Filed: 1/5/2026ACC: 0001420506-26-000007
📋 What this filing means
CATHERINE AVERY INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 175 equity positions with a total reported market value of $113.30M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
175
Positions
$113.30M
Total AUM (reported)
1.66M
Total Shares
Allocation by class
COM$89.78M79.2%
COM NEW$6.88M6.1%
SHS$6.35M5.6%
CL A$3.30M2.9%
SHS - A -$3.03M2.7%
CL B$2.78M2.5%
MSCI USA ESG SLC$304.0K0.3%
Portfolio Concentration
Top 3$12.73M11.2%
4–10$23.86M21.1%
11–25$46.02M40.6%
Rest$30.69M27.1%
Top 3 weight
11.2%
Top 10 weight
32.3%
Voting Authority Distribution
Total shares with voting rights: 1.67M
Sole
Full voting authority
1.67M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole175
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings175
Rows:
BROADCOM INC
SOLEShares20.97K
TypeSH
Market value$4.86M
4.29%
Sole
20.97K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares18.94K
TypeSH
Market value$4.16M
3.67%
Sole
18.94K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares62.59K
TypeSH
Market value$3.71M
3.27%
Sole
62.59K
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares49.87K
TypeSH
Market value$3.51M
3.10%
Sole
49.87K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO.
SOLEShares14.58K
TypeSH
Market value$3.49M
3.08%
Sole
14.58K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares61.28K
TypeSH
Market value$3.47M
3.06%
Sole
61.28K
Shared
0.00
None
0.00
RTX CORPORATION
SOLEShares29.32K
TypeSH
Market value$3.39M
2.99%
Sole
29.32K
Shared
0.00
None
0.00
JOHNSON CTLS INTL PLC
SOLEShares42.81K
TypeSH
Market value$3.38M
2.98%
Sole
42.81K
Shared
0.00
None
0.00
MORGAN STANLEY
SOLEShares26.73K
TypeSH
Market value$3.36M
2.97%
Sole
26.73K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares7.73K
TypeSH
Market value$3.26M
2.88%
Sole
7.73K
Shared
0.00
None
0.00
PFIZER INC
SOLEShares122.48K
TypeSH
Market value$3.25M
2.87%
Sole
122.48K
Shared
0.00
None
0.00
CUMMINS INC
SOLEShares9.27K
TypeSH
Market value$3.23M
2.85%
Sole
9.27K
Shared
0.00
None
0.00
ORACLE CORP
SOLEShares19.09K
TypeSH
Market value$3.18M
2.81%
Sole
19.09K
Shared
0.00
None
0.00
BAKER HUGHES COMPANY
SOLEShares77.26K
TypeSH
Market value$3.17M
2.80%
Sole
77.26K
Shared
0.00
None
0.00
EVERGY INC
SOLEShares51.32K
TypeSH
Market value$3.16M
2.79%
Sole
51.32K
Shared
0.00
None
0.00
HEWLETT PACKARD ENTERPRISE C
SOLEShares147.79K
TypeSH
Market value$3.16M
2.79%
Sole
147.79K
Shared
0.00
None
0.00
MCDONALDS CORP
SOLEShares10.87K
TypeSH
Market value$3.15M
2.78%
Sole
10.87K
Shared
0.00
None
0.00
LYONDELLBASELL INDUSTRIES N
SOLEShares40.75K
TypeSH
Market value$3.03M
2.67%
Sole
40.75K
Shared
0.00
None
0.00
CATERPILLAR INC
SOLEShares8.33K
TypeSH
Market value$3.02M
2.67%
Sole
8.33K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares12.02K
TypeSH
Market value$3.02M
2.66%
Sole
20.82K
Shared
0.00
None
0.00
VALERO ENERGY CORP
SOLEShares13.86K
TypeSH
Market value$3.00M
2.65%
Sole
24.46K
Shared
0.00
None
0.00
MEDTRONIC PLC
SOLEShares36.90K
TypeSH
Market value$2.95M
2.60%
Sole
36.90K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
SOLEShares40.72K
TypeSH
Market value$2.92M
2.58%
Sole
40.72K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares29.23K
TypeSH
Market value$2.91M
2.57%
Sole
29.23K
Shared
0.00
None
0.00
AIR PRODS & CHEMS INC
SOLEShares9.95K
TypeSH
Market value$2.89M
2.55%
Sole
9.95K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
BROADCOM INCSOLE | COM | 20.97K | SH | $4.86M 4.29% | 20.97K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 18.94K | SH | $4.16M 3.67% | 18.94K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 62.59K | SH | $3.71M 3.27% | 62.59K | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 49.87K | SH | $3.51M 3.10% | 49.87K | 0.00 | 0.00 |
JPMORGAN CHASE & CO.SOLE | COM | 14.58K | SH | $3.49M 3.08% | 14.58K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 61.28K | SH | $3.47M 3.06% | 61.28K | 0.00 | 0.00 |
RTX CORPORATIONSOLE | COM | 29.32K | SH | $3.39M 2.99% | 29.32K | 0.00 | 0.00 |
JOHNSON CTLS INTL PLCSOLE | SHS | 42.81K | SH | $3.38M 2.98% | 42.81K | 0.00 | 0.00 |
MORGAN STANLEYSOLE | COM NEW | 26.73K | SH | $3.36M 2.97% | 26.73K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 7.73K | SH | $3.26M 2.88% | 7.73K | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 122.48K | SH | $3.25M 2.87% | 122.48K | 0.00 | 0.00 |
CUMMINS INCSOLE | COM | 9.27K | SH | $3.23M 2.85% | 9.27K | 0.00 | 0.00 |
ORACLE CORPSOLE | COM | 19.09K | SH | $3.18M 2.81% | 19.09K | 0.00 | 0.00 |
BAKER HUGHES COMPANYSOLE | CL A | 77.26K | SH | $3.17M 2.80% | 77.26K | 0.00 | 0.00 |
EVERGY INCSOLE | COM | 51.32K | SH | $3.16M 2.79% | 51.32K | 0.00 | 0.00 |
HEWLETT PACKARD ENTERPRISE CSOLE | COM | 147.79K | SH | $3.16M 2.79% | 147.79K | 0.00 | 0.00 |
MCDONALDS CORPSOLE | COM | 10.87K | SH | $3.15M 2.78% | 10.87K | 0.00 | 0.00 |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 40.75K | SH | $3.03M 2.67% | 40.75K | 0.00 | 0.00 |
CATERPILLAR INCSOLE | COM | 8.33K | SH | $3.02M 2.67% | 8.33K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 12.02K | SH | $3.02M 2.66% | 20.82K | 0.00 | 0.00 |
VALERO ENERGY CORPSOLE | COM | 13.86K | SH | $3.00M 2.65% | 24.46K | 0.00 | 0.00 |
MEDTRONIC PLCSOLE | SHS | 36.90K | SH | $2.95M 2.60% | 36.90K | 0.00 | 0.00 |
NEXTERA ENERGY INCSOLE | COM | 40.72K | SH | $2.92M 2.58% | 40.72K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 29.23K | SH | $2.91M 2.57% | 29.23K | 0.00 | 0.00 |
AIR PRODS & CHEMS INCSOLE | COM | 9.95K | SH | $2.89M 2.55% | 9.95K | 0.00 | 0.00 |
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