Filed: 11/14/2022ACC: 0001214659-22-013689
📋 What this filing means
CASTLE CREEK ARBITRAGE, LLC filed this quarterly 13F‑HR report disclosing 690 equity positions with a total reported market value of $1.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
690
Positions
$1.81M
Total AUM (reported)
477.20M
Total Shares
Allocation by class
COM CL A$325.7K18.0%
CLASS A COM$166.7K9.2%
UNIT 99/99/9999$129.8K7.2%
SHS CL A$108.4K6.0%
NOTE 3.250% 4/1$97.3K5.4%
NOTE 0.375% 6/0$77.9K4.3%
CL A$74.0K4.1%
Portfolio Concentration
Top 3$234.6K13.0%
4–10$168.0K9.3%
11–25$228.6K12.6%
Rest$1.18M65.1%
Top 3 weight
13.0%
Top 10 weight
22.3%
Voting Authority Distribution
Total shares with voting rights: 477.20M
Sole
Full voting authority
477.20M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole690
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings690
Rows:
DICKS SPORTING GOODS INC
SOLEShares29.32M
TypePRN
Market value$97.3K
5.38%
Sole
29.32M
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares46M
TypePRN
Market value$77.9K
4.31%
Sole
46M
Shared
0.00
None
0.00
MIDDLEBY CORP
SOLEShares51.85M
TypePRN
Market value$59.4K
3.29%
Sole
51.85M
Shared
0.00
None
0.00
LUMENTUM HLDGS INC
SOLEShares38.94M
TypePRN
Market value$48.0K
2.66%
Sole
38.94M
Shared
0.00
None
0.00
HEALTHWELL ACQUISITION CORP
SOLEShares2.39M
TypeSH
Market value$23.3K
1.29%
Sole
2.39M
Shared
0.00
None
0.00
SOCIAL CAPITAL HEDOSOPHA HLD
SOLEShares2.08M
TypeSH
Market value$20.8K
1.15%
Sole
2.08M
Shared
0.00
None
0.00
CRIXUS BH3 ACQUISITION CO
SOLEShares1.98M
TypeSH
Market value$19.7K
1.09%
Sole
1.98M
Shared
0.00
None
0.00
10X CAP VENTURE ACQSTN CORP
SOLEShares1.95M
TypeSH
Market value$19.5K
1.08%
Sole
1.95M
Shared
0.00
None
0.00
INTEGRATED RAIL AND RES ACQ
SOLEShares1.88M
TypeSH
Market value$18.9K
1.05%
Sole
1.88M
Shared
0.00
None
0.00
SNAP INC
SOLEShares19.46M
TypePRN
Market value$17.8K
0.98%
Sole
19.46M
Shared
0.00
None
0.00
STRATIM CLOUD ACQUISITION CO
SOLEShares1.75M
TypeSH
Market value$17.1K
0.95%
Sole
1.75M
Shared
0.00
None
0.00
MERCURY ECOM ACQUISITION COR
SOLEShares1.70M
TypeSH
Market value$16.9K
0.93%
Sole
1.70M
Shared
0.00
None
0.00
AKAMAI TECHNOLOGIES INC
SOLEShares16.30M
TypePRN
Market value$16.6K
0.92%
Sole
16.30M
Shared
0.00
None
0.00
ENVISTA HOLDINGS CORPORATION
SOLEShares10M
TypePRN
Market value$16.5K
0.91%
Sole
10M
Shared
0.00
None
0.00
BLACKLINE INC
SOLEShares15.05M
TypePRN
Market value$15.6K
0.86%
Sole
15.05M
Shared
0.00
None
0.00
HEALTHCARE SERVICES ACQU COR
SOLEShares1.56M
TypeSH
Market value$15.5K
0.86%
Sole
1.56M
Shared
0.00
None
0.00
ENTERPRISE 4.0 TEC ACQSTN CO
SOLEShares1.52M
TypeSH
Market value$15.4K
0.85%
Sole
1.52M
Shared
0.00
None
0.00
INVESTCORP EUROPE ACQUISITIO
SOLEShares1.50M
TypeSH
Market value$15.2K
0.84%
Sole
1.50M
Shared
0.00
None
0.00
MERCADOLIBRE INC
SOLEShares7.50M
TypePRN
Market value$14.9K
0.82%
Sole
7.50M
Shared
0.00
None
0.00
AFRICAN GOLD ACQUISITION COR
SOLEShares1.49M
TypeSH
Market value$14.7K
0.82%
Sole
1.49M
Shared
0.00
None
0.00
SNAP INC
SOLEShares17M
TypePRN
Market value$14.7K
0.81%
Sole
17M
Shared
0.00
None
0.00
CASCADIA ACQUISITION CORP
SOLEShares1.49M
TypeSH
Market value$14.6K
0.81%
Sole
1.49M
Shared
0.00
None
0.00
TLGY ACQUISITION CORPORATION
SOLEShares1.38M
TypeSH
Market value$14.0K
0.77%
Sole
1.38M
Shared
0.00
None
0.00
REPLIGEN CORP
SOLEShares7.90M
TypePRN
Market value$13.6K
0.75%
Sole
7.90M
Shared
0.00
None
0.00
FORTISTAR SUSTAINABLE SOL CO
SOLEShares1.35M
TypeSH
Market value$13.3K
0.74%
Sole
1.35M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
DICKS SPORTING GOODS INCSOLE | NOTE 3.250% 4/1 | 29.32M | PRN | $97.3K 5.38% | 29.32M | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | NOTE 0.375% 6/0 | 46M | PRN | $77.9K 4.31% | 46M | 0.00 | 0.00 |
MIDDLEBY CORPSOLE | NOTE 1.000% 9/0 | 51.85M | PRN | $59.4K 3.29% | 51.85M | 0.00 | 0.00 |
LUMENTUM HLDGS INCSOLE | NOTE 0.250% 3/1 | 38.94M | PRN | $48.0K 2.66% | 38.94M | 0.00 | 0.00 |
HEALTHWELL ACQUISITION CORPSOLE | CLASS A COM | 2.39M | SH | $23.3K 1.29% | 2.39M | 0.00 | 0.00 |
SOCIAL CAPITAL HEDOSOPHA HLDSOLE | SHS CL A | 2.08M | SH | $20.8K 1.15% | 2.08M | 0.00 | 0.00 |
CRIXUS BH3 ACQUISITION COSOLE | CLASS A COM | 1.98M | SH | $19.7K 1.09% | 1.98M | 0.00 | 0.00 |
10X CAP VENTURE ACQSTN CORPSOLE | COM CL A | 1.95M | SH | $19.5K 1.08% | 1.95M | 0.00 | 0.00 |
INTEGRATED RAIL AND RES ACQSOLE | CL A COM | 1.88M | SH | $18.9K 1.05% | 1.88M | 0.00 | 0.00 |
SNAP INCSOLE | NOTE 0.250% 5/0 | 19.46M | PRN | $17.8K 0.98% | 19.46M | 0.00 | 0.00 |
STRATIM CLOUD ACQUISITION COSOLE | CLASS A COM | 1.75M | SH | $17.1K 0.95% | 1.75M | 0.00 | 0.00 |
MERCURY ECOM ACQUISITION CORSOLE | CLASS A COM | 1.70M | SH | $16.9K 0.93% | 1.70M | 0.00 | 0.00 |
AKAMAI TECHNOLOGIES INCSOLE | NOTE 0.125% 5/0 | 16.30M | PRN | $16.6K 0.92% | 16.30M | 0.00 | 0.00 |
ENVISTA HOLDINGS CORPORATIONSOLE | NOTE 2.375% 6/0 | 10M | PRN | $16.5K 0.91% | 10M | 0.00 | 0.00 |
BLACKLINE INCSOLE | NOTE 0.125% 8/0 | 15.05M | PRN | $15.6K 0.86% | 15.05M | 0.00 | 0.00 |
HEALTHCARE SERVICES ACQU CORSOLE | COM CL A | 1.56M | SH | $15.5K 0.86% | 1.56M | 0.00 | 0.00 |
ENTERPRISE 4.0 TEC ACQSTN COSOLE | UNIT 10/14/2026 | 1.52M | SH | $15.4K 0.85% | 1.52M | 0.00 | 0.00 |
INVESTCORP EUROPE ACQUISITIOSOLE | UNIT 12/15/2026 | 1.50M | SH | $15.2K 0.84% | 1.50M | 0.00 | 0.00 |
MERCADOLIBRE INCSOLE | NOTE 2.000% 8/1 | 7.50M | PRN | $14.9K 0.82% | 7.50M | 0.00 | 0.00 |
AFRICAN GOLD ACQUISITION CORSOLE | SHS CL A | 1.49M | SH | $14.7K 0.82% | 1.49M | 0.00 | 0.00 |
SNAP INCSOLE | NOTE 0.750% 8/0 | 17M | PRN | $14.7K 0.81% | 17M | 0.00 | 0.00 |
CASCADIA ACQUISITION CORPSOLE | CLASS A COM | 1.49M | SH | $14.6K 0.81% | 1.49M | 0.00 | 0.00 |
TLGY ACQUISITION CORPORATIONSOLE | UNIT 99/99/9999 | 1.38M | SH | $14.0K 0.77% | 1.38M | 0.00 | 0.00 |
REPLIGEN CORPSOLE | NOTE 0.375% 7/1 | 7.90M | PRN | $13.6K 0.75% | 7.90M | 0.00 | 0.00 |
FORTISTAR SUSTAINABLE SOL COSOLE | COM CL A | 1.35M | SH | $13.3K 0.74% | 1.35M | 0.00 | 0.00 |
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