Filed: 1/31/2023ACC: 0001085146-23-000471
📋 What this filing means
CASTLE ROCK WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 218 equity positions with a total reported market value of $223.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
218
Positions
$223.78M
Total AUM (reported)
3.43M
Total Shares
Allocation by class
COM$116.08M51.9%
ACCES TREASURY$9.65M4.3%
US EQTY PWR BUF$8.08M3.6%
TR UNIT$4.90M2.2%
S&P 500 COVERED$3.25M1.5%
US EQT ULTRA BF$3.20M1.4%
FST TR GLB FD$3.17M1.4%
Portfolio Concentration
Top 3$41.87M18.7%
4–10$31.83M14.2%
11–25$32.57M14.6%
Rest$117.51M52.5%
Top 3 weight
18.7%
Top 10 weight
32.9%
Voting Authority Distribution
Total shares with voting rights: 3.43M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.43M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole218
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings218
Rows:
CHEVRON CORP NEW
SOLEShares92.42K
TypeSH
Market value$17.36M
7.76%
Sole
0.00
Shared
0.00
None
92.42K
COCA COLA CO
SOLEShares244.49K
TypeSH
Market value$14.87M
6.64%
Sole
0.00
Shared
0.00
None
244.49K
GOLDMAN SACHS ETF TR
SOLEShares96.56K
TypeSH
Market value$9.65M
4.31%
Sole
0.00
Shared
0.00
None
96.56K
APPLE INC
SOLEShares61.20K
TypeSH
Market value$8.81M
3.94%
Sole
0.00
Shared
0.00
None
61.20K
MICROSOFT CORP
SOLEShares22.76K
TypeSH
Market value$5.64M
2.52%
Sole
0.00
Shared
0.00
None
22.76K
SPDR S&P 500 ETF TR
SOLEShares12.10K
TypeSH
Market value$4.90M
2.19%
Sole
0.00
Shared
0.00
None
12.10K
GLOBAL X FDS
SOLEShares80K
TypeSH
Market value$3.25M
1.45%
Sole
0.00
Shared
0.00
None
80K
FIRST TR EXCHANGE TRAD FD VI
SOLEShares128.33K
TypeSH
Market value$3.17M
1.42%
Sole
0.00
Shared
0.00
None
128.33K
AMAZON COM INC
SOLEShares31.78K
TypeSH
Market value$3.15M
1.41%
Sole
0.00
Shared
0.00
None
31.78K
J P MORGAN EXCHANGE TRADED F
SOLEShares52.58K
TypeSH
Market value$2.90M
1.30%
Sole
0.00
Shared
0.00
None
52.58K
JPMORGAN CHASE & CO
SOLEShares115.89K
TypeSH
Market value$2.72M
1.22%
Sole
0.00
Shared
0.00
None
115.89K
INNOVATOR ETFS TR
SOLEShares88.19K
TypeSH
Market value$2.53M
1.13%
Sole
0.00
Shared
0.00
None
88.19K
INVESCO QQQ TR
SOLEShares8.57K
TypeSH
Market value$2.51M
1.12%
Sole
0.00
Shared
0.00
None
8.57K
J P MORGAN EXCHANGE TRADED F
SOLEShares47.91K
TypeSH
Market value$2.41M
1.08%
Sole
0.00
Shared
0.00
None
47.91K
VISA INC
SOLEShares10.33K
TypeSH
Market value$2.32M
1.04%
Sole
0.00
Shared
0.00
None
10.33K
CONAGRA BRANDS INC
SOLEShares61.16K
TypeSH
Market value$2.25M
1.01%
Sole
0.00
Shared
0.00
None
61.16K
ARES CAPITAL CORP
SOLEShares107.56K
TypeSH
Market value$2.11M
0.94%
Sole
0.00
Shared
0.00
None
107.56K
FIRST TR EXCHANGE-TRADED FD
SOLEShares43.97K
TypeSH
Market value$2.09M
0.93%
Sole
0.00
Shared
0.00
None
43.97K
FIRST TR EXCHANGE-TRADED FD
SOLEShares34.21K
TypeSH
Market value$2.04M
0.91%
Sole
0.00
Shared
0.00
None
34.21K
JOHNSON & JOHNSON
SOLEShares11.64K
TypeSH
Market value$1.97M
0.88%
Sole
0.00
Shared
0.00
None
11.64K
HOME DEPOT INC
SOLEShares6.25K
TypeSH
Market value$1.96M
0.88%
Sole
0.00
Shared
0.00
None
6.25K
HERSHEY CO
SOLEShares8.86K
TypeSH
Market value$1.95M
0.87%
Sole
0.00
Shared
0.00
None
8.86K
SELECT SECTOR SPDR TR
SOLEShares20.58K
TypeSH
Market value$1.92M
0.86%
Sole
0.00
Shared
0.00
None
20.58K
INNOVATOR ETFS TR
SOLEShares70.66K
TypeSH
Market value$1.89M
0.85%
Sole
0.00
Shared
0.00
None
70.66K
NVIDIA CORPORATION
SOLEShares9.53K
TypeSH
Market value$1.89M
0.84%
Sole
0.00
Shared
0.00
None
9.53K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CHEVRON CORP NEWSOLE | COM | 92.42K | SH | $17.36M 7.76% | 0.00 | 0.00 | 92.42K |
COCA COLA COSOLE | COM | 244.49K | SH | $14.87M 6.64% | 0.00 | 0.00 | 244.49K |
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 96.56K | SH | $9.65M 4.31% | 0.00 | 0.00 | 96.56K |
APPLE INCSOLE | COM | 61.20K | SH | $8.81M 3.94% | 0.00 | 0.00 | 61.20K |
MICROSOFT CORPSOLE | COM | 22.76K | SH | $5.64M 2.52% | 0.00 | 0.00 | 22.76K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 12.10K | SH | $4.90M 2.19% | 0.00 | 0.00 | 12.10K |
GLOBAL X FDSSOLE | S&P 500 COVERED | 80K | SH | $3.25M 1.45% | 0.00 | 0.00 | 80K |
FIRST TR EXCHANGE TRAD FD VISOLE | FST TR GLB FD | 128.33K | SH | $3.17M 1.42% | 0.00 | 0.00 | 128.33K |
AMAZON COM INCSOLE | COM | 31.78K | SH | $3.15M 1.41% | 0.00 | 0.00 | 31.78K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 52.58K | SH | $2.90M 1.30% | 0.00 | 0.00 | 52.58K |
JPMORGAN CHASE & COSOLE | ALERIAN ML ETN | 115.89K | SH | $2.72M 1.22% | 0.00 | 0.00 | 115.89K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 88.19K | SH | $2.53M 1.13% | 0.00 | 0.00 | 88.19K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 8.57K | SH | $2.51M 1.12% | 0.00 | 0.00 | 8.57K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 47.91K | SH | $2.41M 1.08% | 0.00 | 0.00 | 47.91K |
VISA INCSOLE | COM CL A | 10.33K | SH | $2.32M 1.04% | 0.00 | 0.00 | 10.33K |
CONAGRA BRANDS INCSOLE | COM | 61.16K | SH | $2.25M 1.01% | 0.00 | 0.00 | 61.16K |
ARES CAPITAL CORPSOLE | COM | 107.56K | SH | $2.11M 0.94% | 0.00 | 0.00 | 107.56K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 43.97K | SH | $2.09M 0.93% | 0.00 | 0.00 | 43.97K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 34.21K | SH | $2.04M 0.91% | 0.00 | 0.00 | 34.21K |
JOHNSON & JOHNSONSOLE | COM | 11.64K | SH | $1.97M 0.88% | 0.00 | 0.00 | 11.64K |
HOME DEPOT INCSOLE | COM | 6.25K | SH | $1.96M 0.88% | 0.00 | 0.00 | 6.25K |
HERSHEY COSOLE | COM | 8.86K | SH | $1.95M 0.87% | 0.00 | 0.00 | 8.86K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 20.58K | SH | $1.92M 0.86% | 0.00 | 0.00 | 20.58K |
INNOVATOR ETFS TRSOLE | US EQT ULTRA BF | 70.66K | SH | $1.89M 0.85% | 0.00 | 0.00 | 70.66K |
NVIDIA CORPORATIONSOLE | COM | 9.53K | SH | $1.89M 0.84% | 0.00 | 0.00 | 9.53K |
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