Filed: 10/11/2023ACC: 0001085146-23-003664
📋 What this filing means
CASTLE ROCK WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 214 equity positions with a total reported market value of $297.92M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
214
Positions
$297.92M
Total AUM (reported)
4.44M
Total Shares
Allocation by class
COM$136.94M46.0%
ACCES TREASURY$15.19M5.1%
TRS FLT RT BD$10.82M3.6%
0-3 MNTH TREASRY$10.10M3.4%
FLTG RATE NT ETF$9.63M3.2%
US EQTY PWR BUF$9.47M3.2%
TR UNIT$5.94M2.0%
Portfolio Concentration
Top 3$44.13M14.8%
4–10$65.71M22.1%
11–25$48.90M16.4%
Rest$139.17M46.7%
Top 3 weight
14.8%
Top 10 weight
36.9%
Voting Authority Distribution
Total shares with voting rights: 4.44M
Sole
Full voting authority
4.44M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole214
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings214
Rows:
CHEVRON CORP NEW
SOLEShares98.45K
TypeSH
Market value$16.07M
5.39%
Sole
98.45K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares152.12K
TypeSH
Market value$15.19M
5.10%
Sole
152.12K
Shared
0.00
None
0.00
COCA COLA CO
SOLEShares244.91K
TypeSH
Market value$12.88M
4.32%
Sole
244.91K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares213.95K
TypeSH
Market value$10.82M
3.63%
Sole
213.95K
Shared
0.00
None
0.00
APPLE INC
SOLEShares57.33K
TypeSH
Market value$10.15M
3.41%
Sole
57.33K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares100.65K
TypeSH
Market value$10.10M
3.39%
Sole
100.65K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares30.68K
TypeSH
Market value$9.98M
3.35%
Sole
30.68K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares189.82K
TypeSH
Market value$9.63M
3.23%
Sole
189.82K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares19.98K
TypeSH
Market value$9.10M
3.05%
Sole
19.98K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares13.85K
TypeSH
Market value$5.94M
1.99%
Sole
13.85K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares113.03K
TypeSH
Market value$5.65M
1.90%
Sole
113.03K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares102.81K
TypeSH
Market value$5.18M
1.74%
Sole
102.81K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares38.45K
TypeSH
Market value$4.89M
1.64%
Sole
38.45K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares27.20K
TypeSH
Market value$3.76M
1.26%
Sole
27.20K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares61.25K
TypeSH
Market value$3.64M
1.22%
Sole
61.25K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares9.61K
TypeSH
Market value$3.49M
1.17%
Sole
9.61K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares11.19K
TypeSH
Market value$3.48M
1.17%
Sole
11.19K
Shared
0.00
None
0.00
INNOVATOR ETFS TR
SOLEShares88.19K
TypeSH
Market value$2.61M
0.88%
Sole
88.19K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares8.77K
TypeSH
Market value$2.57M
0.86%
Sole
8.77K
Shared
0.00
None
0.00
VISA INC
SOLEShares10.13K
TypeSH
Market value$2.38M
0.80%
Sole
10.13K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares111.85K
TypeSH
Market value$2.33M
0.78%
Sole
111.85K
Shared
0.00
None
0.00
TESLA INC
SOLEShares8.81K
TypeSH
Market value$2.29M
0.77%
Sole
8.81K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares49.88K
TypeSH
Market value$2.26M
0.76%
Sole
49.88K
Shared
0.00
None
0.00
ISHARES U S ETF TR
SOLEShares44.08K
TypeSH
Market value$2.19M
0.74%
Sole
44.08K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares20.09K
TypeSH
Market value$2.17M
0.73%
Sole
20.09K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CHEVRON CORP NEWSOLE | COM | 98.45K | SH | $16.07M 5.39% | 98.45K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 152.12K | SH | $15.19M 5.10% | 152.12K | 0.00 | 0.00 |
COCA COLA COSOLE | COM | 244.91K | SH | $12.88M 4.32% | 244.91K | 0.00 | 0.00 |
ISHARES TRSOLE | TRS FLT RT BD | 213.95K | SH | $10.82M 3.63% | 213.95K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 57.33K | SH | $10.15M 3.41% | 57.33K | 0.00 | 0.00 |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 100.65K | SH | $10.10M 3.39% | 100.65K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 30.68K | SH | $9.98M 3.35% | 30.68K | 0.00 | 0.00 |
ISHARES TRSOLE | FLTG RATE NT ETF | 189.82K | SH | $9.63M 3.23% | 189.82K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 19.98K | SH | $9.10M 3.05% | 19.98K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 13.85K | SH | $5.94M 1.99% | 13.85K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 113.03K | SH | $5.65M 1.90% | 113.03K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 102.81K | SH | $5.18M 1.74% | 102.81K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 38.45K | SH | $4.89M 1.64% | 38.45K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 27.20K | SH | $3.76M 1.26% | 27.20K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 61.25K | SH | $3.64M 1.22% | 61.25K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 9.61K | SH | $3.49M 1.17% | 9.61K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 11.19K | SH | $3.48M 1.17% | 11.19K | 0.00 | 0.00 |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 88.19K | SH | $2.61M 0.88% | 88.19K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 8.77K | SH | $2.57M 0.86% | 8.77K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 10.13K | SH | $2.38M 0.80% | 10.13K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 111.85K | SH | $2.33M 0.78% | 111.85K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 8.81K | SH | $2.29M 0.77% | 8.81K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 49.88K | SH | $2.26M 0.76% | 49.88K | 0.00 | 0.00 |
ISHARES U S ETF TRSOLE | BLACKROCK ST MAT | 44.08K | SH | $2.19M 0.74% | 44.08K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 20.09K | SH | $2.17M 0.73% | 20.09K | 0.00 | 0.00 |
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