Filed: 1/9/2024ACC: 0001085146-24-000089
📋 What this filing means
CASTLE ROCK WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 226 equity positions with a total reported market value of $329.94M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
226
Positions
$329.94M
Total AUM (reported)
4.49M
Total Shares
Allocation by class
COM$148.76M45.1%
US EQTY PWR BUF$13.42M4.1%
ACCES TREASURY$12.96M3.9%
0-3 MNTH TREASRY$11.65M3.5%
FLTG RATE NT ETF$11.18M3.4%
TRS FLT RT BD$9.05M2.7%
CL A$7.43M2.3%
Portfolio Concentration
Top 3$41.91M12.7%
4–10$69.84M21.2%
11–25$53.14M16.1%
Rest$165.05M50.0%
Top 3 weight
12.7%
Top 10 weight
33.9%
Voting Authority Distribution
Total shares with voting rights: 4.49M
Sole
Full voting authority
4.49M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole226
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings226
Rows:
COCA COLA CO
SOLEShares245.35K
TypeSH
Market value$14.58M
4.42%
Sole
245.35K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares95.81K
TypeSH
Market value$14.37M
4.36%
Sole
95.81K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares129.82K
TypeSH
Market value$12.96M
3.93%
Sole
129.82K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares116.07K
TypeSH
Market value$11.65M
3.53%
Sole
116.07K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares31.12K
TypeSH
Market value$11.43M
3.46%
Sole
31.12K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares220.46K
TypeSH
Market value$11.18M
3.39%
Sole
220.46K
Shared
0.00
None
0.00
APPLE INC
SOLEShares56.95K
TypeSH
Market value$10.28M
3.12%
Sole
56.95K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares19.98K
TypeSH
Market value$9.79M
2.97%
Sole
19.98K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares179.06K
TypeSH
Market value$9.05M
2.74%
Sole
179.06K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares13.85K
TypeSH
Market value$6.47M
1.96%
Sole
13.85K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares40.10K
TypeSH
Market value$5.81M
1.76%
Sole
40.10K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares107.36K
TypeSH
Market value$5.40M
1.64%
Sole
107.36K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares38.06K
TypeSH
Market value$5.22M
1.58%
Sole
38.06K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares11.62K
TypeSH
Market value$4.08M
1.24%
Sole
11.62K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares10.02K
TypeSH
Market value$3.97M
1.20%
Sole
10.02K
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares12.49K
TypeSH
Market value$3.53M
1.07%
Sole
12.49K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares56.91K
TypeSH
Market value$3.40M
1.03%
Sole
56.91K
Shared
0.00
None
0.00
INNOVATOR ETFS TR
SOLEShares95.91K
TypeSH
Market value$3.34M
1.01%
Sole
95.91K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares9.02K
TypeSH
Market value$3.08M
0.93%
Sole
9.02K
Shared
0.00
None
0.00
INNOVATOR ETFS TR
SOLEShares88.07K
TypeSH
Market value$2.76M
0.84%
Sole
88.07K
Shared
0.00
None
0.00
VISA INC
SOLEShares10.46K
TypeSH
Market value$2.71M
0.82%
Sole
10.46K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares48.94K
TypeSH
Market value$2.51M
0.76%
Sole
48.94K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares49.74K
TypeSH
Market value$2.50M
0.76%
Sole
49.74K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.12K
TypeSH
Market value$2.45M
0.74%
Sole
9.12K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares113.73K
TypeSH
Market value$2.40M
0.73%
Sole
113.73K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
COCA COLA COSOLE | COM | 245.35K | SH | $14.58M 4.42% | 245.35K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 95.81K | SH | $14.37M 4.36% | 95.81K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 129.82K | SH | $12.96M 3.93% | 129.82K | 0.00 | 0.00 |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 116.07K | SH | $11.65M 3.53% | 116.07K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 31.12K | SH | $11.43M 3.46% | 31.12K | 0.00 | 0.00 |
ISHARES TRSOLE | FLTG RATE NT ETF | 220.46K | SH | $11.18M 3.39% | 220.46K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 56.95K | SH | $10.28M 3.12% | 56.95K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 19.98K | SH | $9.79M 2.97% | 19.98K | 0.00 | 0.00 |
ISHARES TRSOLE | TRS FLT RT BD | 179.06K | SH | $9.05M 2.74% | 179.06K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 13.85K | SH | $6.47M 1.96% | 13.85K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 40.10K | SH | $5.81M 1.76% | 40.10K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 107.36K | SH | $5.40M 1.64% | 107.36K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 38.06K | SH | $5.22M 1.58% | 38.06K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 11.62K | SH | $4.08M 1.24% | 11.62K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 10.02K | SH | $3.97M 1.20% | 10.02K | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | COM | 12.49K | SH | $3.53M 1.07% | 12.49K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 56.91K | SH | $3.40M 1.03% | 56.91K | 0.00 | 0.00 |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 95.91K | SH | $3.34M 1.01% | 95.91K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 9.02K | SH | $3.08M 0.93% | 9.02K | 0.00 | 0.00 |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 88.07K | SH | $2.76M 0.84% | 88.07K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 10.46K | SH | $2.71M 0.82% | 10.46K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 48.94K | SH | $2.51M 0.76% | 48.94K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 49.74K | SH | $2.50M 0.76% | 49.74K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 3000 ETF | 9.12K | SH | $2.45M 0.74% | 9.12K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 113.73K | SH | $2.40M 0.73% | 113.73K | 0.00 | 0.00 |
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