0.00
UNITED PARCEL SERVICE INC
SOLEShares21.68K
TypeSH
Market value$2.38M
2.14%
Sole
21.68K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 62.08K | SH | $5.69M 5.10% | 62.08K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 17.82K | SH | $4.43M 3.97% | 17.82K | 0.00 | 0.00 |
RTX CORPORATIONSOLE | COM | 30.89K | SH | $4.09M 3.67% | 30.89K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 66.27K | SH | $4.04M 3.62% | 66.27K | 0.00 | 0.00 |
NEXTERA ENERGY INCSOLE | COM | 54.49K | SH | $3.86M 3.46% | 54.49K | 0.00 | 0.00 |
JPMORGAN CHASE & CO.SOLE | COM | 15.52K | SH | $3.81M 3.41% | 15.52K | 0.00 | 0.00 |
COCA COLA COSOLE | COM | 53.08K | SH | $3.80M 3.41% | 53.08K | 0.00 | 0.00 |
EVERGY INCSOLE | COM | 55.11K | SH | $3.80M 3.40% | 55.11K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 22.50K | SH | $3.76M 3.37% | 22.50K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 59.98K | SH | $3.70M 3.32% | 59.98K | 0.00 | 0.00 |
MCDONALDS CORPSOLE | COM | 11.56K | SH | $3.61M 3.24% | 11.56K | 0.00 | 0.00 |
CONAGRA BRANDS INCSOLE | COM | 134.99K | SH | $3.60M 3.23% | 134.99K | 0.00 | 0.00 |
BAKER HUGHES COMPANYSOLE | CL A | 81.75K | SH | $3.59M 3.22% | 81.75K | 0.00 | 0.00 |
MEDTRONIC PLCSOLE | SHS | 39.58K | SH | $3.56M 3.19% | 39.58K | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 47.41K | SH | $3.37M 3.02% | 47.41K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 73.49K | SH | $3.33M 2.99% | 73.49K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 35.85K | SH | $3.22M 2.88% | 35.85K | 0.00 | 0.00 |
L3HARRIS TECHNOLOGIES INCSOLE | COM | 14.48K | SH | $3.03M 2.71% | 14.48K | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 114.92K | SH | $2.91M 2.61% | 114.92K | 0.00 | 0.00 |
OMNICOM GROUP INCSOLE | COM | 34.25K | SH | $2.84M 2.54% | 34.25K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 7.25K | SH | $2.72M 2.44% | 7.25K | 0.00 | 0.00 |
ORACLE CORPSOLE | COM | 18.53K | SH | $2.59M 2.32% | 18.53K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 15.41K | SH | $2.58M 2.31% | 15.41K | 0.00 | 0.00 |
JOHNSON CTLS INTL PLCSOLE | SHS | 30.46K | SH | $2.44M 2.19% | 30.46K | 0.00 | 0.00 |
UNITED PARCEL SERVICE INCSOLE | CL B | 21.68K | SH | $2.38M 2.14% | 21.68K | 0.00 | 0.00 |
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