CATERINA KIERAN (Co-Chief Accounting Officer) reported 1 transaction at GAMCO INVESTORS, INC. ET AL
Review the transaction codes below to understand the nature of each event.
Filed: 9/13/2022ACC: 0000807249-22-000112
Officer· Co-Chief Accounting Officer
Since Aug 2018
-1.96K
Net shares
Net seller
$41.3K
Total sold
0
Open market trades
0B · 0S
1
Total transactions
1.96K disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
−1.96K
Price / share
$21.10
Trade value
$41.33K
% of position
17.6%
9/12/2022
11.14K→9.18K
Total
Net shares
−1.96K
Net value
-$41.33K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 9/12/2022 | F · Tax Withholding | −1.96K | $21.10 | $41.33K | 17.6% | 11.14K | 9.18K |
| Total | −1.96K | -$41.33K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Phantom RSA
DirectUnderlying security
Class A Common Stock
Underlying shares
7K
Shares owned
7K
Exercise price
0
Expiration
—
Exercise window
—
Total
Underlying
7K
Owned
7K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Phantom RSA Direct | Class A Common Stock | 0 | — | — | 7K | 7K |
| Total | 7K | 7K | ||||