CATERINA KIERAN (Co-Chief Accounting Officer) sold 10.7% of their position (2K shares) of GAMCO INVESTORS, INC. ET AL on the open market
Open‑market sale worth $54.1K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 9/8/2021ACC: 0000807249-21-000153
Officer· Co-Chief Accounting Officer
Since Aug 2018
-2K
Net shares
Net seller
$54.1K
Total sold
1
Open market trades
0B · 1S
1
Total transactions
2K disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
−2K
Price / share
$27.06
Trade value
$54.11K
% of position
10.7%
9/7/2021
18.68K→16.68K
Total
Net shares
−2K
Net value
-$54.11K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 9/7/2021 | S · Sale | −2K | $27.06 | $54.11K | 10.7% | 18.68K | 16.68K |
| Total | −2K | -$54.11K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Phantom RSA
DirectUnderlying security
Class A Common Stock
Underlying shares
7K
Shares owned
7K
Exercise price
0
Expiration
—
Exercise window
—
Total
Underlying
7K
Owned
7K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Phantom RSA Direct | Class A Common Stock | 0 | — | — | 7K | 7K |
| Total | 7K | 7K | ||||