CATERINA KIERAN (Co-Chief Accounting Officer) reported 1 transaction at GAMCO INVESTORS, INC. ET AL
Review the transaction codes below to understand the nature of each event.
Filed: 12/16/2021ACC: 0000807249-21-000201
Officer· Co-Chief Accounting Officer
Since Aug 2018
-5.53K
Net shares
Net seller
$135.2K
Total sold
0
Open market trades
0B · 0S
1
Total transactions
5.53K disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
−5.53K
Price / share
$24.43
Trade value
$135.20K
% of position
33.2%
12/15/2021
16.68K→11.14K
Total
Net shares
−5.53K
Net value
-$135.20K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 12/15/2021 | F · Tax Withholding | −5.53K | $24.43 | $135.20K | 33.2% | 16.68K | 11.14K |
| Total | −5.53K | -$135.20K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Phantom RSA
DirectUnderlying security
Class A Common Stock
Underlying shares
7K
Shares owned
7K
Exercise price
0
Expiration
—
Exercise window
—
Total
Underlying
7K
Owned
7K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Phantom RSA Direct | Class A Common Stock | 0 | — | — | 7K | 7K |
| Total | 7K | 7K | ||||