Filed: 5/12/2023ACC: 0001085146-23-002257
📋 What this filing means
CASTLE ROCK WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 214 equity positions with a total reported market value of $279.95M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
214
Positions
$279.95M
Total AUM (reported)
4.38M
Total Shares
Allocation by class
COM$118.44M42.3%
ACCES TREASURY$21.75M7.8%
SHORT TREAS BD$15.36M5.5%
SHORT TERM TREAS$15.09M5.4%
PORTFOLIO SH TSR$8.56M3.1%
US EQTY PWR BUF$8.50M3.0%
ULTRA SHRT INC$5.44M1.9%
Portfolio Concentration
Top 3$52.61M18.8%
4–10$66.44M23.7%
11–25$39.26M14.0%
Rest$121.64M43.4%
Top 3 weight
18.8%
Top 10 weight
42.5%
Voting Authority Distribution
Total shares with voting rights: 4.38M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.38M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole214
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings214
Rows:
GOLDMAN SACHS ETF TR
SOLEShares217.89K
TypeSH
Market value$21.75M
7.77%
Sole
0.00
Shared
0.00
None
217.89K
COCA COLA CO
SOLEShares244.51K
TypeSH
Market value$15.50M
5.54%
Sole
0.00
Shared
0.00
None
244.51K
ISHARES TR
SOLEShares139.47K
TypeSH
Market value$15.36M
5.49%
Sole
0.00
Shared
0.00
None
139.47K
VANGUARD SCOTTSDALE FDS
SOLEShares258.16K
TypeSH
Market value$15.09M
5.39%
Sole
0.00
Shared
0.00
None
258.16K
CHEVRON CORP NEW
SOLEShares92.95K
TypeSH
Market value$14.79M
5.28%
Sole
0.00
Shared
0.00
None
92.95K
APPLE INC
SOLEShares60.56K
TypeSH
Market value$10.40M
3.72%
Sole
0.00
Shared
0.00
None
60.56K
SPDR SER TR
SOLEShares293.69K
TypeSH
Market value$8.56M
3.06%
Sole
0.00
Shared
0.00
None
293.69K
MICROSOFT CORP
SOLEShares22.05K
TypeSH
Market value$6.77M
2.42%
Sole
0.00
Shared
0.00
None
22.05K
J P MORGAN EXCHANGE TRADED F
SOLEShares108.21K
TypeSH
Market value$5.44M
1.94%
Sole
0.00
Shared
0.00
None
108.21K
SPDR S&P 500 ETF TR
SOLEShares13.12K
TypeSH
Market value$5.39M
1.93%
Sole
0.00
Shared
0.00
None
13.12K
WISDOMTREE TR
SOLEShares106.19K
TypeSH
Market value$5.35M
1.91%
Sole
0.00
Shared
0.00
None
106.19K
FIRST TR EXCHANGE-TRADED FD
SOLEShares56.06K
TypeSH
Market value$3.34M
1.19%
Sole
0.00
Shared
0.00
None
56.06K
AMAZON COM INC
SOLEShares30.54K
TypeSH
Market value$3.26M
1.16%
Sole
0.00
Shared
0.00
None
30.54K
NVIDIA CORPORATION
SOLEShares9.81K
TypeSH
Market value$2.80M
1.00%
Sole
0.00
Shared
0.00
None
9.81K
INVESCO QQQ TR
SOLEShares8.69K
TypeSH
Market value$2.80M
1.00%
Sole
0.00
Shared
0.00
None
8.69K
INNOVATOR ETFS TR
SOLEShares90.69K
TypeSH
Market value$2.59M
0.93%
Sole
0.00
Shared
0.00
None
90.69K
HERSHEY CO
SOLEShares8.86K
TypeSH
Market value$2.43M
0.87%
Sole
0.00
Shared
0.00
None
8.86K
VISA INC
SOLEShares10.15K
TypeSH
Market value$2.37M
0.85%
Sole
0.00
Shared
0.00
None
10.15K
CONAGRA BRANDS INC
SOLEShares61.16K
TypeSH
Market value$2.31M
0.83%
Sole
0.00
Shared
0.00
None
61.16K
INVESCO EXCH TRADED FD TR II
SOLEShares107.46K
TypeSH
Market value$2.24M
0.80%
Sole
0.00
Shared
0.00
None
107.46K
LAMB WESTON HLDGS INC
SOLEShares18.43K
TypeSH
Market value$2.07M
0.74%
Sole
0.00
Shared
0.00
None
18.43K
FIRST TR EXCHANGE-TRADED FD
SOLEShares45.77K
TypeSH
Market value$2.00M
0.72%
Sole
0.00
Shared
0.00
None
45.77K
ISHARES TR
SOLEShares19.18K
TypeSH
Market value$1.92M
0.69%
Sole
0.00
Shared
0.00
None
19.18K
INNOVATOR ETFS TR
SOLEShares70.66K
TypeSH
Market value$1.90M
0.68%
Sole
0.00
Shared
0.00
None
70.66K
ARES CAPITAL CORP
SOLEShares103.17K
TypeSH
Market value$1.88M
0.67%
Sole
0.00
Shared
0.00
None
103.17K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 217.89K | SH | $21.75M 7.77% | 0.00 | 0.00 | 217.89K |
COCA COLA COSOLE | COM | 244.51K | SH | $15.50M 5.54% | 0.00 | 0.00 | 244.51K |
ISHARES TRSOLE | SHORT TREAS BD | 139.47K | SH | $15.36M 5.49% | 0.00 | 0.00 | 139.47K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 258.16K | SH | $15.09M 5.39% | 0.00 | 0.00 | 258.16K |
CHEVRON CORP NEWSOLE | COM | 92.95K | SH | $14.79M 5.28% | 0.00 | 0.00 | 92.95K |
APPLE INCSOLE | COM | 60.56K | SH | $10.40M 3.72% | 0.00 | 0.00 | 60.56K |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 293.69K | SH | $8.56M 3.06% | 0.00 | 0.00 | 293.69K |
MICROSOFT CORPSOLE | COM | 22.05K | SH | $6.77M 2.42% | 0.00 | 0.00 | 22.05K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 108.21K | SH | $5.44M 1.94% | 0.00 | 0.00 | 108.21K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 13.12K | SH | $5.39M 1.93% | 0.00 | 0.00 | 13.12K |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 106.19K | SH | $5.35M 1.91% | 0.00 | 0.00 | 106.19K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 56.06K | SH | $3.34M 1.19% | 0.00 | 0.00 | 56.06K |
AMAZON COM INCSOLE | COM | 30.54K | SH | $3.26M 1.16% | 0.00 | 0.00 | 30.54K |
NVIDIA CORPORATIONSOLE | COM | 9.81K | SH | $2.80M 1.00% | 0.00 | 0.00 | 9.81K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 8.69K | SH | $2.80M 1.00% | 0.00 | 0.00 | 8.69K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 90.69K | SH | $2.59M 0.93% | 0.00 | 0.00 | 90.69K |
HERSHEY COSOLE | COM | 8.86K | SH | $2.43M 0.87% | 0.00 | 0.00 | 8.86K |
VISA INCSOLE | COM CL A | 10.15K | SH | $2.37M 0.85% | 0.00 | 0.00 | 10.15K |
CONAGRA BRANDS INCSOLE | COM | 61.16K | SH | $2.31M 0.83% | 0.00 | 0.00 | 61.16K |
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 107.46K | SH | $2.24M 0.80% | 0.00 | 0.00 | 107.46K |
LAMB WESTON HLDGS INCSOLE | COM | 18.43K | SH | $2.07M 0.74% | 0.00 | 0.00 | 18.43K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 45.77K | SH | $2.00M 0.72% | 0.00 | 0.00 | 45.77K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 19.18K | SH | $1.92M 0.69% | 0.00 | 0.00 | 19.18K |
INNOVATOR ETFS TRSOLE | US EQT ULTRA BF | 70.66K | SH | $1.90M 0.68% | 0.00 | 0.00 | 70.66K |
ARES CAPITAL CORPSOLE | COM | 103.17K | SH | $1.88M 0.67% | 0.00 | 0.00 | 103.17K |
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