Filed: 10/9/2024ACC: 0001085146-24-004747
📋 What this filing means
CASTLE ROCK WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 242 equity positions with a total reported market value of $419.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
242
Positions
$419.14M
Total AUM (reported)
4.93M
Total Shares
Allocation by class
COM$196.25M46.8%
US EQTY PWR BUF$19.02M4.5%
CL A$14.98M3.6%
TRS FLT RT BD$11.75M2.8%
0-3 MNTH TREASRY$10.02M2.4%
FLTG RATE NT ETF$9.07M2.2%
ACCES TREASURY$9.01M2.2%
Portfolio Concentration
Top 3$47.68M11.4%
4–10$76.96M18.4%
11–25$77.73M18.5%
Rest$216.77M51.7%
Top 3 weight
11.4%
Top 10 weight
29.7%
Voting Authority Distribution
Total shares with voting rights: 4.93M
Sole
Full voting authority
4.93M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole242
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings242
Rows:
COCA COLA CO
SOLEShares245.68K
TypeSH
Market value$17.06M
4.07%
Sole
245.68K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares126.38K
TypeSH
Market value$16.25M
3.88%
Sole
126.38K
Shared
0.00
None
0.00
APPLE INC
SOLEShares63.86K
TypeSH
Market value$14.37M
3.43%
Sole
63.86K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares90.68K
TypeSH
Market value$13.75M
3.28%
Sole
90.68K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares32.57K
TypeSH
Market value$13.52M
3.23%
Sole
32.57K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares232.91K
TypeSH
Market value$11.75M
2.80%
Sole
232.91K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares99.85K
TypeSH
Market value$10.02M
2.39%
Sole
99.85K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares54.14K
TypeSH
Market value$9.84M
2.35%
Sole
54.14K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares178.17K
TypeSH
Market value$9.07M
2.16%
Sole
178.17K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares90.19K
TypeSH
Market value$9.01M
2.15%
Sole
90.19K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares14.57K
TypeSH
Market value$8.65M
2.06%
Sole
14.57K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares14.56K
TypeSH
Market value$8.32M
1.99%
Sole
14.56K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares39.83K
TypeSH
Market value$7.08M
1.69%
Sole
39.83K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares41.72K
TypeSH
Market value$6.98M
1.67%
Sole
41.72K
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares16.43K
TypeSH
Market value$5.61M
1.34%
Sole
16.43K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares10.83K
TypeSH
Market value$5.26M
1.25%
Sole
10.83K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares101.57K
TypeSH
Market value$5.11M
1.22%
Sole
101.57K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares10.49K
TypeSH
Market value$4.28M
1.02%
Sole
10.49K
Shared
0.00
None
0.00
VISA INC
SOLEShares15.48K
TypeSH
Market value$4.27M
1.02%
Sole
15.48K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares12.61K
TypeSH
Market value$4.10M
0.98%
Sole
12.61K
Shared
0.00
None
0.00
INNOVATOR ETFS TRUST
SOLEShares110.45K
TypeSH
Market value$3.98M
0.95%
Sole
110.45K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares60.98K
TypeSH
Market value$3.65M
0.87%
Sole
60.98K
Shared
0.00
None
0.00
INNOVATOR ETFS TRUST
SOLEShares94.28K
TypeSH
Market value$3.62M
0.86%
Sole
94.28K
Shared
0.00
None
0.00
WALMART INC
SOLEShares42.73K
TypeSH
Market value$3.42M
0.82%
Sole
42.73K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares13.64K
TypeSH
Market value$3.39M
0.81%
Sole
13.64K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
COCA COLA COSOLE | COM | 245.68K | SH | $17.06M 4.07% | 245.68K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 126.38K | SH | $16.25M 3.88% | 126.38K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 63.86K | SH | $14.37M 3.43% | 63.86K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 90.68K | SH | $13.75M 3.28% | 90.68K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 32.57K | SH | $13.52M 3.23% | 32.57K | 0.00 | 0.00 |
ISHARES TRSOLE | TRS FLT RT BD | 232.91K | SH | $11.75M 2.80% | 232.91K | 0.00 | 0.00 |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 99.85K | SH | $10.02M 2.39% | 99.85K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 54.14K | SH | $9.84M 2.35% | 54.14K | 0.00 | 0.00 |
ISHARES TRSOLE | FLTG RATE NT ETF | 178.17K | SH | $9.07M 2.16% | 178.17K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 90.19K | SH | $9.01M 2.15% | 90.19K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 14.57K | SH | $8.65M 2.06% | 14.57K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 14.56K | SH | $8.32M 1.99% | 14.56K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 39.83K | SH | $7.08M 1.69% | 39.83K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 41.72K | SH | $6.98M 1.67% | 41.72K | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | COM | 16.43K | SH | $5.61M 1.34% | 16.43K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 10.83K | SH | $5.26M 1.25% | 10.83K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 101.57K | SH | $5.11M 1.22% | 101.57K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 10.49K | SH | $4.28M 1.02% | 10.49K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 15.48K | SH | $4.27M 1.02% | 15.48K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 3000 ETF | 12.61K | SH | $4.10M 0.98% | 12.61K | 0.00 | 0.00 |
INNOVATOR ETFS TRUSTSOLE | US EQTY PWR BUF | 110.45K | SH | $3.98M 0.95% | 110.45K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 60.98K | SH | $3.65M 0.87% | 60.98K | 0.00 | 0.00 |
INNOVATOR ETFS TRUSTSOLE | US EQTY PWR BUF | 94.28K | SH | $3.62M 0.86% | 94.28K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 42.73K | SH | $3.42M 0.82% | 42.73K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 13.64K | SH | $3.39M 0.81% | 13.64K | 0.00 | 0.00 |
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