Filed: 5/13/2024ACC: 0001085146-24-002412
📋 What this filing means
CASTLE ROCK WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 232 equity positions with a total reported market value of $366.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
232
Positions
$366.16M
Total AUM (reported)
4.82M
Total Shares
Allocation by class
COM$171.07M46.7%
US EQTY PWR BUF$18.05M4.9%
CL A$13.06M3.6%
ACCES TREASURY$9.86M2.7%
FLTG RATE NT ETF$9.22M2.5%
TRS FLT RT BD$8.96M2.4%
0-3 MNTH TREASRY$7.68M2.1%
Portfolio Concentration
Top 3$47.00M12.8%
4–10$65.85M18.0%
11–25$63.15M17.2%
Rest$190.15M51.9%
Top 3 weight
12.8%
Top 10 weight
30.8%
Voting Authority Distribution
Total shares with voting rights: 4.82M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.82M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole232
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings232
Rows:
NVIDIA CORPORATION
SOLEShares19.27K
TypeSH
Market value$16.00M
4.37%
Sole
0.00
Shared
0.00
None
19.27K
CHEVRON CORP NEW
SOLEShares99.13K
TypeSH
Market value$15.82M
4.32%
Sole
0.00
Shared
0.00
None
99.13K
COCA COLA CO
SOLEShares245.09K
TypeSH
Market value$15.18M
4.15%
Sole
0.00
Shared
0.00
None
245.09K
MICROSOFT CORP
SOLEShares31.22K
TypeSH
Market value$12.34M
3.37%
Sole
0.00
Shared
0.00
None
31.22K
APPLE INC
SOLEShares62.65K
TypeSH
Market value$10.61M
2.90%
Sole
0.00
Shared
0.00
None
62.65K
GOLDMAN SACHS ETF TR
SOLEShares98.97K
TypeSH
Market value$9.86M
2.69%
Sole
0.00
Shared
0.00
None
98.97K
ISHARES TR
SOLEShares181.17K
TypeSH
Market value$9.22M
2.52%
Sole
0.00
Shared
0.00
None
181.17K
ISHARES TR
SOLEShares177.49K
TypeSH
Market value$8.96M
2.45%
Sole
0.00
Shared
0.00
None
177.49K
ISHARES TR
SOLEShares76.58K
TypeSH
Market value$7.68M
2.10%
Sole
0.00
Shared
0.00
None
76.58K
AMAZON COM INC
SOLEShares40.18K
TypeSH
Market value$7.19M
1.96%
Sole
0.00
Shared
0.00
None
40.18K
SPDR S&P 500 ETF TR
SOLEShares14.19K
TypeSH
Market value$7.10M
1.94%
Sole
0.00
Shared
0.00
None
14.19K
ALPHABET INC
SOLEShares38.97K
TypeSH
Market value$6.45M
1.76%
Sole
0.00
Shared
0.00
None
38.97K
META PLATFORMS INC
SOLEShares14.40K
TypeSH
Market value$6.32M
1.73%
Sole
0.00
Shared
0.00
None
14.40K
WISDOMTREE TR
SOLEShares92.98K
TypeSH
Market value$4.68M
1.28%
Sole
0.00
Shared
0.00
None
92.98K
PALO ALTO NETWORKS INC
SOLEShares15.63K
TypeSH
Market value$4.49M
1.23%
Sole
0.00
Shared
0.00
None
15.63K
INVESCO QQQ TR
SOLEShares10.41K
TypeSH
Market value$4.39M
1.20%
Sole
0.00
Shared
0.00
None
10.41K
VISA INC
SOLEShares15K
TypeSH
Market value$4.01M
1.09%
Sole
0.00
Shared
0.00
None
15K
INNOVATOR ETFS TRUST
SOLEShares113.32K
TypeSH
Market value$3.82M
1.04%
Sole
0.00
Shared
0.00
None
113.32K
INNOVATOR ETFS TRUST
SOLEShares95.23K
TypeSH
Market value$3.44M
0.94%
Sole
0.00
Shared
0.00
None
95.23K
ISHARES TR
SOLEShares11.53K
TypeSH
Market value$3.30M
0.90%
Sole
0.00
Shared
0.00
None
11.53K
FIRST TR EXCHANGE-TRADED FD
SOLEShares55.03K
TypeSH
Market value$3.28M
0.90%
Sole
0.00
Shared
0.00
None
55.03K
HOME DEPOT INC
SOLEShares9.53K
TypeSH
Market value$3.16M
0.86%
Sole
0.00
Shared
0.00
None
9.53K
INNOVATOR ETFS TRUST
SOLEShares93.49K
TypeSH
Market value$3.04M
0.83%
Sole
0.00
Shared
0.00
None
93.49K
BROADCOM INC
SOLEShares2.29K
TypeSH
Market value$2.84M
0.78%
Sole
0.00
Shared
0.00
None
2.29K
J P MORGAN EXCHANGE TRADED F
SOLEShares56.09K
TypeSH
Market value$2.82M
0.77%
Sole
0.00
Shared
0.00
None
56.09K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONSOLE | COM | 19.27K | SH | $16.00M 4.37% | 0.00 | 0.00 | 19.27K |
CHEVRON CORP NEWSOLE | COM | 99.13K | SH | $15.82M 4.32% | 0.00 | 0.00 | 99.13K |
COCA COLA COSOLE | COM | 245.09K | SH | $15.18M 4.15% | 0.00 | 0.00 | 245.09K |
MICROSOFT CORPSOLE | COM | 31.22K | SH | $12.34M 3.37% | 0.00 | 0.00 | 31.22K |
APPLE INCSOLE | COM | 62.65K | SH | $10.61M 2.90% | 0.00 | 0.00 | 62.65K |
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 98.97K | SH | $9.86M 2.69% | 0.00 | 0.00 | 98.97K |
ISHARES TRSOLE | FLTG RATE NT ETF | 181.17K | SH | $9.22M 2.52% | 0.00 | 0.00 | 181.17K |
ISHARES TRSOLE | TRS FLT RT BD | 177.49K | SH | $8.96M 2.45% | 0.00 | 0.00 | 177.49K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 76.58K | SH | $7.68M 2.10% | 0.00 | 0.00 | 76.58K |
AMAZON COM INCSOLE | COM | 40.18K | SH | $7.19M 1.96% | 0.00 | 0.00 | 40.18K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 14.19K | SH | $7.10M 1.94% | 0.00 | 0.00 | 14.19K |
ALPHABET INCSOLE | CAP STK CL C | 38.97K | SH | $6.45M 1.76% | 0.00 | 0.00 | 38.97K |
META PLATFORMS INCSOLE | CL A | 14.40K | SH | $6.32M 1.73% | 0.00 | 0.00 | 14.40K |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 92.98K | SH | $4.68M 1.28% | 0.00 | 0.00 | 92.98K |
PALO ALTO NETWORKS INCSOLE | COM | 15.63K | SH | $4.49M 1.23% | 0.00 | 0.00 | 15.63K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 10.41K | SH | $4.39M 1.20% | 0.00 | 0.00 | 10.41K |
VISA INCSOLE | COM CL A | 15K | SH | $4.01M 1.09% | 0.00 | 0.00 | 15K |
INNOVATOR ETFS TRUSTSOLE | US EQTY PWR BUF | 113.32K | SH | $3.82M 1.04% | 0.00 | 0.00 | 113.32K |
INNOVATOR ETFS TRUSTSOLE | US EQTY PWR BUF | 95.23K | SH | $3.44M 0.94% | 0.00 | 0.00 | 95.23K |
ISHARES TRSOLE | RUSSELL 3000 ETF | 11.53K | SH | $3.30M 0.90% | 0.00 | 0.00 | 11.53K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 55.03K | SH | $3.28M 0.90% | 0.00 | 0.00 | 55.03K |
HOME DEPOT INCSOLE | COM | 9.53K | SH | $3.16M 0.86% | 0.00 | 0.00 | 9.53K |
INNOVATOR ETFS TRUSTSOLE | US EQTY PWR BUF | 93.49K | SH | $3.04M 0.83% | 0.00 | 0.00 | 93.49K |
BROADCOM INCSOLE | COM | 2.29K | SH | $2.84M 0.78% | 0.00 | 0.00 | 2.29K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 56.09K | SH | $2.82M 0.77% | 0.00 | 0.00 | 56.09K |
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