Filed: 10/14/2022ACC: 0001085146-22-003387
📋 What this filing means
CASTLE ROCK WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 199 equity positions with a total reported market value of $198.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
199
Positions
$198.5K
Total AUM (reported)
3.77M
Total Shares
Allocation by class
COM$99.8K50.3%
ACCES TREASURY$9.0K4.6%
SHORT S&P 500 NE$8.2K4.1%
US EQTY PWR BUF$5.8K2.9%
TR UNIT$3.5K1.7%
FST TR GLB FD$3.4K1.7%
US EQT ULTRA BF$3.2K1.6%
Portfolio Concentration
Top 3$36.9K18.6%
4–10$35.7K18.0%
11–25$30.0K15.1%
Rest$95.9K48.3%
Top 3 weight
18.6%
Top 10 weight
36.6%
Voting Authority Distribution
Total shares with voting rights: 3.77M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.77M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole199
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings199
Rows:
CHEVRON CORP NEW
SOLEShares92.54K
TypeSH
Market value$14.5K
7.33%
Sole
0.00
Shared
0.00
None
92.54K
COCA COLA CO
SOLEShares244.48K
TypeSH
Market value$13.3K
6.71%
Sole
0.00
Shared
0.00
None
244.48K
GOLDMAN SACHS ETF TR
SOLEShares90.53K
TypeSH
Market value$9.0K
4.55%
Sole
0.00
Shared
0.00
None
90.53K
APPLE INC
SOLEShares61.99K
TypeSH
Market value$8.6K
4.34%
Sole
0.00
Shared
0.00
None
61.99K
PROSHARES TR
SOLEShares474.97K
TypeSH
Market value$8.2K
4.13%
Sole
0.00
Shared
0.00
None
474.97K
MICROSOFT CORP
SOLEShares23K
TypeSH
Market value$5.2K
2.61%
Sole
0.00
Shared
0.00
None
23K
AMAZON COM INC
SOLEShares34.03K
TypeSH
Market value$3.8K
1.92%
Sole
0.00
Shared
0.00
None
34.03K
SPDR S&P 500 ETF TR
SOLEShares9.66K
TypeSH
Market value$3.5K
1.74%
Sole
0.00
Shared
0.00
None
9.66K
FIRST TR EXCHANGE TRAD FD VI
SOLEShares130.15K
TypeSH
Market value$3.4K
1.73%
Sole
0.00
Shared
0.00
None
130.15K
GLOBAL X FDS
SOLEShares78.81K
TypeSH
Market value$3.0K
1.52%
Sole
0.00
Shared
0.00
None
78.81K
INVESCO QQQ TR
SOLEShares10.53K
TypeSH
Market value$2.8K
1.39%
Sole
0.00
Shared
0.00
None
10.53K
JPMORGAN CHASE & CO
SOLEShares116.29K
TypeSH
Market value$2.4K
1.22%
Sole
0.00
Shared
0.00
None
116.29K
INNOVATOR ETFS TR
SOLEShares88.61K
TypeSH
Market value$2.4K
1.20%
Sole
0.00
Shared
0.00
None
88.61K
ALPHABET INC
SOLEShares22.25K
TypeSH
Market value$2.2K
1.10%
Sole
0.00
Shared
0.00
None
22.25K
CONAGRA BRANDS INC
SOLEShares62.66K
TypeSH
Market value$2.1K
1.07%
Sole
0.00
Shared
0.00
None
62.66K
HERSHEY CO
SOLEShares8.86K
TypeSH
Market value$2.0K
1.01%
Sole
0.00
Shared
0.00
None
8.86K
JOHNSON & JOHNSON
SOLEShares11.96K
TypeSH
Market value$1.9K
0.98%
Sole
0.00
Shared
0.00
None
11.96K
INNOVATOR ETFS TR
SOLEShares74.47K
TypeSH
Market value$1.9K
0.96%
Sole
0.00
Shared
0.00
None
74.47K
ARES CAPITAL CORP
SOLEShares106.08K
TypeSH
Market value$1.8K
0.93%
Sole
0.00
Shared
0.00
None
106.08K
VISA INC
SOLEShares10.06K
TypeSH
Market value$1.8K
0.91%
Sole
0.00
Shared
0.00
None
10.06K
LAMB WESTON HLDGS INC
SOLEShares21.91K
TypeSH
Market value$1.8K
0.90%
Sole
0.00
Shared
0.00
None
21.91K
J P MORGAN EXCHANGE TRADED F
SOLEShares34.70K
TypeSH
Market value$1.8K
0.89%
Sole
0.00
Shared
0.00
None
34.70K
HOME DEPOT INC
SOLEShares6.24K
TypeSH
Market value$1.8K
0.89%
Sole
0.00
Shared
0.00
None
6.24K
FIRST TR EXCHANGE-TRADED FD
SOLEShares44.55K
TypeSH
Market value$1.8K
0.89%
Sole
0.00
Shared
0.00
None
44.55K
ABBOTT LABS
SOLEShares15.50K
TypeSH
Market value$1.6K
0.79%
Sole
0.00
Shared
0.00
None
15.50K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CHEVRON CORP NEWSOLE | COM | 92.54K | SH | $14.5K 7.33% | 0.00 | 0.00 | 92.54K |
COCA COLA COSOLE | COM | 244.48K | SH | $13.3K 6.71% | 0.00 | 0.00 | 244.48K |
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 90.53K | SH | $9.0K 4.55% | 0.00 | 0.00 | 90.53K |
APPLE INCSOLE | COM | 61.99K | SH | $8.6K 4.34% | 0.00 | 0.00 | 61.99K |
PROSHARES TRSOLE | SHORT S&P 500 NE | 474.97K | SH | $8.2K 4.13% | 0.00 | 0.00 | 474.97K |
MICROSOFT CORPSOLE | COM | 23K | SH | $5.2K 2.61% | 0.00 | 0.00 | 23K |
AMAZON COM INCSOLE | COM | 34.03K | SH | $3.8K 1.92% | 0.00 | 0.00 | 34.03K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.66K | SH | $3.5K 1.74% | 0.00 | 0.00 | 9.66K |
FIRST TR EXCHANGE TRAD FD VISOLE | FST TR GLB FD | 130.15K | SH | $3.4K 1.73% | 0.00 | 0.00 | 130.15K |
GLOBAL X FDSSOLE | S&P 500 COVERED | 78.81K | SH | $3.0K 1.52% | 0.00 | 0.00 | 78.81K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 10.53K | SH | $2.8K 1.39% | 0.00 | 0.00 | 10.53K |
JPMORGAN CHASE & COSOLE | ALERIAN ML ETN | 116.29K | SH | $2.4K 1.22% | 0.00 | 0.00 | 116.29K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 88.61K | SH | $2.4K 1.20% | 0.00 | 0.00 | 88.61K |
ALPHABET INCSOLE | CAP STK CL C | 22.25K | SH | $2.2K 1.10% | 0.00 | 0.00 | 22.25K |
CONAGRA BRANDS INCSOLE | COM | 62.66K | SH | $2.1K 1.07% | 0.00 | 0.00 | 62.66K |
HERSHEY COSOLE | COM | 8.86K | SH | $2.0K 1.01% | 0.00 | 0.00 | 8.86K |
JOHNSON & JOHNSONSOLE | COM | 11.96K | SH | $1.9K 0.98% | 0.00 | 0.00 | 11.96K |
INNOVATOR ETFS TRSOLE | US EQT ULTRA BF | 74.47K | SH | $1.9K 0.96% | 0.00 | 0.00 | 74.47K |
ARES CAPITAL CORPSOLE | COM | 106.08K | SH | $1.8K 0.93% | 0.00 | 0.00 | 106.08K |
VISA INCSOLE | COM CL A | 10.06K | SH | $1.8K 0.91% | 0.00 | 0.00 | 10.06K |
LAMB WESTON HLDGS INCSOLE | COM | 21.91K | SH | $1.8K 0.90% | 0.00 | 0.00 | 21.91K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 34.70K | SH | $1.8K 0.89% | 0.00 | 0.00 | 34.70K |
HOME DEPOT INCSOLE | COM | 6.24K | SH | $1.8K 0.89% | 0.00 | 0.00 | 6.24K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 44.55K | SH | $1.8K 0.89% | 0.00 | 0.00 | 44.55K |
ABBOTT LABSSOLE | COM | 15.50K | SH | $1.6K 0.79% | 0.00 | 0.00 | 15.50K |
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