CATERINA KIERAN (Co-Chief Accounting Officer) reported 1 transaction at GAMCO INVESTORS, INC. ET AL
Review the transaction codes below to understand the nature of each event.
Filed: 8/11/2021ACC: 0000807249-21-000134
Officer· Co-Chief Accounting Officer
Since Aug 2018
-735.00
Net shares
Net seller
$19.7K
Total sold
0
Open market trades
0B · 0S
1
Total transactions
735.00 disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
−735.00
Price / share
$26.74
Trade value
$19.65K
% of position
3.8%
8/9/2021
19.41K→18.68K
Total
Net shares
−735.00
Net value
-$19.65K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 8/9/2021 | F · Tax Withholding | −735.00 | $26.74 | $19.65K | 3.8% | 19.41K | 18.68K |
| Total | −735.00 | -$19.65K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Phantom RSA
DirectUnderlying security
Class A Common Stock
Underlying shares
7K
Shares owned
7K
Exercise price
0
Expiration
—
Exercise window
—
Total
Underlying
7K
Owned
7K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Phantom RSA Direct | Class A Common Stock | 0 | — | — | 7K | 7K |
| Total | 7K | 7K | ||||