Filed: 7/11/2023ACC: 0001085146-23-002624
📋 What this filing means
CASTLE ROCK WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 209 equity positions with a total reported market value of $292.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
209
Positions
$292.77M
Total AUM (reported)
4.37M
Total Shares
Allocation by class
COM$126.36M43.2%
ACCES TREASURY$17.85M6.1%
SHORT TREAS BD$15.85M5.4%
0-3 MNTH TREASRY$9.28M3.2%
US EQTY PWR BUF$8.79M3.0%
SHORT TERM TREAS$8.76M3.0%
TRS FLT RT BD$7.39M2.5%
Portfolio Concentration
Top 3$49.08M16.8%
4–10$65.00M22.2%
11–25$47.33M16.2%
Rest$131.36M44.9%
Top 3 weight
16.8%
Top 10 weight
39.0%
Voting Authority Distribution
Total shares with voting rights: 4.37M
Sole
Full voting authority
4.37M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole209
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings209
Rows:
GOLDMAN SACHS ETF TR
SOLEShares179.06K
TypeSH
Market value$17.85M
6.10%
Sole
179.06K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares144.03K
TypeSH
Market value$15.85M
5.41%
Sole
144.03K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares98.38K
TypeSH
Market value$15.38M
5.25%
Sole
98.38K
Shared
0.00
None
0.00
COCA COLA CO
SOLEShares244.70K
TypeSH
Market value$14.93M
5.10%
Sole
244.70K
Shared
0.00
None
0.00
APPLE INC
SOLEShares59.09K
TypeSH
Market value$11.31M
3.86%
Sole
59.09K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares92.51K
TypeSH
Market value$9.28M
3.17%
Sole
92.51K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares152.30K
TypeSH
Market value$8.76M
2.99%
Sole
152.30K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares22.20K
TypeSH
Market value$7.51M
2.57%
Sole
22.20K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares146.41K
TypeSH
Market value$7.39M
2.52%
Sole
146.41K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares13.14K
TypeSH
Market value$5.82M
1.99%
Sole
13.14K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares109.68K
TypeSH
Market value$5.48M
1.87%
Sole
109.68K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares99.62K
TypeSH
Market value$5.02M
1.71%
Sole
99.62K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares10.78K
TypeSH
Market value$4.56M
1.56%
Sole
10.78K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares28.13K
TypeSH
Market value$3.67M
1.25%
Sole
28.13K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares59.70K
TypeSH
Market value$3.55M
1.21%
Sole
59.70K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares8.72K
TypeSH
Market value$3.23M
1.10%
Sole
8.72K
Shared
0.00
None
0.00
THE ALGER ETF TRUST
SOLEShares183.74K
TypeSH
Market value$2.87M
0.98%
Sole
183.74K
Shared
0.00
None
0.00
TESLA INC
SOLEShares9.32K
TypeSH
Market value$2.63M
0.90%
Sole
9.32K
Shared
0.00
None
0.00
INNOVATOR ETFS TR
SOLEShares88.19K
TypeSH
Market value$2.62M
0.90%
Sole
88.19K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares19.93K
TypeSH
Market value$2.44M
0.83%
Sole
19.93K
Shared
0.00
None
0.00
VISA INC
SOLEShares10.01K
TypeSH
Market value$2.40M
0.82%
Sole
10.01K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares107.66K
TypeSH
Market value$2.27M
0.77%
Sole
107.66K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares47.12K
TypeSH
Market value$2.21M
0.76%
Sole
47.12K
Shared
0.00
None
0.00
HERSHEY CO
SOLEShares8.86K
TypeSH
Market value$2.20M
0.75%
Sole
8.86K
Shared
0.00
None
0.00
ISHARES U S ETF TR
SOLEShares43.97K
TypeSH
Market value$2.18M
0.74%
Sole
43.97K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 179.06K | SH | $17.85M 6.10% | 179.06K | 0.00 | 0.00 |
ISHARES TRSOLE | SHORT TREAS BD | 144.03K | SH | $15.85M 5.41% | 144.03K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 98.38K | SH | $15.38M 5.25% | 98.38K | 0.00 | 0.00 |
COCA COLA COSOLE | COM | 244.70K | SH | $14.93M 5.10% | 244.70K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 59.09K | SH | $11.31M 3.86% | 59.09K | 0.00 | 0.00 |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 92.51K | SH | $9.28M 3.17% | 92.51K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 152.30K | SH | $8.76M 2.99% | 152.30K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 22.20K | SH | $7.51M 2.57% | 22.20K | 0.00 | 0.00 |
ISHARES TRSOLE | TRS FLT RT BD | 146.41K | SH | $7.39M 2.52% | 146.41K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 13.14K | SH | $5.82M 1.99% | 13.14K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 109.68K | SH | $5.48M 1.87% | 109.68K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 99.62K | SH | $5.02M 1.71% | 99.62K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 10.78K | SH | $4.56M 1.56% | 10.78K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 28.13K | SH | $3.67M 1.25% | 28.13K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 59.70K | SH | $3.55M 1.21% | 59.70K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 8.72K | SH | $3.23M 1.10% | 8.72K | 0.00 | 0.00 |
THE ALGER ETF TRUSTSOLE | 35 ETF | 183.74K | SH | $2.87M 0.98% | 183.74K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 9.32K | SH | $2.63M 0.90% | 9.32K | 0.00 | 0.00 |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 88.19K | SH | $2.62M 0.90% | 88.19K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 19.93K | SH | $2.44M 0.83% | 19.93K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 10.01K | SH | $2.40M 0.82% | 10.01K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 107.66K | SH | $2.27M 0.77% | 107.66K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 47.12K | SH | $2.21M 0.76% | 47.12K | 0.00 | 0.00 |
HERSHEY COSOLE | COM | 8.86K | SH | $2.20M 0.75% | 8.86K | 0.00 | 0.00 |
ISHARES U S ETF TRSOLE | BLACKROCK ST MAT | 43.97K | SH | $2.18M 0.74% | 43.97K | 0.00 | 0.00 |
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