CATALDO DANIEL C. (Chief Administrative Officer) exercised options at MIRROR MERGER SUB 2, LLC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

CATALDO DANIEL C.

Filed: 2/2/2021ACC: 0001225208-21-001369

InsiderCATALDO DANIEL C.CIK 1739700

→

IssuerMIRROR MERGER SUB 2, LLCCIK 350797

Officer· Chief Administrative Officer

Since Nov 2018

0.00

Net shares

Net seller

$323.9K

Total acquired

Open market trades

0B · 0S

Total transactions

10.93K acquired · 10.93K disposed

Non-Derivative Transactions3

Eaton Vance Corp. Non-voting Common Stock

Direct

M · Option Exercise

+3.79K

Price / share

$24.46

Trade value

$92.73K

% of position

2.1%

1/29/2021

181.78K→185.57K

Eaton Vance Corp. Non-voting Common Stock

Direct

M · Option Exercise

+3.63K

Price / share

$28.23

Trade value

$102.58K

% of position

2.0%

1/29/2021

185.57K→189.20K

Eaton Vance Corp. Non-voting Common Stock

Direct

M · Option Exercise

+3.50K

Price / share

$36.71

Trade value

$128.60K

% of position

1.9%

1/29/2021

189.20K→192.70K

Total

Net shares

+10.93K

Net value

$323.90K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Eaton Vance Corp. Non-voting Common Stock Direct	1/29/2021	M · Option Exercise	+3.79K	$24.46	$92.73K	2.1%	181.78K	185.57K
Eaton Vance Corp. Non-voting Common Stock Direct	1/29/2021	M · Option Exercise	+3.63K	$28.23	$102.58K	2.0%	185.57K	189.20K
Eaton Vance Corp. Non-voting Common Stock Direct	1/29/2021	M · Option Exercise	+3.50K	$36.71	$128.60K	1.9%	189.20K	192.70K
Total			+10.93K		$323.90K

Derivative Transactions3

Option (right to buy)

Direct

M · Option Exercise

Converts to

Eaton Vance Corp. Non-voting Common Stock

3.79K shares

−3.79K

Strike price

24.4595

Held after

2.02K

Exercisable

—

1/29/2021

Option (right to buy)

Direct

M · Option Exercise

Converts to

Eaton Vance Corp. Non-voting Common Stock

3.63K shares

−3.63K

Strike price

28.2270

Held after

3.44K

Exercisable

—

1/29/2021

Option (right to buy)

Direct

M · Option Exercise

Converts to

Eaton Vance Corp. Non-voting Common Stock

3.50K shares

−3.50K

Strike price

36.7100

Held after

5.42K

Exercisable

—

1/29/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock3.79K shares	1/29/2021	M · Option Exercise	−3.79K	24.4595	—	2.02K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock3.63K shares	1/29/2021	M · Option Exercise	−3.63K	28.2270	—	3.44K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock3.50K shares	1/29/2021	M · Option Exercise	−3.50K	36.7100	—	5.42K

Non-Derivative Holdings (Post-Transaction)2

Voting Trust Receipt

Direct

Shares owned18.62K

Eaton Vance Corp. Common Stock (Voting)

Indirect

Shares owned18.62K

Total

18.62K direct·18.62K indirect37.25K

Security Title	Shares Owned	Ownership Type
Voting Trust Receipt	18.62K	Direct
Eaton Vance Corp. Common Stock (Voting)	18.62K	Indirect
Total	37.25K	18.62K direct·18.62K indirect

Derivative Holdings (Post-Transaction)7

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

4.04K

Shares owned

4.04K

Exercise price

34.8400

Expiration

—

Exercise window

—

Restricted Stock Unit

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

8.54K

Shares owned

8.54K

Exercise price

0.0000

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

18.10K

Shares owned

18.10K

Exercise price

45.5000

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

9.88K

Shares owned

9.88K

Exercise price

36.7600

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

5.54K

Shares owned

5.54K

Exercise price

41.9000

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

20.91K

Shares owned

20.91K

Exercise price

46.1500

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

3.06K

Shares owned

3.06K

Exercise price

50.6700

Expiration

—

Exercise window

—

Total

Underlying

70.07K

Owned

70.07K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	34.8400	—	—	4.04K	4.04K
Restricted Stock Unit Direct	Eaton Vance Corp. Non-voting Common Stock	0.0000	—	—	8.54K	8.54K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	45.5000	—	—	18.10K	18.10K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	36.7600	—	—	9.88K	9.88K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	41.9000	—	—	5.54K	5.54K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	46.1500	—	—	20.91K	20.91K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	50.6700	—	—	3.06K	3.06K
Total					70.07K	70.07K