CASTEN RICHARD S (Chief Financial Officer) received a stock award from BAUDAX BIO, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 2 awards
Filed: 3/10/2021ACC: 0001192482-21-000241
Officer· Chief Financial Officer
Since Mar 2021
+370K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
370K acquired
Non-Derivative Transactions2
Common Stock
Direct
Shares
+15K
Price / share
—
Trade value
—
% of position
New position
3/8/2021
0.00→15K
Common Stock
Direct
Shares
+85K
Price / share
—
Trade value
—
% of position
566.7%
3/8/2021
15K→100K
Total
Net shares
+100K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/8/2021 | A · Award | +15K | — | — | New position | 0.00 | 15K |
| Common Stock Direct | 3/8/2021 | A · Award | +85K | — | — | 566.7% | 15K | 100K |
| Total | +100K | $0.00 | ||||||
Derivative Transactions2
Stock Option (right to buy)
Direct
Converts to
Common Stock
15K shares
Shares
+15K
Strike price
1.21
Held after
15K
Exercisable
—
3/8/2021
Stock Option (right to buy)
Direct
Converts to
Common Stock
255K shares
Shares
+255K
Strike price
1.21
Held after
255K
Exercisable
—
3/8/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock15K shares | 3/8/2021 | A · Award | +15K | 1.21 | — | 15K |
| Stock Option (right to buy) Direct | Common Stock255K shares | 3/8/2021 | A · Award | +255K | 1.21 | — | 255K |